Corporate Action Services. Fee for IDC data used to monitor corporate actions
Corporate Action Services. $___ per Foreign Equity Security per Month § $___ per Domestic Equity Security per Month § $___ per CMOs, Asset Backed, Mortgage Backed Security per Month
Corporate Action Services. ▪ $[ ] per Foreign Equity Security per Month ▪ $[ ] per Domestic Equity Security per Month ▪ $[ ] per CMOs, Asset Backed, Mortgage Backed Security per Month ▪ $[ ] per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.
Corporate Action Services. $____ /Foreign Equity Security per Month for Corporate Action Service § $____ /Domestic Equity Security per Month for Corporate Action Service § $____ on the First 100 Securities § $____ on the Balance of Securities
Corporate Action Services. $___ per Foreign Equity Security per Month § $___ per Domestic Equity Security per Month § $___ per CMOs, Asset Backed, Mortgage Backed Security per Month § $___ per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change. Out-Of-Pocket Expenses (Fund Accounting and Fund Administration) Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Corporate Action Services. $[ ] per Foreign Equity Security per [ ] · $[ ] per Domestic Equity Security per [ ] · $[ ] per CMOs, Asset Backed, Mortgage Backed Security per [ ] · $[ ] per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.
Corporate Action Services. $____ per Foreign Equity Security per Month § $____ per Domestic Equity Security per Month * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. § $____ per CMOs, Asset Backed, Mortgage Backed Security per Month § $____ per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.
Corporate Action Services. $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § $5,000 § $1 per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change. Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Corporate Action Services. $2.00 /Foreign Equity Security per Month for Corporate Action Service · $1.00 /Domestic Equity Security per Month for Corporate Action Service · $0.636 on the First 100 Securities · $0.466 on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action Services. $[ ] per Foreign Equity Security per Month § $[ ] per Domestic Equity Security per Month § $[ ] per CMOs, Asset Backed, Mortgage Backed Security per Month Chief Compliance Officer Annual Fees $[ ] per fund § $[ ] per security per month for fund administrative Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change. Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing, Section 18 compliance testing, Section 15(c) reporting, equity & fixed income attribution reporting, electronic Board book portal (BookMark), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly.
