Client Authorization. By execution of this Exhibit D below, the Client hereby represents to the Lending Agent and authorizes the Lending Agent, on behalf of the Fund or Funds identified in the Agreement, to execute and deliver one or more documents representing as follows: (i) the securities issued by any collective investment vehicle for the benefit of the Fund are being acquired only for investment and not with a view to distribution, (ii) the Fund qualifies as an accredited investor within the meaning of Rule 501 of Regulation D under the Securities Act of 1933, as amended, and (iii) the Fund qualifies as a qualified purchaser under the Investment Company Act of 1940, as amended. By execution of this Exhibit D below, the Client also agrees to notify the Lending Agent promptly if at any time any of the representations set forth herein are no longer true and correct.
Client Authorization. By execution of this Exhibit D below, the Client hereby represents to the Lending Agent and authorizes the Lending Agent, on behalf of the Fund or Funds identified in the Agreement, to execute and deliver one or more documents representing as follows: (i) the securities issued by any collective investment vehicle for the benefit of the Fund are being acquired only for investment and not with a view to distribution, (ii) the Fund qualifies as an accredited investor within the meaning of Rule 501 of Regulation D under the Securities Act of 1933, as amended, and (iii) the Fund qualifies as a qualified purchaser under the Investment Company Act of 1940, as amended. By execution of this Exhibit D below, the Client also agrees to notify the Lending Agent promptly if at any time any of the representations set forth herein are no longer true and correct. TAX INFORMATION. UNDER PENALTIES OF PERJURY, THE FUND* (AS PAYEE) HEREBY CERTIFIES TO THE TRUST (AS PAYER) THAT (1) THE NUMBER SHOWN BELOW IS ITS CORRECT TAXPAYER IDENTIFICATION NUMBER AND (2)** THE FUND* IS NOT SUBJECT TO BACKUP WITHHOLDING BECAUSE (A) IT IS EXEMPT FROM BACKUP WITHHOLDING OR (B) IT HAS NOT BEEN NOTIFIED BY THE IRS THAT IT IS SUBJECT TO BACKUP WITHHOLDING AS A RESULT OF FAILURE TO REPORT ALL INTEREST OR DIVIDENDS, OR (C) THE IRS HAS NOTIFIED THE FUND* THAT IT IS NO LONGER SUBJECT TO BACKUP WITHHOLDING. __________________________ * Please note this information relates to the Fund the assets of which are being invested, not to the Client signing this document. ** PLEASE CROSS OUT ITEM (2) ABOVE IN ITS ENTIRETY IF THE FUND* HAS BEEN NOTIFIED BY THE IRS THAT THE FUND IS SUBJECT TO BACKUP WITHHOLDING BECAUSE OF UNDERREPORTING INTEREST OR DIVIDENDS. ACCOUNTS THAT HAVE MISSING OR INCORRECT TAXPAYER IDENTIFICATION NUMBERS WILL BE SUBJECT TO BACKUP WITHHOLDING AT A 31% RATE, OR THE THEN APPLICABLE RATE, ON DISTRIBUTIONS AND OTHER PAYMENTS, BACKUP WITHHOLDING IS NOT AN ADDITIONAL TAX: THE TAX LIABILITY OF PERSONS SUBJECT TO BACKUP WITHHOLDING WILL BE REDUCED BY THE AMOUNT OF TAX WITHHELD. THE INTERNAL REVENUE SERVICE DOES NOT REQUIRE YOUR CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATIONS REQUIRED TO AVOID BACKUP WITHHOLDING. Agreed to and Approved by Lending Agent MELLON BANK, N.A. By: _____________________________ Title: Executive Vice President Date: _____________________________ Agreed to and Approved by the Clients: DELAWARE GROUP ADVISER FUNDS, on behalf of its Funds identified on...
