{"component": "clause", "props": {"groups": [{"size": 52, "samples": [{"hash": "9EYI6jjyRgQ", "uri": "/contracts/9EYI6jjyRgQ#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (Monetta Trust)", "score": 37.3039014374, "published": true}, {"hash": "3KWomh07TPP", "uri": "/contracts/3KWomh07TPP#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (Horizon Funds)", "score": 34.2361412048, "published": true}, {"hash": "hTGpT22SDiI", "uri": "/contracts/hTGpT22SDiI#electronic-correspondence", "label": "Fund Servicing Agreement (Advisors Series Trust)", "score": 34.0746078491, "published": true}], "snippet_links": [], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed.", "hash": "22a78efff89fc4f10dd9700718162ed4", "id": 1}, {"size": 24, "samples": [{"hash": "dCEu4vc7gEv", "uri": "/contracts/dCEu4vc7gEv#electronic-correspondence", "label": "Fund Accounting 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{"key": "new-document", "type": "definition", "offset": [8142, 8154]}, {"key": "initial-setup-fee", "type": "definition", "offset": [8389, 8406]}, {"key": "pdf-format", "type": "clause", "offset": [8465, 8475]}, {"key": "tax-forms", "type": "definition", "offset": [8820, 8829]}, {"key": "tax-statements", "type": "clause", "offset": [9107, 9121]}, {"key": "to-receive", "type": "definition", "offset": [9182, 9192]}, {"key": "link-to", "type": "clause", "offset": [9215, 9222]}, {"key": "compliance-documents", "type": "definition", "offset": [9421, 9441]}, {"key": "all-accounts", "type": "clause", "offset": [9666, 9678]}, {"key": "minimum-term", "type": "definition", "offset": [9715, 9727]}, {"key": "two-years", "type": "clause", "offset": [9742, 9751]}, {"key": "access-fee", "type": "definition", "offset": [9794, 9804]}, {"key": "per-document", "type": "definition", "offset": [9826, 9838]}, {"key": "digital-investor", "type": "definition", "offset": [9888, 9904]}, {"key": "base-fee-per-fund", "type": "clause", "offset": [9957, 9974]}, {"key": "based-on", "type": "definition", "offset": [9986, 9994]}, {"key": "number-of", "type": "definition", "offset": [9999, 10008]}, {"key": "securities-held", "type": "definition", "offset": [10017, 10032]}, {"key": "monthly-base-charge", "type": "definition", "offset": [10089, 10108]}], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. \u25aa $[\u2026] per Email U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. \u25aa STAT \u2013 Statement and Tax Form Storage & Retrieval - Setup: $[\u2026] per user - Support: $[\u2026] per user per month \u00a7 ReportSource \u2013 Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $[\u2026] per user per month \u00a7 Ad Hoc/PowerSelect File Development - Standard ad-hoc select: $[\u2026] per file - Custom coded data for recurring, scheduled delivery: $[\u2026] per hour consultation and programming development - Support: $[\u2026] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. \u00a7 Custom Electronic File Exchange (MFS delivery of standard TIP files) - Setup: $[\u2026] one-time fee - Support: $[\u2026] per file per month \u00a7 File Delivery to Alternate Sales Reporting Provider - Setup: $[\u2026] one-time fee - Maintenance Fee: $[\u2026] per file per month \u00a7 Implementation Fee \u2013 $[\u2026] \u00a7 Monthly Fee \u2013 $[\u2026] per month \u00a7 Per Chat Fee \u2013 $[\u2026] per chat or $[\u2026] per minute of chat Nuance 6 \u00a7 Implementation fee \u2013 $[\u2026] (includes 15 forms) \u00a7 Additional setup fee \u2013 $[\u2026] for each additional form and email template \u00a7 Form and fund logo modifications \u2013 $[\u2026] per form, $[\u2026] per updated Fund Logo \u00a7 Monthly minimum fee \u2013 $[\u2026] per month \u00a7 Per electronic envelope Fee \u2013 $[\u2026] \u00a7 Internet VPN \u2013 Infrastructure to allow for application accessibility to host systems and file transfers - $[\u2026] implementation - $[\u2026] per month \u00a7 Physical Network \u2013 Infrastructure to allow for application accessibility to host systems and file transfers - Cost varies depending upon location and bandwidth \u00a7 TA2000 3270 Emulation (Mainframe Green Screen) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. - $[\u2026] implementation - $[\u2026] per ID per month \u00a7 TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. - $[\u2026] implementation - $[\u2026] per ID per month \u00a7 TA2000 SmartDesk (Web Application to TA2000 Mainframe) \u2013 Account inquiry only. - $[\u2026] implementation - $[\u2026] per ID per month \u00a7 Automated Work Distributor (AWD) \u2013 Image and workflow