Class I Shares. There is no dealer compensation payable on Class I shares.
Class I Shares. Shares of the Company’s $0.01 par value common stock that have been designated as Class I.
Class I Shares bps, on an annualized basis, of the Aggregated Assets of the Contracts held in Class I shares.
Class I Shares. There is no dealer compensation payable on Class I shares. Class T Shares – Virtus Multi-Sector Short Term Bond Fund only Dealer Concession: 1% CDSC: 1% for one year from the date of each purchase. Service Fee: 0.25% For providing shareholder services such as responding to shareholder inquiries; processing redemptions; changing dividend options, account designations, and addresses; transmitting proxy statements, annual reports, prospectuses and other correspondence from the Funds to shareholders; and providing such other information and assistance to shareholders as may be reasonably requested by such shareholders, VPD intends to pay a quarterly fee to qualifying dealers at the equivalent of 0.25% annually, based on the average daily net asset value of Class T shares sold by such dealers and remaining on the Funds’ books during the period in which the fee is calculated. The Class T Service Fee is paid beginning in the 13th month following each purchase. See below for Terms and Conditions for Service and Distribution Fees.
Class I Shares. There is no dealer compensation payable on Class I shares, and they do not pay any 12b-1 distribution or service fees. Class R6 Shares R6 Shares are available only to certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. Other institutional investors may be permitted to purchase Class R6 Shares subject to the fund’s determination of eligibility and may be subject to a $2,500,000 minimum initial investment requirement. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares.
Class I Shares. There is no dealer compensation payable on Class I shares, and they do not pay any 12b-1 distribution or service fees. Class IS Shares IS shares are available to qualified retirement plan, bank or trust company, insurance co, registered investment company or non-qualified deferred compensation plan through your financial institution or financial intermediary No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class IS Shares. Class IS Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class R Shares
Class I Shares. Dealer is electing to sell Class I shares for fee-based and/or registered representative purchase (includes purchase by immediate family members). ☐ Fee-based ☐ Registered representative purchase (includes purchases by immediate family members) Distribution and Stockholder Servicing Fee Reallowance (applicable ONLY if the Dealer sells Class T Shares or Class D Shares) The following reflects the reallowance of the distribution and stockholder servicing fee as agreed upon between the Dealer Manager and the Dealer in connection with sales of Class T Shares and/or Class D Shares, as applicable, including Shares issued under the Company’s distribution reinvestment plan. Except as otherwise specifically stated herein, capitalized terms used in this Schedule not otherwise defined herein shall have the meanings given them in the Selected Dealer Agreement (the “Agreement”) between Dealer and Dealer Manager of which this Schedule is a part.
Class I Shares. None. Class M Shares: None.
Class I Shares. Equity Funds The Hartford Capital Appreciation Fund Hartford Core Equity Fund The Hartford Dividend and Growth Fund Hartford Emerging Markets Equity Fund Hartford Climate Opportunities Fund The Hartford Equity Income Fund Hartford Global Impact Fund The Hartford Growth Opportunities Fund The Hartford Healthcare Fund Hartford International Equity Fund The Hartford International Growth Fund The Hartford International Opportunities Fund The Hartford International Value Fund The Hartford MidCap Fund The Hartford MidCap Value Fund Hartford Small Cap Value Fund The Hartford Small Cap Growth Fund The Hartford Small Company Fund Hartford Schroders China A Fund Hartford Schroders Diversified Emerging Markets Fund Hartford Schroders Emerging Markets Equity Fund Hartford Schroders International Contrarian Value Fund Hartford Schroders International Multi-Cap Value Fund Hartford Schroders International Stock Fund Hartford Schroders Sustainable International Core Fund Hartford Schroders US MidCap Opportunities Fund Hartford Schroders US Small Cap Opportunities Fund Multi-Strategy Funds The Hartford Balanced Income Fund Hartford AARP Balanced Retirement Fund Hartford Multi-Asset Income Fund Hartford Schroders Diversified Growth Fund
Class I Shares. Portfolio Number of Shares Share Price Total Purchase Price Paid to Portfolio ALPS/Red Rocks Listed Private Equity Portfolio 1 $10.00 $10 Class III Shares
