COVERED FUNDS. The Funds to be covered under this Agreement include:
COVERED FUNDS. The Funds to be covered under this Agreement include: The Fund(s) shall pay to GFS the following fees: (all basis point fees will be calculated based upon the average net assets of the Fund for the previous month)
COVERED FUNDS. 19.1 Employees and their Immediate Family Members can only retain their investment or re-invest in a Covered Fund sponsored by the Company if an employee was directly providing Qualifying Services to the Covered Fund at the time of investment. Generally, "Covered Funds" under the Xxxxxxx Rule fall into three categories:
19.1.1 Hedge funds, private equity funds and venture capital funds – these are funds that avoid mutual fund registration under Sections 3(c)(1) or 3(c)(7) of the U.S. Investment Company Act because they are offered privately (i.e. are not registered) and are either owned by qualified investors or by 100 or fewer accredited investors.
19.1.2 Foreign equivalent funds – these are funds organized and offered outside of the U.S. that would be the foreign equivalent of the above funds (i.e. not registered or publically offered).
19.1.3 Commodity pools – these are funds unregistered and exempt under U.S. Commodity Futures Trading Commission regulations..
19.2 As an employee of the Company, if you did not provide Qualifying Services to a Covered Fund that the Company sponsored at the time of your investment, you will be required to liquidate any investment made by you or your Immediate Family Members in the Covered Fund. Once you become an employee of the Company, the list of the Company or Affiliate sponsored funds will be available on our internal website.
COVERED FUNDS. The Funds to be covered under this Agreement include: The Fund(s) shall pay to UFS the following fees: (unless otherwise specified, all basis point fees will be calculated based upon the average net assets of the Fund for the previous month)
COVERED FUNDS. The Funds to be covered under this Agreement include: FVIT American Funds® Managed Risk Portfolio September 10, 2013
COVERED FUNDS. The Fund(s) to be covered under this Agreement include: Leader Short Duration Bond Fund Leader Total Return Fund Leader Floating Rate Fund
COVERED FUNDS. The Funds to be covered under this Agreement include: The North Country Equity Growth Fund 1/26/10 The North Country Intermediate Bond Fund 1/26/10
COVERED FUNDS. The Funds to be covered under this Agreement include: The Fund(s) shall pay to GFS the following fees:
COVERED FUNDS. The Fund(s) to be covered under this Agreement include: Xxxxxx Discretionary Global Macro Fund April 24, 2015 Xxxxxx Long/Short Equity Fund April 24, 2015 Xxxxxx European L/S Small Cap Fund October 22, 2015 Xxxxxx Event-Driven Fund October 22, 2015
COVERED FUNDS. The Funds to be covered under this Agreement include: FEE INTENTIONALLY OMITTED Basis point fees will be calculated based upon the average net assets of the Fund Family for the previous month. In consideration for its receipt of the Service Fee, UFS shall be responsible for paying operational expenses of the Funds, including fees related to fund accounting, fund administration, transfer agency, legal, audit, portfolio compliance, and custody services. Additionally, UFS shall be responsible for blue sky amortization expense. UFS shall not be responsible for extraordinary expense items, including expenses of Fund compliance services or consultants. Additionally, UFS will reimburse the Trust’s legal counsel for reasonable travel expenses related to their travel to or attendance at Trust/Fund board meetings. UFS will not be responsible for paying trustees fees or for reimbursing trustees for expenses related to their travel to or attendance at Trust/Fund board meetings. Nor will UFS be responsible for the cost of obtaining third-party data needed to prepare and file N-CEN and/or N-PORT filings.