application. - $[\u2026] implementation - $[\u2026] per ID per month \u00a7 Same Day Cash Management (SDCM) \u2013 Fund level transaction and cash reporting. - $[\u2026] implementation - $[\u2026] per ID per month \u00a7 PowerSelect \u2013 SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $[\u2026] per month \u00a7 $[\u2026] per hour (subject to change) \u00a7 Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Annual reporting of shareholder cost basis for non-fiduciary direct accounts. \u00a7 $[\u2026] per direct open account per year Services to capture, queue, monitor, service and archive shareholder email correspondence: \u00a7 $[\u2026] setup per fund group \u00a7 $[\u2026] per month administration \u00a7 $[\u2026] per received email correspondence Nuance 7 Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. \u00a7 $[\u2026] per fund group per month Integrated custom detailed call reporting \u2013 $[\u2026] per monthly report \u00a7 Account Management/Database Administration - $[\u2026] per month - Receiving \u2013 $[\u2026] per SKU - Order Processing \u2013 $[\u2026] per order - Skid Storage \u2013 $[\u2026] per month per location - Disposal \u2013 $[\u2026] per SKU \u00a7 Inbound Teleservicing Only - Account Management \u2013 $[\u2026] per month (OR) - Call Servicing \u2013 $[\u2026] per call \u00a7 Lead Source Reporting - $[\u2026] per month \u00a7 Closed Loop Reporting - Account Management \u2013 $[\u2026] per month - Database Installation, Setup \u2013 $[\u2026] per fund group \u00a7 Miscellaneous Expenses - Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. Includes Call Sampling sent securely to client and Reporting of internal representative reviews. \u00a7 $[\u2026] per Month Dealer fund survey requests \u2013 $[\u2026] per hour for completion and quality validation Services to support the setup and processing of physical certificated shares for a fund family: \u00a7 $[\u2026] setup per fund group \u00a7 $[\u2026] per certificate transaction \u00a7 Programming & File Delivery \u2013 $[\u2026] /hour \u00a7 Project Management/Analysis \u2013 $[\u2026] /hour \u00a7 Account Data Retention \u2013 $[\u2026] /account/month until purged* \u00a7 CUSIP Data Retention \u2013 $[\u2026] /CUSIP/month until purged* *Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent) *FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. Nuance 8 \u25aa $[\u2026] \u2013 $[\u2026] MARS Sales Reporting Module, CRM Module or 22c-2 Compliance Module (Includes up to one year of DST/TA2000 data) \u25aa $[\u2026] \u2013 $[\u2026] MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) \u25aa $[\u2026] \u2013 $[\u2026] MARS Sales Reporting (Includes 5 Sales Users) \u25aa $[\u2026] \u2013 $[\u2026] MARS 22c-2 Compliance (Includes 5 Compliance Users) \u25aa $[\u2026] \u2013 $[\u2026] \u2013 Enhanced Services* Includes up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirement analysis. Additional Enhanced Services support can be negotiated. \u25aa $[\u2026] \u2013 \u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587\u2587 Integration \u25aa $[\u2026] \u2013 Custom Data Interface \u25aa $[\u2026] \u2013 OmniSERV Setup \u25aa $[\u2026] \u2013 Standard Interface \u25aa $[\u2026] \u2013 Additional OmniSERV Interface \u25aa $[\u2026] \u2013 Sales Reporting \u25aa $[\u2026] \u2013 22c-2 Compliance \u25aa $[\u2026] \u2013 CRM \u25aa $[\u2026] \u2013 SFDC \u25aa $[\u2026] \u2013 OmniSERV \u25aa $[\u2026] \u2013 Daily Transaction Load from Sales Portal \u25aa $[\u2026] \u2013 Monthly Asset Load from Sales Portal \u25aa $[\u2026] \u2013 \u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587\u2587 Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, \u2587\u2587\u2587\u2587\u2587\u2587\u2587 \u2587\u2587\u2587\u2587\u2587 (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. \u25aa $[\u2026] \u2013 MARS Lite Base Sales Reporting Only (Includes up to one year of DST/TA2000 data) \u25aa $[\u2026] /month (AUM $0 \u2013 $99,999,999.99) \u25aa $[\u2026] /month (AUM $100,00,000 \u2013 $249,999,999.99) \u25aa $[\u2026] /month (AUM $250,000,000 \u2013 $399,999,999.99) \u25aa $[\u2026] /month (AUM $400,000,000 \u2013 $499,999,999.99) Once an AUM of $500,000,000 has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests and business requirements analysis. Base includes initial three dealer interfaces. Each additional interface is $[\u2026] per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $[\u2026] per month. No CRM real-time integration. No system access. Nuance 9 \u25aa $[\u2026] \u2013 Custom Data Interface \u25aa $[\u2026] \u2013 Standard Interface \u25aa $[\u2026] \u2013 OmniSERV Interface Any System Upgrades & Enhancements (Quoted separately through a Statement of Work) \u25aa $[\u2026] /day plus travel and out-of-pocket expenses. ** Any additional costs that may be charged by intermediaries/NSCC for data fees are not included. eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. \u00a7 Document Loading, Storage, and Access \u2013 $[\u2026] per statement \u00a7 Document Consent Processing, Suppression, and Notification \u2013 $[\u2026] per suppressed statement \u00a7 Development & Implementation of Electronic Confirm Statements \u2013 $[\u2026] initial setup fee eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. \u00a7 Document Loading, Storage, and Access \u2013 $[\u2026] per statement \u00a7 Document Consent Processing, Suppression, and Notification \u2013 $[\u2026] per suppressed statement \u00a7 Development & Implementation of Electronic Investor Statements \u2013 $[\u2026] initial setup fee eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. \u00a7 Document Loading, Storage, and Access \u2013 $[\u2026] per statement \u00a7 Document Consent Processing, Suppression, and Notification \u2013 $[\u2026] per suppressed statement \u00a7 Development & Implementation of Electronic Tax Statements \u2013 $[\u2026] initial setup fee eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. \u00a7 Document Consent Processing, Suppression, and Notification \u2013 $[\u2026] per suppressed statement \u00a7 Development & Implementation of Electronic Compliance Documents \u2013 $[\u2026] initial setup fee \u00a7 View Consent Enrollment \u2013 $[\u2026] per transaction \u00a7 Consent Enrollment \u2013 $[\u2026] per transaction \u00a7 View Statements \u2013 $[\u2026] per view \u00a7 Statements presented as PDF documents \u00a7 Statements will be loaded for all accounts, regardless of consent \u00a7 Three year minimum term \u00a7 Storage for two years included in Document Loading, Storage and Access fee. Archive fee of $[\u2026] per document per year for three years and greater, if desired Digital Investor customization charges apply Nuance 10 [\u2026] A monthly base fee per fund will apply based on the number of foreign securities held. If no global assets are held within a given month, the monthly base charge will not apply for that month.", "hash": "d122ba8dab189a3f6c67f1241da346e4", "id": 2}, {"size": 14, "samples": [{"hash": "lCse8RTEM8r", "uri": "/contracts/lCse8RTEM8r#electronic-correspondence", "label": "Collective Bargaining Agreement", "score": 34.7689590454, "published": true}, {"hash": "99hQcLvLG93", "uri": "/contracts/99hQcLvLG93#electronic-correspondence", "label": "Collective Bargaining Agreement", "score": 33.5891532898, "published": true}, {"hash": "3oHRy4RuzR4", "uri": "/contracts/3oHRy4RuzR4#electronic-correspondence", "label": "Collective Bargaining Agreement", "score": 33.5097694397, "published": true}], "snippet_links": [{"key": "the-county-agrees-to", "type": "clause", "offset": [0, 20]}, {"key": "union-correspondence", "type": "clause", "offset": [76, 96]}, {"key": "bargaining-unit-employees", "type": "clause", "offset": [105, 130]}, {"key": "a-year", "type": "definition", "offset": [200, 206]}, {"key": "access-to", "type": "clause", "offset": [208, 217]}, {"key": "send-correspondence-to", "type": "clause", "offset": [218, 240]}, {"key": "officers-of-the-union", "type": "clause", "offset": [285, 306]}, {"key": "notify-the", "type": "clause", "offset": [323, 333]}, {"key": "the-current", "type": "clause", "offset": [391, 402]}], "snippet": "The County agrees to create a #FRS.Bargaining Unit email group for official union correspondence sent to bargaining unit employees. The County agrees to update this email group at least two (2) times a year. Access to send correspondence to this group will be limited to the principal officers of the Union. The Union will notify the County at least one\n(1) time a year, usually in July, of the current principal officers of the Union.", "hash": "945f47089ef00de0c0a3c0f42dc240e1", "id": 3}, {"size": 9, "samples": [{"hash": "cukDj4TBeQj", "uri": "/contracts/cukDj4TBeQj#electronic-correspondence", "label": "Client Agreement", "score": 30.9216537476, "published": true}, {"hash": "7fktuXAC8Nt", "uri": "/contracts/7fktuXAC8Nt#electronic-correspondence", "label": "Client Agreement", "score": 26.6988372803, "published": true}, {"hash": "h4uX5taVn6k", "uri": "/contracts/h4uX5taVn6k#electronic-correspondence", "label": "Client Agreement", "score": 25.3107452393, "published": true}], "snippet_links": [{"key": "your-email-address", "type": "definition", "offset": [20, 38]}, {"key": "the-intermediary", "type": "clause", "offset": [70, 86]}, {"key": "from-time-to-time", "type": "clause", "offset": [87, 104]}, {"key": "for-the-purpose-of", "type": "definition", "offset": [106, 124]}, {"key": "consent-to", "type": "clause", "offset": [158, 168]}, {"key": "send-to", "type": "definition", "offset": [235, 242]}, {"key": "provide-to", "type": "clause", "offset": [299, 309]}, {"key": "you-agree", "type": "clause", "offset": [356, 365]}, {"key": "link-to", "type": "clause", "offset": [408, 415]}, {"key": "an-electronic", "type": "clause", "offset": [552, 565]}, {"key": "application-service", "type": "clause", "offset": [576, 595]}, {"key": "the-documents", "type": "clause", "offset": [628, 641]}, {"key": "arrange-for", "type": "clause", "offset": [646, 657]}, {"key": "disclosure-documents", "type": "definition", "offset": [746, 766]}, {"key": "set-out", "type": "definition", "offset": [780, 787]}, {"key": "clause-31", "type": "clause", "offset": [796, 805]}, {"key": "opt-out", "type": "clause", "offset": [815, 822]}, {"key": "notice-to-the", "type": "clause", "offset": [885, 898]}, {"key": "these-terms-and-conditions", "type": "clause", "offset": [941, 967]}, {"key": "to-receive", "type": "definition", "offset": [1010, 1020]}, {"key": "hard-copy", "type": "definition", "offset": [1023, 1032]}, {"key": "a-copy-of-the", "type": "clause", "offset": [1168, 1181]}], "snippet": "You hereby nominate your email address (as provided to Openmarkets or the Intermediary from time to time) for the purpose of receiving all communications and consent to receiving (and authorise Openmarkets to use your email address to send to you) any Disclosure Document Openmarkets is required to provide to you including any updates to these documents. You agree that Openmarkets may:\na. provide to you a link to a Disclosure Document such that you are able to access the document electronically;\nb. provide to you a Disclosure Document by means of an electronic portal or application service by which you are able to access the documents;\nc. arrange for the Intermediary to provide to you electronically (as agent for Openmarkets) any of the Disclosure Documents by any means set out in this clause 31; You may opt out of a receiving a Disclosure document electronically by giving notice to the Intermediary within 7 days of agreeing to these Terms and Conditions and the Intermediary will arrange for you to receive a hard copy of the documents. You agree that you will retain a copy of each Disclosure Document provided to you by downloading or otherwise making a copy of the document.", "hash": "9c723dc59dc802850054059501582cee", "id": 4}, {"size": 7, "samples": [{"hash": "9BjDTqixemF", "uri": "/contracts/9BjDTqixemF#electronic-correspondence", "label": "Volunteer Fire Rescue Agreement", "score": 34.0568618774, "published": true}, {"hash": "dOKeL1Bdwrx", "uri": "/contracts/dOKeL1Bdwrx#electronic-correspondence", "label": "Volunteer Fire Rescue Agreement", "score": 32.9837608337, "published": true}, {"hash": "7hP5dAYFVHu", "uri": "/contracts/7hP5dAYFVHu#electronic-correspondence", "label": "Volunteer Fire Rescue Agreement", "score": 29.8673496246, "published": true}], "snippet_links": [{"key": "the-county-agrees-to", "type": "clause", "offset": [0, 20]}, {"key": "bargaining-unit-members", "type": "definition", "offset": [116, 139]}, {"key": "provide-the", "type": "clause", "offset": [162, 173]}, {"key": "distribution-group", "type": "definition", "offset": [219, 237]}, {"key": "send-correspondence-to", "type": "clause", "offset": [249, 271]}, {"key": "officers-of-the", "type": "clause", "offset": [313, 328]}], "snippet": "The County agrees to create a #FRS.Volunteer Bargaining Unit email group for official MCVFRA correspondence sent to bargaining unit members. The County agrees to provide the MCVFRA President, or designee, access to the distribution group. Access to send correspondence to this group will be limited to authorized officers of the MCVFRA as defined by the MCVFRA.", "hash": "b2f8d7d75f21bfdc9910ebb8870c621b", "id": 5}, {"size": 3, "samples": [{"hash": "lwMoKJehHPd", "uri": "/contracts/lwMoKJehHPd#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (Series Portfolios Trust)", "score": 34.0746078491, "published": true}], "snippet_links": [{"key": "bank-client", "type": "definition", "offset": [157, 168]}, {"key": "to-fund", "type": "definition", "offset": [184, 191]}, {"key": "investor-data", "type": "definition", "offset": [196, 209]}, {"key": "bank-technology", "type": "definition", "offset": [223, 238]}, {"key": "security-software", "type": "definition", "offset": [274, 291]}, {"key": "tax-form", "type": "definition", "offset": [314, 322]}, {"key": "per-user", "type": "definition", "offset": [359, 367]}, {"key": "per-month", "type": "clause", "offset": [395, 404]}, {"key": "ad-hoc", "type": "definition", "offset": [405, 411]}, {"key": "coded-data", "type": "definition", "offset": [492, 502]}, {"key": "scheduled-delivery", "type": "definition", "offset": [518, 536]}, {"key": "file-services", "type": "clause", "offset": [746, 759]}, {"key": "electronic-file", "type": "clause", "offset": [768, 783]}, {"key": "delivery-of", "type": "clause", "offset": [798, 809]}, {"key": "chat-services", "type": "clause", "offset": [900, 913]}, {"key": "implementation-fee", "type": "definition", "offset": [914, 932]}, {"key": "monthly-fee", "type": "clause", "offset": [942, 953]}, {"key": "administration-fee", "type": "definition", "offset": [1076, 1094]}, {"key": "setup-fee", "type": "definition", "offset": [1154, 1163]}, {"key": "email-template", "type": "clause", "offset": [1202, 1216]}, {"key": "monthly-minimum-fee", "type": "clause", "offset": [1298, 1317]}], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. $[...] per Email U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. STAT \u2013 Statement and Tax Form Storage & Retrieval \u2022 Setup: $[...] per user \u2022 Support: $[...] per user per month Ad Hoc/PowerSelect File Development \u2022 Standard ad-hoc select: $[...] per file \u2022 Custom coded data for recurring, scheduled delivery: $[...] per hour consultation and programming development \u2022 Support: $[...] per file per month for recurring files/reports scheduled for delivery. \u2022 Recurring files scheduled for delivery via Pivot or Managed File Services. Custom Electronic File Exchange (MFS delivery of standard TIP files) \u2022 Setup: $[...] one-time fee \u2022 Support: $[...] per file per month \u2022 \u2022 Chat Services Implementation Fee \u2013 $[...] Monthly Fee \u2013 $[...] per month Per Chat Fee \u2013 $[...] per chat or $[...] per minute of chat $[...] Implementation Fee $[...] per month administration fee Implementation fee \u2013 $[...] (includes 15 forms) Additional setup fee \u2013 $[...] for each additional form and email template Form and fund logo modifications \u2013 $[...] per form, $[...] per updated Fund Logo Monthly minimum fee \u2013 $[...] per month Per electronic envelope Fee \u2013 $[...]", "hash": "40437239f783da8cd0e0a684aa119790", "id": 6}, {"size": 3, "samples": [{"hash": "hhGkisWsOqR", "uri": "/contracts/hhGkisWsOqR#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (RBB Fund, Inc.)", "score": 31.591375351, "published": true}], "snippet_links": [{"key": "client-web-data-access", "type": "clause", "offset": [152, 174]}, {"key": "bank-client", "type": "definition", "offset": [180, 191]}, {"key": "to-fund", "type": "definition", "offset": [207, 214]}, {"key": "investor-data", "type": "definition", "offset": [219, 232]}, {"key": "bank-technology", "type": "definition", "offset": [246, 261]}, {"key": "security-software", "type": "definition", "offset": [297, 314]}, {"key": "tax-form", "type": "definition", "offset": [339, 347]}, {"key": "per-user", "type": "definition", "offset": [382, 390]}, {"key": "per-month", "type": "clause", "offset": [416, 425]}, {"key": "file-storage", "type": "clause", "offset": [459, 471]}, {"key": "initial-fund", "type": "clause", "offset": [505, 517]}, {"key": "transfer-agent-system", "type": "clause", "offset": [527, 548]}, {"key": "users-included", "type": "definition", "offset": [586, 600]}, {"key": "coded-data", "type": "definition", "offset": [705, 715]}, {"key": "scheduled-delivery", "type": "definition", "offset": [731, 749]}, {"key": "electronic-file", "type": "clause", "offset": [980, 995]}, {"key": "delivery-of", "type": "clause", "offset": [1010, 1021]}, {"key": "file-delivery", "type": "clause", "offset": [1106, 1119]}, {"key": "sales-reporting", "type": "clause", "offset": [1133, 1148]}, {"key": "maintenance-fee", "type": "clause", "offset": [1187, 1202]}, {"key": "chat-services", "type": "clause", "offset": [1228, 1241]}, {"key": "implementation-fee", "type": "definition", "offset": [1244, 1262]}, {"key": "monthly-fee", "type": "clause", "offset": [1272, 1283]}, {"key": "marketing-campaigns", "type": "definition", "offset": [1378, 