Consecutive Advance Notices Sample Clauses
The Consecutive Advance Notices clause establishes rules for issuing multiple advance notices in succession within a contractual relationship. Typically, this clause sets limits on how many advance notices can be sent within a certain period or specifies the required time intervals between each notice. For example, it may prevent a party from sending several notices back-to-back without giving the other party adequate time to respond or remedy an issue. Its core practical function is to ensure fairness and prevent abuse by regulating the frequency and timing of advance notices, thereby promoting orderly communication and dispute resolution.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Company shall have delivered all Shares relating to all prior Advances.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Company shall have delivered all Shares relating to all prior Advances, and at least 5 Trading Days shall have elapsed from the immediately preceding Advance Date.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Pricing Period for all prior Advances has been completed. Furthermore, the Company shall not have the right to deliver an Advance Notice to the Investor if any of the following shall occur:
Consecutive Advance Notices. Unless the Investor consents in writing (which may be by e-mail at any time prior to the expiration of the Pricing Period for such applicable Additional Notices), the Pricing Period for all prior Advances has been completed and settled.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Pricing Period for all prior Advances has been completed.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the applicable Pricing Period for all prior Advances shall have been completed and the Company shall have delivered all Shares relating to all prior Advances.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Company shall have delivered all Advance Shares relating to all prior Advances. The undersigned, _______________________, hereby certifies, with respect to the sale of Common Shares of APTEVO THERAPEUTICS INC. (the “Company”) issuable in connection with this Advance Notice, delivered pursuant to that certain Standby Equity Purchase Agreement, dated as of June __, 2025 (the “Agreement”), as follows (with capitalized terms used herein without definition having the same meanings as given to them in the Agreement):
1. The undersigned is the duly elected ______________ of the Company.
2. There are no fundamental changes to the information set forth in the Registration Statement which would require the Company to file a post-effective amendment to the Registration Statement.
3. The Company has performed in all material respects all covenants and agreements to be performed by the Company contained in the Agreement on or prior to the Advance Notice Date. All conditions to the delivery of this Advance Notice are satisfied as of the date hereof.
4. The number of Advance Shares the Company is requesting is _____________________.
5. The Minimum Acceptable Price with respect to this Advance Notice is ____________ (if left blank then no Minimum Acceptable Price will be applicable to this Advance).
6. The number of Common Shares of the Company outstanding as of the date hereof is ___________. The undersigned has executed this Advance Notice as of the date first set forth above. By: Name: Title: Please deliver this Advance Notice by email to: Email: T▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Attention: Trading Department Telephone: 2▇▇-▇▇▇-▇▇▇▇ APTEVO THERAPEUTICS INC. Attn: Email: Below please find the settlement information with respect to the Advance Notice Date of:
Consecutive Advance Notices. Consecutive Advance Notices. Except with respect to the first Advance Notice, unless waived by the Investor in its sole discretion, the Pricing Period for all prior Advances shall have been completed. If the condition set forth in this clause (j) is waived by the Investor, the Advance which the Investor has elected to permit while a prior Pricing Period is ongoing shall be referred to herein as a “Secondary Advance”. k.
Consecutive Advance Notices. Except with respect to the first Advance Notice, the Company shall have delivered all Advance Shares relating to all prior Advances. Dated: ______________ Advance Notice Number: ____ The undersigned, _______________________, hereby certifies, with respect to the sale of shares of common stock, par value $0.01 per share, of QUANTUM CORPORATION (the “Company”) issuable in connection with this Advance Notice, delivered pursuant to that certain Standby Equity Purchase Agreement, dated as of [____________], 2025 (the “Agreement”), as follows (with capitalized terms used herein without definition having the same meanings as given to them in the Agreement):
1. The undersigned is [a]/[the] duly elected ______________ of the Company.
2. There are no fundamental changes to the information set forth in the Registration Statement that would require the Company to file a post-effective amendment to the Registration Statement.
3. All conditions to the delivery of this Advance Notice are satisfied as of the date hereof.
4. The number of Advance Shares the Company is requesting is _____________________.
5. The Pricing Period for this Advance shall be an [Option 1 Pricing Period]/[Option 2 Pricing Period].
Consecutive Advance Notices. Except as otherwise provided under this Agreement, the Pricing Period for all prior Purchase Notices has been completed. Furthermore, the Company shall not have the right to deliver a Purchase Notice to the Investor if any of the following shall occur: