CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 137 contracts
Samples: Equity Underwriting Agreement (Urstadt Biddle Properties Inc), Underwriting Agreement (Health Care Reit Inc /De/), Underwriting Agreement (Euronav NV)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Units required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 42 contracts
Samples: Underwriting Agreement (Path 1 Network Technologies Inc), Underwriting Agreement (Daystar Technologies Inc), Underwriting Agreement (Daystar Technologies Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 22 contracts
Samples: Underwriting Agreement (Hyde Park Acquisition Corp. II), Underwriting Agreement (ROI Acquisition Corp.), Underwriting Agreement (ROI Acquisition Corp.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 20 contracts
Samples: Underwriting Agreement (Unitil Corp), Underwriting Agreement (Unitil Corp), Equity Underwriting Agreement (Unitil Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Notes required to be delivered as and when specified in this Agreement are subject to the conditions that that, at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 18 contracts
Samples: Underwriting Agreement (Welltower Inc.), Underwriting Agreement (Welltower Inc.), Underwriting Agreement (Welltower Inc.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 13 contracts
Samples: Placement Agency Agreement (Stereotaxis, Inc.), Placement Agency Agreement (Genelabs Technologies Inc /Ca), Underwriting Agreement (Health Care Reit Inc /De/)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 13 contracts
Samples: Underwriting Agreement (Macerich Co), Underwriting Agreement (Urstadt Biddle Properties Inc), Equity Underwriting Agreement (Sigma Designs Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or proceedings therefor initiated or threatened.
Appears in 11 contracts
Samples: Underwriting Agreement (Goodyear Tire & Rubber Co /Oh/), Underwriting Agreement (Goodyear Tire & Rubber Co /Oh/), Underwriting Agreement (Goodyear Tire & Rubber Co /Oh/)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities and the Representative's Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 9 contracts
Samples: Underwriting Agreement (Vantage Energy Services, Inc.), Underwriting Agreement (Vantage Energy Services, Inc.), Underwriting Agreement (Vantage Energy Services, Inc.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 8 contracts
Samples: Equity Underwriting Agreement (St Joe Co), Equity Underwriting Agreement (RMR F.I.R.E. Fund), Equity Underwriting Agreement (RMR Real Estate Fund)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 8 contracts
Samples: Underwriting Agreement (Health Care Reit Inc /De/), Equity Underwriting Agreement (Solutia Inc), Equity Underwriting Agreement (Smith & Wesson Holding Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or proceedings therefor initiated or threatened.
Appears in 8 contracts
Samples: Equity Underwriting Agreement (Wynn Resorts LTD), Equity Underwriting Agreement (Wynn Resorts LTD), Equity Underwriting Agreement (Wynn Resorts LTD)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or and the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 6 contracts
Samples: Underwriting Agreement (Chelsea Therapeutics International, Ltd.), Equity Underwriting Agreement (Inhibitex, Inc.), Equity Underwriting Agreement (Chelsea Therapeutics International, Ltd.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities and the Representative’s Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 6 contracts
Samples: Underwriting Agreement (Grubb & Ellis Realty Advisors, Inc.), Underwriting Agreement (Boomerang Holdings, Inc.), Underwriting Agreement (Grubb & Ellis Realty Advisors, Inc.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option applicable Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 6 contracts
Samples: Equity Underwriting Agreement (Anthera Pharmaceuticals Inc), Equity Underwriting Agreement (Anthera Pharmaceuticals Inc), Equity Underwriting Agreement (Anthera Pharmaceuticals Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 5 contracts
Samples: Equity Underwriting Agreement (Kana Software Inc), Equity Underwriting Agreement (Unitil Corp), Equity Underwriting Agreement (Wintrust Financial Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Certificates required to be delivered as and when specified in this Agreement are subject to the conditions that condition that, at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 5 contracts
Samples: Underwriting Agreement (Consumer Portfolio Services Inc), Underwriting Agreement (Consumer Portfolio Services Inc), Underwriting Agreement (Consumer Portfolio Services Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Notes required to be delivered as and when specified in this Agreement are subject to the conditions that condition that, at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 5 contracts
Samples: Underwriting Agreement (Consumer Portfolio Services Inc), Underwriting Agreement (Consumer Portfolio Services Inc), Underwriting Agreement (Consumer Portfolio Services Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, (i) no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatenedthreatened and (ii) payment for the Firm Units and/or Option Units, as the case may be, shall have been made to the Company in accordance with Section 2 hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (Columbus Acquisition Corp), Underwriting Agreement (Apex Bioventures Acquisition Corp), Underwriting Agreement (Information Services Group Inc.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or proceedings therefor initiated or threatened.
Appears in 3 contracts
Samples: Underwriting Agreement (Trian Acquisition I Corp.), Underwriting Agreement (Trian Acquisition I Corp.), Underwriting Agreement (Trian Acquisition I Corp.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option applicable Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 3 contracts
Samples: Underwriting Agreement (CorMedix Inc.), Underwriting Agreement (CorMedix Inc.), Equity Underwriting Agreement (Anthera Pharmaceuticals Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 3 contracts
Samples: Underwriting Agreement (Radyne Comstream Inc), Underwriting Agreement (Radyne Comstream Inc), Underwriting Agreement (Radyne Comstream Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations obligation of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 3 contracts
Samples: Underwriting Agreement (Fluidigm Corp), Equity Underwriting Agreement (Genaissance Pharmaceuticals Inc), Equity Underwriting Agreement (Bruker Daltonics Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date [or the Option Closing Date, as the case may be, ,] no stop order suspending the effectiveness of the Registration Statement Statements shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 3 contracts
Samples: Underwriting Agreement (Scenic Outdoor Marketing of Consulting Inc), Underwriting Agreement (Stokely Ad Agency LLC), Underwriting Agreement (Lamar Advertising Co)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are shall be subject to the conditions that condition that, at the Closing Date or (with respect to the Option Closing Date, as Shares) the case may bedate upon which the Option Shares are to be purchased, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or and no proceedings therefor initiated shall be pending or threatenedthreatened by the Commission.