1397]}, {"key": "based-on", "type": "definition", "offset": [1405, 1413]}, {"key": "project-requirements", "type": "definition", "offset": [1414, 1434]}, {"key": "electronic-form-delivery-and-signature-capture", "type": "clause", "offset": [1481, 1527]}, {"key": "setup-fee", "type": "definition", "offset": [1590, 1599]}, {"key": "email-template", "type": "clause", "offset": [1636, 1650]}, {"key": "monthly-minimum-fee", "type": "clause", "offset": [1732, 1751]}, {"key": "recordkeeping-application-access", "type": "clause", "offset": [1806, 1838]}, {"key": "host-systems", "type": "definition", "offset": [1913, 1925]}, {"key": "file-transfers", "type": "clause", "offset": [1930, 1944]}, {"key": "physical-network", "type": "definition", "offset": [1986, 2002]}, {"key": "account-inquiry", "type": "clause", "offset": [2197, 2212]}, {"key": "ability-to-perform", "type": "clause", "offset": [2217, 2235]}, {"key": "financial-transactions", "type": "clause", "offset": [2236, 2258]}, {"key": "account-maintenance", "type": "clause", "offset": [2262, 2281]}, {"key": "user-access", "type": "definition", "offset": [2297, 2308]}, {"key": "user-interface", "type": "definition", "offset": [2382, 2396]}, {"key": "web-application", "type": "definition", "offset": [2616, 2631]}, {"key": "same-day", "type": "definition", "offset": [2840, 2848]}, {"key": "cash-management", "type": "definition", "offset": [2849, 2864]}, {"key": "fund-level", "type": "definition", "offset": [2874, 2884]}, {"key": "cash-reporting", "type": "clause", "offset": [2901, 2915]}, {"key": "ad-hoc-reporting", "type": "clause", "offset": [3001, 3017]}, {"key": "recordkeeping-system", "type": "clause", "offset": [3039, 3059]}, {"key": "programming-services", "type": "definition", "offset": [3078, 3098]}, {"key": "subject-to-change", "type": "clause", "offset": [3116, 3133]}, {"key": "customized-services", "type": "definition", "offset": [3158, 3177]}, {"key": "fund-family", "type": "definition", "offset": [3189, 3200]}, {"key": "not-limited", "type": "clause", "offset": [3228, 3239]}, {"key": "service-development", "type": "clause", "offset": [3333, 3352]}, {"key": "voice-response", "type": "clause", "offset": [3355, 3369]}, {"key": "system-setup", "type": "clause", "offset": [3370, 3382]}, {"key": "system-integration", "type": "clause", "offset": [3413, 3431]}, {"key": "other-client", "type": "definition", "offset": [3454, 3466]}, {"key": "cost-basis-reporting", "type": "clause", "offset": [3518, 3538]}, {"key": "reporting-of", "type": "clause", "offset": [3546, 3558]}, {"key": "for-non", "type": "clause", "offset": [3582, 3589]}, {"key": "direct-accounts", "type": "definition", "offset": [3600, 3615]}, {"key": "open-account", "type": "clause", "offset": [3635, 3647]}, {"key": "per-year", "type": "definition", "offset": [3648, 3656]}, {"key": "email-services", "type": "definition", "offset": [3657, 3671]}, {"key": "email-correspondence", "type": "clause", "offset": [3741, 3761]}, {"key": "fund-group", "type": "definition", "offset": [3780, 3790]}, {"key": "fund-losses", "type": "definition", "offset": [3905, 3916]}, {"key": "trade-adjustments", "type": "clause", "offset": [3959, 3976]}, {"key": "related-to", "type": "definition", "offset": [4073, 4083]}], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. \u25a0 $[ ] per Email Client Web Data Access U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. \u25a0 STAT \u2013 Statement and Tax Form Storage & Retrieval - Setup: $[ ] per user - Support: $[ ] per user per month \u25a0 ReportSource \u2013 Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $[ ] per user per month beyond [ ] users included as part of setup \u25a0 Ad Hoc/PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. \u25a0 Custom Electronic File Exchange (MFS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] per file per month \u25a0 File Delivery to Alternate Sales Reporting Provider - Setup: $[ ] one-time fee - Maintenance Fee: $[ ] per file per month Chat Services \u25a0 Implementation Fee \u2013 $[ ] \u25a0 Monthly Fee \u2013 $[ ] per month \u25a0 Per Chat Fee \u2013 $[ ] per chat or $[ ] per minute of chat Outbound Calling & Marketing Campaigns \u25a0 Cost based on project requirements including hours, data sourcing and reporting. Electronic Form Delivery and Signature Capture \u25a0 Implementation fee \u2013 $[ ] (includes [ ] forms) \u25a0 Additional setup fee \u2013 $[ ] for each additional form and email template \u25a0 Form and fund logo modifications \u2013 $[ ] per form, $[ ] per updated Fund Logo \u25a0 Monthly minimum fee \u2013 $[ ] per month \u25a0 Per electronic envelope Fee \u2013 $[ ] Recordkeeping Application Access \u25a0 Internet VPN \u2013 Infrastructure to allow for application accessibility to host systems and file transfers - $[ ] implementation - $[ ] per month \u25a0 Physical Network \u2013 Infrastructure to allow for application accessibility to host systems and file transfers - Cost varies depending upon location and bandwidth \u25a0 TA2000 3270 Emulation (Mainframe Green Screen) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. - $[ ] implementation - $[ ] per ID per month \u25a0 TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. - $[ ] implementation - $[ ] per ID per month \u25a0 TA2000 SmartDesk (Web Application to TA2000 Mainframe) \u2013 Account inquiry only. - $[ ] implementation - $[ ] per ID per month \u25a0 Automated Work Distributor (AWD) \u2013 Image and workflow application. - $[ ] implementation - $[ ] per ID per month \u25a0 Same Day Cash Management (SDCM) \u2013 Fund level transaction and cash reporting. - $[ ] implementation - $[ ] per ID per month \u25a0 PowerSelect \u2013 SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $[ ] per month Programming Services \u25a0 $[ ] per hour (subject to change) \u25a0 Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Cost Basis Reporting Annual reporting of shareholder cost basis for non-fiduciary direct accounts. \u25a0 $[ ] per direct open account per year Email Services Services to capture, queue, monitor, service and archive shareholder email correspondence: \u25a0 $[ ] setup per fund group \u25a0 $[ ] per month administration \u25a0 $[ ] per received email correspondence Dealer Reclaim Services Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service.", "hash": "824e356fca8f1fc4ceaae85eab1d4cc6", "id": 7}, {"size": 2, "samples": [{"hash": "if55lKCqB5A", "uri": "/contracts/if55lKCqB5A#electronic-correspondence", "label": "Investment Management Agreement (Athene Annuity & Life Assurance Co of New York)", "score": 32.0773429871, "published": true}, {"hash": "jhKkuOpObqV", "uri": "/contracts/jhKkuOpObqV#electronic-correspondence", "label": "Investment Management Agreement (Athene Annuity & Life Co)", "score": 28.245721817, "published": true}], "snippet_links": [{"key": "consent-requests", "type": "clause", "offset": [9, 25]}, {"key": "other-communications", "type": "clause", "offset": [39, 59]}, {"key": "in-writing", "type": "definition", "offset": [92, 102]}, {"key": "authorized-person", "type": "definition", "offset": [170, 187]}], "snippet": "Notices, consent requests, demands and other communications hereunder shall be deemed to be in writing if they are provided by means of electronic correspondence from an authorized person.", "hash": "8fb1737a6d6a2fd0a175bd6449855ccf", "id": 8}, {"size": 2, "samples": [{"hash": "cL3foyHlsz1", "uri": "/contracts/cL3foyHlsz1#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (Leuthold Funds Inc)", "score": 32.0773429871, "published": true}], "snippet_links": [{"key": "to-fund", "type": "definition", "offset": [176, 183]}, {"key": "investor-data", "type": "definition", "offset": [188, 201]}, {"key": "security-software", "type": "definition", "offset": [262, 279]}, {"key": "user-support", "type": "definition", "offset": [336, 348]}, {"key": "file-storage", "type": "clause", "offset": [405, 417]}, {"key": "initial-fund", "type": "clause", "offset": [449, 461]}, {"key": "transfer-agent-system", "type": "clause", "offset": [471, 492]}, {"key": "development-standard", "type": "definition", "offset": [541, 561]}, {"key": "coded-data", "type": "definition", "offset": [598, 608]}, {"key": "scheduled-delivery", "type": "definition", "offset": [624, 642]}, {"key": "development-support", "type": "clause", "offset": [687, 706]}, {"key": "electronic-file", "type": "clause", "offset": [867, 882]}, {"key": "delivery-of", "type": "clause", "offset": [897, 908]}, {"key": "file-delivery", "type": "clause", "offset": [989, 1002]}, {"key": "sales-reporting", "type": "clause", "offset": [1016, 1031]}, {"key": "maintenance-fee", "type": "clause", "offset": [1068, 1083]}, {"key": "project-management", "type": "definition", "offset": [1149, 1167]}, {"key": "data-retention", "type": "definition", "offset": [1197, 1211]}, {"key": "cusip-data", "type": "clause", "offset": [1250, 1260]}, {"key": "following-closing", "type": "clause", "offset": [1364, 1381]}, {"key": "retention-requirements", "type": "definition", "offset": [1419, 1441]}, {"key": "host-systems", "type": "definition", "offset": [1535, 