Common use of Compliance with Rule 144 Clause in Contracts

Compliance with Rule 144. If the Holder proposes to sell the Shares issuable upon the exercise of this Warrant in compliance with Rule 144 promulgated by the SEC, then, upon Holder’s written request to the Company, the Company shall furnish to the Holder, within ten days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC as set forth in such rule (as may be amended from time to time).

Appears in 6 contracts

Samples: Warrant Agreement (ThredUp Inc.), Warrant Agreement (ThredUp Inc.), Warrant Agreement (Northern Star Acquisition Corp.)

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Compliance with Rule 144. If the Holder proposes to sell the Shares Stock issuable upon the exercise of this Warrant Warrant, or the Common Stock into which it is convertible, in compliance with Rule 144 promulgated by the SEC, then, upon HolderXxxxxx’s written request to the Company, the Company shall furnish to the Holder, within ten days five (5) Business Days after receipt of such request, a written statement confirming or denying the Company’s compliance with the filing requirements of the SEC as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 5 contracts

Samples: Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.)

Compliance with Rule 144. If At the Holder written request of the Holder, who proposes to sell the Shares issuable upon the exercise of this the Warrant in compliance with Rule 144 promulgated by the SEC, then, upon Holder’s written request to the CompanySecurities and Exchange Commission, the Company shall furnish to the Holder, within ten thirty (30) days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC Securities and Exchange Commission as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 4 contracts

Samples: Warrant Agreement (TrueCar, Inc.), Warrant Agreement (TrueCar, Inc.), Warrant Agreement (TrueCar, Inc.)

Compliance with Rule 144. If At the Holder written request of the Holder, who proposes to sell the Shares Common Stock issuable upon the exercise of this the Warrant in compliance with Rule 144 promulgated by the SEC, then, upon Holder’s written request to the Company, the Company shall furnish to the Holder, within ten five (5) days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 4 contracts

Samples: Warrant Agreement (Andover Medical, Inc.), Warrant Agreement (Andover Medical, Inc.), Warrant Agreement (Andover Medical, Inc.)

Compliance with Rule 144. If the Holder proposes to sell the Shares issuable upon the exercise of this Warrant in compliance with Rule 144 promulgated by the SEC, then, upon Holder’s written request to the Company, the Company shall furnish to the Holder, within ten days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC as set forth in such rule (as may be amended from time to time).

Appears in 3 contracts

Samples: Warrant Agreement (iSpecimen Inc.), Warrant Agreement (Biolase, Inc), Warrant Agreement (Biolase, Inc)

Compliance with Rule 144. If the Holder proposes to sell the Shares Common Stock issuable upon the exercise of this Warrant in compliance with Rule 144 promulgated by under the SECAct, then, upon Holder’s written request to the Company, the Company shall furnish to the Holder, within ten (10) days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC Securities and Exchange Commission as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 3 contracts

Samples: Warrant Agreement (Arqule Inc), Warrant Agreement (Arqule Inc), Warrant Agreement (Arqule Inc)

Compliance with Rule 144. If the Holder proposes to sell the Shares Stock issuable upon the exercise of this Warrant Warrant, or the Common Stock into which it is convertible, in compliance with Rule 144 promulgated by the SEC, then, upon HolderHxxxxx’s written request to the Company, the Company shall furnish to the Holder, within ten days five (5) Business Days after receipt of such request, a written statement confirming or denying the Company’s compliance with the filing requirements of the SEC as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 2 contracts

Samples: Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.)

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Compliance with Rule 144. If At the Holder written request of the Holder, who proposes to sell the Shares issuable upon the exercise of this the Warrant in compliance with Rule 144 promulgated by the SEC, then, upon Holder’s written request to the CompanySecurities and Exchange Commission, the Company shall furnish to the Holder, within ten thirty (30) days after receipt of such request, a written statement confirming the Company’s 's compliance with the filing requirements of the SEC Securities and Exchange Commission as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 1 contract

Samples: Master Lease Agreement (Viant Corp)

Compliance with Rule 144. If the Holder Warrantholder proposes to sell the Warrant Shares issuable upon the exercise of this Warrant Agreement, or the Ordinary Shares into which such shares are convertible, in compliance with Rule 144 promulgated by the SEC, then, upon Holderthe Warrantholder’s written request to the Company, the Company shall furnish to the HolderWarrantholder, within ten (10) days after receipt of such request, a written statement confirming the Company’s compliance with the filing requirements of the SEC as set forth in such rule (Rule, as such Rule may be amended from time to time).

Appears in 1 contract

Samples: Warrant Agreement (Stealth BioTherapeutics Corp)

Compliance with Rule 144. If the Holder proposes to sell the Shares Stock issuable upon the exercise of this Warrant Warrant, or the Common Stock into which it is convertible, in compliance with Rule 144 promulgated by the SEC, then, upon HolderXxxxxx’s written request to the Company, the Company shall furnish to the Holder, within ten days five (5) Business Days after receipt of such request, a written statement confirming or denying the Company’s compliance with the filing requirements of the SEC as set forth in such rule, as such rule (as may be amended from time to time).

Appears in 1 contract

Samples: Warrant Agreement (Complete Solaria, Inc.)

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