CUSTODIAN ACCEPTANCE Clause Samples
The Custodian Acceptance clause establishes the conditions under which a designated custodian agrees to take responsibility for certain assets or documents. Typically, this clause outlines the process by which the custodian formally acknowledges receipt and assumes control, often requiring written confirmation or compliance with specific procedures. Its core function is to ensure that there is a clear, documented transfer of responsibility, thereby reducing disputes over asset custody and clarifying the obligations of the custodian.
CUSTODIAN ACCEPTANCE. Constellation Trust Company will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of Constellation Trust Company’s acceptance of appointment as Custodian of the Owner’s Account.
CUSTODIAN ACCEPTANCE. First National Bank of Omaha will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of First National Bank of Omaha’s acceptance of appointment as Custodian of the Owner’s Account. By Telephone Toll-free: (▇▇▇) ▇▇▇-▇▇▇▇ Fax: ▇-▇▇▇-▇▇▇-▇▇▇▇ PO Box 46707 Cincinnati, OH 45246 or Via Overnight Delivery ▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇▇ Cincinnati, OH 45246 Distributed by Ultimus Fund Distributors, LLC Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? The types of personal information we collect and share depend on the product or service you have with us. This information can include: ▪ Social Security number ▪ account balances and account transactions ▪ account transactions, transaction or loss history and purchase history ▪ checking account information and wire transfer instructions When you are no longer our customer, we continue to share your information as described in this notice. All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons the Fund chooses to share; and whether you can limit this sharing. For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes For our marketing purposes— to offer our products and services to you No For our affiliates’ everyday business purposes— information about your transactions and experiences No Questions? Call ▇-▇▇▇-▇▇▇-▇▇▇▇ Who is providing this notice? Oak Harvest Long/Short Hedged Equity Fund Ultimus Fund Distributors, LLC (Distributor) Ultimus Fund Solutions, LLC (Administrator) How does the Fund protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secure...
CUSTODIAN ACCEPTANCE. First National Bank of Omaha will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of First National Bank of Omaha’s acceptance of appointment as Custodian of the Owner’s Account. By Telephone Toll-free: ▇▇▇-▇▇▇-▇▇▇▇ Fax: ▇-▇▇▇-▇▇▇-▇▇▇▇ In Writing Parnassus Funds PO Box 541150 Omaha, NE 68154 or Via Overnight Delivery ▇▇▇▇ ▇ ▇▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇▇ Elkhorn, NE 68022 Distributed by Parnassus Funds Distributor, LLC Privacy Policy and Practices Parnassus is committed to maintaining the confidentiality, integrity and security of personal information entrusted to us by current and potential shareholders. We have always treated personal information as confidential and want you to be aware of our privacy policies.
CUSTODIAN ACCEPTANCE. First National Bank of Omaha agrees to accept the transfer of the above amount for deposit in a First National Bank of Omaha Individual Retirement Custodial Account for the individual set forth in Section 1 of this form and requests the transfer of assets as indicated above. Accepted by: Date:
CUSTODIAN ACCEPTANCE. Investors Fiduciary Trust Company will accept appointment as Custodian of ________________________________________ the Depositor's Account. However, Signature of Depositor this Agreement is not binding upon the Custodian until the Depositor has received a statement of the transaction. Receipt by the Depositor of a confirmation of the purchase of the Fund shares indicated above will serve as notification of Investors Fiduciary Trust Company's acceptance of appointment as Custodian of the Depositor's Account. Date _________________________ INVESTORS FIDUCIARY TRUST COMPANY, CUSTODIAN Signature of Custodian If the Depositor is a minor under the laws of the Depositor's state of residence, a parent or guardian must sign the Adoption Agreement. Until the Depositor reaches the age of majority, the parent or guardian will exercise the powers and duties of the Depositor. (If guardian, provide copy of letters of appointment.) RETAIN A PHOTOCOPY OF THE COMPLETED ADOPTION AGREEMENT FOR YOUR RECORDS GENERAL SECURITIES, INCORPORATED AUTHORIZATION FOR ▇▇▇ TRANSFER, DIRECT ROLLOVER & CONVERSION You may use this form to effect a direct transfer from an existing ▇▇▇ to an ▇▇▇ with General Securities, Inc.; a direct rollover from a Qualified Plan or 403(b) to an ▇▇▇; or a conversion from a regular ▇▇▇ to a ▇▇▇▇ ▇▇▇. The assets may be from another fund family. Make sure you attach a copy of your existing account statement, any other forms required by your current custodian/trustee, and an ▇▇▇ Application or an Authorization to Add an ▇▇▇ form if you do not have an existing ▇▇▇ of the type necessary to receive the assets. Send all completed documentation to: General Securities, Inc., ▇.▇. ▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇. PARTICIPANT INFORMATION: ___________________________________ ______________________________ Name Social Security Number ___________________________________ ______________________________ Address Daytime phone number ___________________________________ ______________________________ Representative's phone number _____________________________________________________________________ Name and firm of representative CURRENT CUSTODIAN ACCOUNT INFORMATION: ___________________________________ ______________________________ ___________________________________ ______________________________ Custodian Name Current Fund Name/Class _____________________________________________________________________ Custodian Address Current Account Number _________________________...
