Documents, Records Sample Clauses
Documents, Records and Funds in Possession of the Servicer to be Held for the Trustee......................... Section 3.17
Documents, Records. In addition, and without limitation to the obligations set forth in Section 2.05 of the Standard Conditions, the Recipient shall ensure that:
(a) all records evidencing expenditures under the Project are retained for seven years and six months after the Closing Date, such records to include:
(i) this Agreement, all addenda thereof, and any amendments thereto;
(ii) the Recipient’s financial and narrative progress reports submitted to the Bank; (iii) the Recipient’s financial information related to the Grant, including audit reports, invoices and payroll records; (iv) the Recipient’s implementation documentation (including sub-agreements, procurement files, contracts, purchase orders); and (v) the corresponding supporting evidence referred to in Section 3.04 of the Standard Conditions; and
(b) the representatives of the Bank are: (i) able to examine all records referred to above in paragraph (a); (ii) provided all such information concerning such records as they may from time to time reasonably request; and
Documents, Records and Funds in Possession of the Special Servicers to Be Held for the Trustee........................ Section 9.8 Representations, Warranties and Covenants of the Special Servicers...................................................
Documents, Records. 1. In connection with such appointment, the Corporation shall deliver or cause to be delivered the following documents to Sunstone:
a) A copy of the Articles of Incorporation and By-laws of the Corporation and all amendments thereto, and a copy of the resolutions of the Board of Directors of the Corporation appointing Sunstone and authorizing the execution of this Transfer Agency Agreement on behalf of the Funds, each certified by the Secretary of the Corporation;
b) A certificate signed by a Co-President and Secretary of the Corporation specifying: the number of authorized Shares and the number of such authorized Shares issued and currently outstanding, if any; the names and specimen signatures of the officers of the Corporation authorized to sign written stock certificates, if any, and the individuals authorized to provide oral instructions and to sign written instructions and requests on behalf of the Corporation (hereinafter referred to as "Authorized Persons").
c) In the event the Corporation issues Share certificates, specimen Share certificates for each Fund in the form approved by the Board of Directors of the Corporation (and in a format compatible with Sunstone's operating system), together with a Certificate signed by the Secretary of the Corporation as to such approval;
d) Copies of the Corporation's Registration Statement, as amended to date, and the most recently filed Post-Effective Amendment thereto, filed by the Corporation with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the "1933 Act"), and under the 1940 Act, as amended, together with any applications filed in connection therewith; and
e) Opinion of counsel for the Corporation with respect to the Corporation's organization and existence under the laws of its state of organization, the validity of the authorized and outstanding Shares, whether such Shares are fully paid and non-assessable and the status of such Shares under the Securities Act of 1933, as amended, and any other applicable federal law or regulation (i.e., if subject to registration, that they have been registered and that the Registration Statement has become effective or, if exempt, the specific grounds therefor.)
2. The Corporation agrees to deliver or to cause to be delivered to Sunstone in Milwaukee, Wisconsin, at the Corporation's expense, all of its shareholder account records relating to the Funds in a format acceptable to Sunstone and all such other documents, records and in...
Documents, Records. The Recipient shall ensure that: … (c) all records evidencing expenditures under the Grant are retained until two years after the Closing date;”
4. Paragraph (b) of the Section 2.05 (renumbered as such pursuant to paragraph 1 above and relating to Program Monitoring, Reporting and Evaluation) is modified to read as follows:
Documents, Records and Funds in Possession of Master Servicer To Be Held for Trustee...
Documents, Records. 1. In connection with such appointment, the Corporation shall deliver or cause to be delivered to Sunstone the following documents:
a) A copy of the Articles of Incorporation and By-laws of the Corporation and all amendments thereto, and a copy of the resolutions of the Board of Directors of the Corporation appointing Sunstone and authorizing the execution of this Transfer Agency Agreement on behalf of the Funds;
b) A certificate signed by the President and Secretary of the Corporation specifying: the number of authorized Shares and the number of such authorized Shares issued and currently outstanding, if any; the names of the officers of the Corporation authorized to provide oral instructions and to sign written instructions and requests on behalf of the Corporation (hereinafter referred to as "Authorized Persons") and to change the persons authorized to provide such instructions from time to time, it being understood Sunstone shall not be held to have notice of any change in the authority of any Authorized Person until receipt of written notice thereof from the Corporation; and
c) Copies of the Corporation's Registration Statement, as amended to date, and the most recently filed Post-Effective Amendment thereto, filed by the Corporation with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the "1933 Act"), and under the 0000 Xxx.
2. The Corporation agrees to deliver or to cause to be delivered to Sunstone in Milwaukee, Wisconsin, at the Corporation's expense, all of its shareholder account records relating to the Funds in a format acceptable to Sunstone and all such other documents, records and information as Sunstone may reasonably request in order for Sunstone to perform its services hereunder.
Documents, Records and Funds in Possession of the Master Servicer to be Held for the Trustee......................... Section 3.18 Securities Administrator Compensation, Master Servicer Compensation and Servicer Compensation...................... Section 3.19 Annual Statement as to Compliance.........................
Documents, Records. In addition, and without limitation to the obligations set forth in Section 2.05 of the Standard Conditions, the Recipient shall ensure that:
(a) all records evidencing expenditures under the Project are retained for seven years and six months after the Closing Date, such records to include:
Documents, Records and Funds in Possession of the Master Servicer To Be Held for Trustee........................................................................100 Section 3.05 Maintenance of Hazard Insurance...............................................................100 Section 3.06 Presentment of Claims and Collection of Proceeds..............................................101 Section 3.07 Maintenance of the Primary Mortgage Insurance Policies........................................101 Section 3.08 Fidelity Bond, Errors and Omissions Insurance.................................................102 Section 3.09 Realization Upon Defaulted Mortgage Loans; Determination of Excess Liquidation Proceeds and Realized Losses; Repurchases of Certain Mortgage Loans........................................102 Section 3.10