CUSTODIAN ACCEPTANCE. Constellation Trust Company will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of Constellation Trust Company’s acceptance of appointment as Custodian of the Owner’s Account. TO CONTACT US: By Telephone In Writing Internet Toll-free (000) 000-0000 Catalyst Funds xxx.xxxxxxxxxx.xxx c/o Gemini Fund Services, LLC PO Box 541150 Omaha, NE 68154 Or Via Overnight Delivery 00000 Xxxxxx Xxxxxx, Suite 2 Omaha, NE 68130 Distributed by Northern Lights Distributors, LLC PRIVACY NOTICE MUTUAL FUND SERIES TRUST Rev. June 2011 WHAT DOES MUTUAL FUND SERIES TRUST DO WITH YOUR PERSONAL INFORMATION? Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? The types of personal information we collect and share depends on the product or service that you have with us. This information can include: • Social Security number and wire transfer instructions • account transactions and transaction history • investment experience and purchase history When you are no longer our customer, we continue to share your information as described in this notice. How? All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Mutual Fund Series Trust chooses to share; and whether you can limit this sharing. Reasons we can share your personal information: Does Mutual Fund Series Trust share information? Can you limit this sharing? For our everyday business purposes - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus. YES NO For our marketing purposes - to offer our products and services to you. NO We don't share For joint marketing with other financial companies. NO We don't share For our affiliates' everyday business purposes - information about your transactions and records. NO We don't share For our affiliates' eve...
CUSTODIAN ACCEPTANCE. Constellation Trust Company will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of Constellation Trust Company’s acceptance of appointment as Custodian of the Owner’s Account.
CUSTODIAN ACCEPTANCE. First National Bank of Omaha will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of First National Bank of Omaha’s acceptance of appointment as Custodian of the Owner’s Account. TO CONTACT US: By Telephone Toll-free: 000-000-0000 Fax: 0-000-000-0000 In Writing Parnassus Funds PO Box 541150 Omaha, NE 68154 or Via Overnight Delivery 0000 X 000xx Xx, Xxxxx 000 Elkhorn, NE 68022 Internet xxx.xxxxxxxxx.xxx/xxxxxxxxx-xxxxxx-xxxxx Distributed by Parnassus Funds Distributor, LLC Privacy Policy and Practices Xxxxxxxxx is committed to maintaining the confidentiality, integrity and security of personal information entrusted to us by current and potential shareholders. We have always treated personal information as confidential and want you to be aware of our privacy policies.
CUSTODIAN ACCEPTANCE. Constellation Trust Company will accept appointment as Custodian of the Owner’s Account. However, this Agreement is not binding upon the Custodian until the Owner has received a statement confirming the initial transaction for the Account. Receipt by the Owner of a confirmation of the purchase of the Fund shares indicated above will serve as notification of Constellation Trust Company’s acceptance of appointment as Custodian of the Owner’s Account. TO CONTACT US: By Telephone In Writing Overnight 0-000-000-0000 THE XXXXXX FUND THE XXXXXX FUND c/o Gemini Fund Services, LLC c/o Gemini Fund Services, LLC P.O. Box 541150 00000 Xxxxxx Xxxxxx, Suite 2 Omaha, NE 68154 Omaha, NE 68130 xxx.xxxxxxxxxx.xxx
CUSTODIAN ACCEPTANCE. Investors Fiduciary Trust Company hereby accepts its appointment as Custodian under the Paydxx & Xygel Investment Group Section 403(b)(7) Custodial Account Agreement for the benefit of the Employee named above, and hereby agrees to the terms and conditions of such Agreement. Accepted by: INVESTORS FIDUCIARY TRUST COMPANY ASSET TRANSFER OR DIRECT ROLLOVER AUTHORIZATION FORM FOR PAYDXX & XYGEL INVESTMENT GROUP SECTION 403(B)(7) CUSTODIAL ACCOUNT ================================================================================ INSTRUCTIONS: Please complete and send this form to Paydxx & Xygel Investment Group, P.O. Xxx 000000, Xxxxxx Xxxx, XX 00000-0000. Xxon receipt, Paydxx & Xygel Investment Group will arrange for the transfer on your behalf, and the assets will be invested in your Paydxx & Xygel Investment Group Section 403(b)(7) Custodial Account when received by Investors Fiduciary Trust Company. Please note that your Custodian may require a signature guarantee. Failure to secure proper signature could delay your transfer or direct rollover. If you are making a transfer or direct rollover to a new account, please indicate on the application. Please check with your tax advisor about rules relating to 403(b) transfers or direct rollovers. ===================================================================================================== EMPLOYEE INFORMATION Please print clearly. ----------------------------------------------------------------------------------------------------- Name ----------------------------------------------------------------------------------------------------- Home Address: Street ----------------------------------------------------------------------------------------------------- City State ZIP Code ----------------------------------------------------------------------------------------------------- Social Security Number Birth Date ===================================================================================================== EXISTING ANNUITY/CUSTODIAL ACCOUNT INFORMATION (Where your account is presently held.) ----------------------------------------------------------------------------------------------------- Name of Insurer or Custodian Contract/Account Number ----------------------------------------------------------------------------------------------------- Mailing Address: Street ----------------------------------------------------------------------------------------------------- City State ZIP Code =================...