Client Authorization. 7.1 Subject to any applicable Market Requirements and without prejudice to the other authorities conferred upon KGI Asia under this Client Agreement and any other rights and powers available to KGI Asia and in each case as a transaction independent of any other transaction entered into between KGI Asia and the Client or by KGI Asia on the Client’s behalf, KGI Asia is authorized on the Client’s behalf to part with possession and/or control of all or any Securities or Securities collateral received or held by KGI Asia or its nominees for or on behalf of the Client and in connection therewith to lend, sell, deposit, charge and re-charge all or any such Securities or Securities collateral in each case in accordance with any applicable Market Requirements and any authorization given by the Client to KGI Asia from time to time. Subject to any applicable Market Requirements, including without limitation, the Client Securities Rules, the Client hereby authorizes KGI Asia or an associated entity of KGI Asia to:
Client Authorization. The Client authorizes the Company to charge all applicable fees and expenses to the credit card on file in accordance with the above-stated terms. The Client agrees to promptly provide any updates or changes necessary for the processing of these charges, including updated credit card numbers, expiration dates, and other relevant details.
Client Authorization. All transfer requests transmitted to the Fund Company by Broker-Dealer pursuant to this Agreement will have been duly authorized by the applicable Investor(s) pursuant to instructions received by Broker-Dealer in good order. Exhibit C-1
Client Authorization. Client represents and warrants that it has the authority to agree to this Talent Scout Agreement on behalf of him- or herself and the business entity he or she represents. Client authorizes, and represents that he or she has the authority to authorize, Upwork personnel to assist Client by taking actions on the Site and communicating with Freelancers on behalf of Client as directed by Client, including without limitation, posting projects, creating Content, preparing and offering contracts to Freelancers, releasing payments, and closing such contracts upon completion of the work. All actions performed by Upwork personnel on the Site at Client’s direction, express or implied, will be considered to be actions by and at the direction of Client.
Client Authorization. The Client hereby authorizes the Attorney to thoroughly investigate the facts and laws relative to the Legal Matter. Upon the conclusion of such investigation, the Attorney shall have the discretionary right to determine that it is not feasible to pursue the Legal Matter, and upon notification to the Client of such determination the Attorney shall be entitled to withdraw from any further representation of the Client pursuant to this Agreement. In such an event, no legal fees shall be payable to the Attorney, but the Client agrees to promptly pay the Attorney for all other fees, charges, and expenses incurred pursuant to the above prior to the date of such withdrawal. Client’s Signature Date _ Print Name _
Client Authorization. The Client hereby authorizes the Attorney to thoroughly investigate the facts and laws relative to the Legal Matter. Upon the conclusion of such investigation, the Attorney shall have the discretionary right to determine that it is not feasible to pursue the Legal Matter, and upon notification to the Client of such determination the Attorney shall be entitled to withdraw from any further representation of the Client pursuant to this Agreement. In such an event, no legal fees shall be payable to the Attorney, but the Client agrees to promptly pay the Attorney for all other fees, charges, and expenses incurred pursuant to the above prior to the date of such withdrawal. Client’s Signature _____________________________ Date ____________ Print Name _____________________________ Attorney’s Signature _____________________________ Print Name _____________________________
Client Authorization. Upon receiving a completed Electronic Enrollment Form from a User, DST will make available an Authorization Request to Client (point of contact) through the Distribution Support Services Web Site. The Authorization Request will identify the level of access requested and the security criteria as well as provide a sample client Tax ID/Social Security Number. Through the Distribution Support Services Web Site, Client point of contact is solely responsible for authorizing or denying each User request for access to Transactions through Vision Services. When authorizing requests, security criteria must be verified by Client. This includes verifying: • Appropriate Level of Authorization. Please note, each authorization will provide access to the level indicated on DST’s Authorization Request. Access may be requested at the dealer, dealer/branch, dealer/representative, tax ID, or Trust/TPA level. • Accurate Access Security Criteria. Client must verify that each field authorized in the security criteria accurately represents the dealer/branch/representative or tax ID information which appears on the master of the representative’s client accounts. 100% of the representative’s accounts should reflect the authorized criteria. Client assumes all responsibility for verifying the security level of each new User authorization request. DST shall not be required to verify that the person who processes the Authorization Request is legally authorized to do so on behalf of Client and DST shall be entitled to rely conclusively upon such approval/denial without further duty to inquire.
Client Authorization. Client authorizes Baird to pay for checks written, debit card transactions, and securities transactions upon settlement date in accordance with the terms described in Section 11 of the Agreement. Baird will receive daily notification of any charges resulting from the checks or debit card issued in conjunction with Client’s Cash Management. Baird will make payment on Client’s behalf on the day Baird receives notice of the debit.