CUSTODIAN ACCEPTANCE. First National Bank of Omaha will accept appointment as Custodian of the Owner's Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of First National Bank of Omaha's acceptance of appointment as Custodian of the Owner's Account. By Telephone Toll-free: ▇▇▇-▇▇▇-▇▇▇▇ (▇▇▇-▇▇▇▇▇▇▇) Fax: ▇-▇▇▇-▇▇▇-▇▇▇▇ In Writing Sphere Funds PO Box 46707 Cincinnati, OH 45246 or Via Overnight Delivery ▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇▇ Cincinnati, OH 45246 Distributed by Ultimus Fund Distributors, LLC Please complete this form only if you are transferring assets directly to a new or existing Sphere Funds IRA, converting from a Traditional IRA to a ▇▇▇▇ ▇▇▇, transferring from an existing ▇▇▇▇ ▇▇▇, rolling over a ▇▇▇▇ ▇▇▇, or you are requesting a direct rollover from an employer sponsored plan. Please complete a separate form for each IRA you wish to transfer or for each qualified plan you are directly rolling over. If you are establishing a new Sphere Funds IRA, this form must be preceded or accompanied by a completed Individual Retirement Custodial Account Adoption Agreement. Transfers may take 3 to 5 weeks to complete after your paperwork is received in good order.
CUSTODIAN ACCEPTANCE. State Street Bank and Trust Company will accept -------------------------------------- appointment as Custodian of the Signature of Student Date Account. However, this Agreement is (If Student HAS obtained the age of not binding upon the Custodian until majority in his/her state of the Student has received a statement residence.) of the transaction. Receipt by the Student of a confirmation of the purchase of the Fund shares indicated -------------------------------------- above will serve as notification of Signature of Donor Date State Street Bank and Trust Company's acceptance of appointment as Custodian of the Account. STATE STREET BANK AND TRUST COMPANY, CUSTODIAN By ------------------------------------ Date ---------------------------------- If Student is a minor under the laws of Student's state of residence, acceptance by the Custodian of the contribution to this Account is expressly conditioned upon the Parent's (identified above in Section 2) agreement to be responsible for all requirements of the Student, and to exercise the powers and duties of the Student, with respect to the operation of the Account. Upon reaching the age of majority in the state in which the Student then resides, the Student may advise the Custodian in writing (accompanied by such supporting documentation as the Custodian may require) that he or she is assuming sole responsibility to exercise all powers and duties associated with the administration of the Account. Absent such written notice by Student, Custodian shall have no responsibility to acknowledge Student's exercise of such powers and duties of administration. RETAIN A PHOTOCOPY OF THE COMPLETED ADOPTION AGREEMENT FOR YOUR RECORDS ALL CHECKS SHOULD BE PAYABLE TO "CENTURY SHARES TRUST" MAIL COMPLETED FORMS AND CHECKS TO CENTURY SHARES TRUST P.O. BOX 8329 BOSTON, MA 02266-8329 CENTURY SHARES TRUST STATE STREET BANK AND TRUST COMPANY EDUCATION INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT TRANSFER OF EDUCATION IRA ASSETS FORM 1. NAME, ADDRESS AND CONSENT OF PERSON WHO CONTROLS THE CURRENT SENDING ACCOUNT Name [ ] Mother [ ] Father ----------------------------------------- [ ] Guardian [ ] Student *If "guardian," submit proof of guardianship. Address --------------------------------------------------------------------- Street City State Zip
CUSTODIAN ACCEPTANCE. First National Bank of Omaha will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of First National Bank of Omaha’s acceptance of appointment as Custodian of the Owner’s Account. By Telephone Toll-free: (▇▇▇) ▇▇▇-▇▇▇▇ Fax: ▇-▇▇▇-▇▇▇-▇▇▇▇ In Writing Absolute Funds PO Box 541150 Omaha, NE 68154 or Via Overnight Delivery ▇▇▇▇ ▇ ▇▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇▇ Elkhorn, NE 68022 Distributed by Ultimus Fund Distributors, LLC
CUSTODIAN ACCEPTANCE. Saturna Trust Company will accept the assets described herein and credit them to the selected Saturna Capital HSA for which we are Trustee/ Custodian. Please liquidate and transfer from fiduciary to fiduciary as authorized above. Custodian / Trustee Signature Date To help avoid any processing delays, please be sure the following actions have been completed prior to mailing this request: ❒ Contact current custodian for any exit paperwork or other required steps to complete the transfer. ❒ Fill out this form in its entirety and sign it. Digital signatures are not accepted. ❒ Enclose a copy of your government-issued photo ID with signature. ❒ Enclose a copy of your most recent statement from current custodian. Mail original completed forms:
CUSTODIAN ACCEPTANCE. State Street Bank and Trust Company will accept -------------------------------------- appointment as Custodian of the Signature of Depositor Depositor's Account. However, this Agreement is not binding upon the Custodian until the Depositor has Date received a statement of the ---------------------------------- transaction. Receipt by the Depositor of a confirmation of the purchase of the Fund shares indicated above will serve as notification of State Street Bank and Trust Company's acceptance of appointment as Custodian of the Depositor's Account. STATE STREET BANK AND TRUST COMPANY, CUSTODIAN By ------------------------------------ Date ---------------------------------- If the Depositor is a minor under the laws of the Depositor's state of residence, a parent or guardian must also sign the Adoption Agreement here. Until the Depositor reaches the age of majority, the parent or guardian will exercise the powers and duties of the Depositor. -------------------------------------- Signature of Parent or Guardian RETAIN A PHOTOCOPY OF THE COMPLETED ADOPTION AGREEMENT FOR YOUR RECORDS CENTURY SHARES TRUST STATE STREET BANK AND TRUST COMPANY INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT UNIVERSAL IRA TRANSFER OF ASSETS FORM