CUSTODIAN ACCEPTANCE. FIRSTAR TRUST COMPANY ---------------------------------- ----------------------------------------- Authorized Signature Title Date MONETTA FUNDS PROTOTYPE DEFINED CONTRIBUTION RETIREMENT PLAN (SECTION 401(K) CASH OR DEFERRED ARRANGEMENT) SALARY REDUCTION AGREEMENT I hereby elect to have my Employer reduce my salary by ____________ (insert a whole percentage/dollar amount not less than __________ or more than __________) for each pay period and to have such amount paid to the Custodian of the Plan as Elective Deferrals. I understand that the rate of my Elective Deferrals can be changed only as of each __________, but that I can discontinue such contributions at any time. I also understand that the Plan Administrator may limit the amount of my Elective Deferrals to satisfy certain tax law requirements, and that amount of my Elective Deferrals cannot in any event exceed $8,994 for 1993 (the maximum amount of Elective Deferrals is indexed annually for cost of living increases). ----------------------------------- ------------------------------------ Employee Signature Date A direction to reduce salary can be modified only as of ____________, but can be discontinued at any time. To discontinue your Elective Deferrals, complete a new form and enter 0%. * * * * * * * * Received by Employer ------------------------------------ ------------------------------------ Employer Authorized Signature Title Date Two copies of this form must be completed and signed by the Employee, and both copies should be filed with the Employer. One copy will be marked to show receipt by the Employer and returned to the Employee. MONETTA FUNDS PROTOTYPE DEFINED CONTRIBUTION RETIREMENT PLAN TRANSFER AUTHORIZATION Use this form to transfer an existing tax-sheltered annuity or Prototype Defined Contribution Retirement Plan custodial account to the Monetta Funds Prototype Defined Contribution Retirement Plan. Provide Monetta Funds with the completed form, along with your application form and salary reduction agreement (if applicable).
CUSTODIAN ACCEPTANCE. Saturna Trust Company will accept the assets described herein and credit them to the selected Saturna Capital HSA for which we are Trustee/ Custodian. Please liquidate and transfer from fiduciary to fiduciary as authorized above. Signatures: Custodian / Trustee Signature Date Checklist of Items for Your HSA Transfer To help avoid any processing delays, please be sure the following actions have been completed prior to mailing this request: ❒ Contact current custodian for any exit paperwork or other required steps to complete the transfer. ❒ Fill out this form in its entirety and sign it. Digital signatures are not accepted. ❒ Enclose a copy of your government-issued photo ID with signature. ❒ Enclose a copy of your most recent statement from current custodian. Mail original completed forms: Saturna Capital
CUSTODIAN ACCEPTANCE. Investors Fiduciary Trust Company hereby agrees to accept the transfer described above and upon receipt will deposit the proceeds in the Paydxx & Xygel 403(b)(7) Custodial Account established on behalf of the individual. ACCEPTED BY: INVESTORS FIDUCIARY TRUST COMPANY
CUSTODIAN ACCEPTANCE. Investors Fiduciary Trust Company hereby agrees to accept the transfer described above and upon receipt, will deposit the proceeds in the Jackxxx Xxxional Capital Management Funds 403(b)(7) Custodial Account established on behalf of the Individual. Accepted by: INVESTORS FIDUCIARY TRUST COMPANY * Note that such restrictions will apply if your Employer is not a governmental unit or church and made contributions, other than voluntary salary reduction contributions, to your 403(b) Annuity Contract or 403(b)(7) Custodial Account.
CUSTODIAN ACCEPTANCE. State Street Bank and Trust Company will accept -------------------------------------- appointment as Custodian of the Signature of Depositor Depositor's Account. However, this Agreement is not binding upon the Custodian until the Depositor has Date received a statement of the ---------------------------------- transaction. Receipt by the Depositor of a confirmation of the purchase of the Fund shares indicated above will serve as notification of State Street Bank and Trust Company's acceptance of appointment as Custodian of the Depositor's Account. STATE STREET BANK AND TRUST COMPANY, CUSTODIAN By ------------------------------------ Date ---------------------------------- If the Depositor is a minor under the laws of the Depositor's state of residence, a parent or guardian must also sign the Adoption Agreement here. Until the Depositor reaches the age of majority, the parent or guardian will exercise the powers and duties of the Depositor. -------------------------------------- Signature of Parent or Guardian RETAIN A PHOTOCOPY OF THE COMPLETED ADOPTION AGREEMENT FOR YOUR RECORDS CENTURY SHARES TRUST STATE STREET BANK AND TRUST COMPANY INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT UNIVERSAL IRA TRANSFER OF ASSETS FORM