Appears in 3 contracts
Samples: Underwriting Agreement (U S Liquids Inc), Underwriting Agreement (Flour City International Inc), Underwriting Agreement (U S Liquids Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations obligation of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (B&g Foods Holdings Corp), Underwriting Agreement (Polaner Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Offered ADSs required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Amarin Corp Plc\uk), Underwriting Agreement (Amarin Corp Plc\uk)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Urstadt Biddle Properties Inc), Underwriting Agreement (Urstadt Biddle Properties Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or or, to the Company’s knowledge, threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Intellon Corp), Underwriting Agreement (Intellon Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Fti Consulting Inc), Underwriting Agreement (Fti Consulting Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened. 8.
Appears in 2 contracts
Samples: Underwriting Agreement (Fortune Petroleum Corp), Underwriting Agreement (Perclose Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities and the Underwriter's Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Granahan McCourt Acquisition CORP), Underwriting Agreement (Granahan McCourt Acquisition CORP)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required Common Stock and Warrants to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (C2i Solutions Inc), Underwriting Agreement (C2i Solutions Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of Securities and the Shares Representative's Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Cold Spring Capital Inc.), Underwriting Agreement (Cold Spring Capital Inc.)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement Statements shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Lamar Advertising Co/New), Underwriting Agreement (Lamar Advertising Co/New)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Amerivest Properties Inc), Underwriting Agreement (Amerivest Properties Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Polaner Inc), Underwriting Agreement (B&g Foods Holdings Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions condition that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (American Dental Partners Inc), Underwriting Agreement (American Dental Partners Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Notes required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Health Care Reit Inc /De/), Underwriting Agreement (Health Care Reit Inc /De/)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement registration statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 2 contracts
Samples: Underwriting Agreement (Municipal Mortgage & Equity LLC), Underwriting Agreement (Municipal Mortgage & Equity LLC)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are shall be subject to the conditions that condition that, at the Closing Date or with respect to the Option Closing Date, as Shares the case may bedate upon which the Option Shares are to be purchased by the Underwriters pursuant to this Agreement, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or and no proceedings therefor initiated shall be pending or threatenedthreatened by the Commission.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that that, at the Closing Date or the Option Closing Date, as the case may besuch Date of Delivery, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the -------------------------------------------- Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date Date, or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions condition that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Units required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may bedate of this Agreement, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor therefore initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the -------------------------------------------- Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
Samples: Underwriting Agreement (Rushmore Financial Group Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Additional Shares Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
Samples: Underwriting Agreement (Sunbelt Automotive Group Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations obligation of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect effect, no notice that would prevent the use of the Registration Statement or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations obligation of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order or notice suspending the effectiveness effectiveness, or preventing the use, of the Registration Statement shall have been issued and in effect effect, or proceedings therefor initiated or threatened.
Appears in 1 contract
Samples: Purchase Agreement (Fluidigm Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company Sellers to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
Samples: Underwriting Agreement (Powerwave Technologies Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement and the Other Transaction Documents are subject to the conditions set forth in the Purchase Agreement and the condition that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion aggregate principal amount of the Shares Notes required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order (or other similar order) suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of either of the Registration Statement Statements shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities and the Underwriters’ Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered Securities as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Datedate, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Units required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened. 8.
Appears in 1 contract
Samples: Underwriting Agreement (Cell Robotics International Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Notes required to be delivered as and when specified in this Agreement are subject to the conditions that at the each Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or and the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or or, to the Company’s knowledge, threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatenedthreatened and the Underwriter shall have transmitted to the Company the payment as set forth in Section 3 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Southern National Bancorp of Virginia Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations obligation of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Notes and Certificates required to be delivered as and when specified in this Agreement are subject to the conditions that condition that, at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
Samples: Underwriting Agreement (Consumer Portfolio Services Inc)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or or, with respect to the Option Shares, the Option Closing Date, as the case may beif any, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the each Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
Appears in 1 contract
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of Firm Shares or the Option Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
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CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares Securities required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement or the use of the Prospectus, shall have been issued and in effect or proceedings therefor initiated or threatened.
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Samples: Convertible Debt Underwriting Agreement (Natural Microsystems Corp)
CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are shall be subject to the conditions that condition that, at the Closing Date or (with respect to the Additional Shares) the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or and no proceedings therefor initiated shall be pending or threatenedthreatened by the Commission.
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CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company pursuant to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
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CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company pursuant to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the First Closing Date or the Option Optional Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and in effect or proceedings therefor initiated or threatened.
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CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or proceedings therefor initiated or threatened.
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CONDITIONS OF THE OBLIGATIONS OF THE COMPANY. The obligations of the Company to sell and deliver the portion of the Preferred Shares required to be delivered as and when specified in this Agreement are subject to the conditions that at the Closing Date or the Option Closing Date, as the case may be, no stop order suspending the effectiveness of the Registration Statement shall have been issued and be in effect or proceedings therefor initiated or threatened.
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Samples: Underwriting Agreement (Goodyear Tire & Rubber Co /Oh/)