1547]}, {"key": "file-transfers", "type": "clause", "offset": [1552, 1566]}, {"key": "physical-network", "type": "definition", "offset": [1604, 1620]}, {"key": "account-inquiry", "type": "clause", "offset": [1811, 1826]}, {"key": "ability-to-perform", "type": "clause", "offset": [1831, 1849]}, {"key": "financial-transactions", "type": "clause", "offset": [1850, 1872]}, {"key": "account-maintenance", "type": "clause", "offset": [1876, 1895]}, {"key": "user-access", "type": "definition", "offset": [1911, 1922]}, {"key": "user-interface", "type": "definition", "offset": [1990, 2004]}, {"key": "web-application", "type": "definition", "offset": [2220, 2235]}, {"key": "same-day", "type": "definition", "offset": [2437, 2445]}, {"key": "cash-management", "type": "definition", "offset": [2446, 2461]}, {"key": "fund-level", "type": "definition", "offset": [2471, 2481]}, {"key": "cash-reporting", "type": "clause", "offset": [2498, 2512]}, {"key": "ad-hoc-reporting", "type": "clause", "offset": [2594, 2610]}, {"key": "recordkeeping-system", "type": "clause", "offset": [2632, 2652]}, {"key": "subject-to-change", "type": "clause", "offset": [2686, 2703]}, {"key": "customized-services", "type": "definition", "offset": [2726, 2745]}, {"key": "fund-family", "type": "definition", "offset": [2757, 2768]}, {"key": "not-limited", "type": "clause", "offset": [2796, 2807]}, {"key": "conversion-programming", "type": "clause", "offset": [2886, 2908]}, {"key": "service-development", "type": "clause", "offset": [2920, 2939]}, {"key": "voice-response", "type": "clause", "offset": [2940, 2954]}, {"key": "system-setup", "type": "clause", "offset": [2955, 2967]}, {"key": "system-integration", "type": "clause", "offset": [2998, 3016]}, {"key": "other-client", "type": "definition", "offset": [3037, 3049]}, {"key": "services-cost", "type": "definition", "offset": [3092, 3105]}, {"key": "based-on", "type": "definition", "offset": [3106, 3114]}, {"key": "project-requirements", "type": "definition", "offset": [3115, 3135]}, {"key": "per-day", "type": "definition", "offset": [3207, 3214]}, {"key": "client-location", "type": "definition", "offset": [3218, 3233]}, {"key": "travel-and-miscellaneous-expenses", "type": "clause", "offset": [3256, 3289]}, {"key": "if-required", "type": "definition", "offset": [3290, 3301]}, {"key": "reporting-of", "type": "clause", "offset": [3309, 3321]}, {"key": "cost-basis", "type": "clause", "offset": [3334, 3344]}, {"key": "for-non", "type": "clause", "offset": [3345, 3352]}, {"key": "direct-accounts", "type": "definition", "offset": [3363, 3378]}, {"key": "open-account", "type": "clause", "offset": [3397, 3409]}, {"key": "per-year", "type": "definition", "offset": [3410, 3418]}, {"key": "email-correspondence", "type": "clause", "offset": [3488, 3508]}, {"key": "fund-group", "type": "definition", "offset": [3527, 3537]}, {"key": "correspondence-services", "type": "clause", "offset": [3593, 3616]}, {"key": "fund-losses", "type": "definition", "offset": [3625, 3636]}, {"key": "trade-adjustments", "type": "clause", "offset": [3679, 3696]}, {"key": "related-to", "type": "definition", "offset": [3793, 3803]}, {"key": "account-management", "type": "definition", "offset": [3848, 3866]}, {"key": "database-administration", "type": "clause", "offset": [3867, 3890]}, {"key": "order-processing", "type": "clause", "offset": [3930, 3946]}, {"key": "closed-loop", "type": "definition", "offset": [4165, 4176]}, {"key": "reporting-account", "type": "definition", "offset": [4177, 4194]}, {"key": "expenses-included", "type": "clause", "offset": [4290, 4307]}, {"key": "specialized-programming", "type": "clause", "offset": [4327, 4350]}, {"key": "processing-expenses", "type": "clause", "offset": [4366, 4385]}, {"key": "to-client", "type": "clause", "offset": [4447, 4456]}, {"key": "call-reporting", "type": "clause", "offset": [4549, 4563]}, {"key": "monthly-report", "type": "clause", "offset": [4573, 4587]}, {"key": "data-review", "type": "clause", "offset": [4596, 4607]}, {"key": "ongoing-support", "type": "clause", "offset": [4634, 4649]}, {"key": "information-on", "type": "clause", "offset": [4653, 4667]}, {"key": "monthly-maintenance", "type": "clause", "offset": [4790, 4809]}, {"key": "management-company", "type": "definition", "offset": [4822, 4840]}, {"key": "project-fees", "type": "definition", "offset": [4852, 4864]}, {"key": "share-class", "type": "definition", "offset": [4927, 4938]}, {"key": "events-outside", "type": "clause", "offset": [4996, 5010]}, {"key": "rate-of", "type": "clause", "offset": [5051, 5058]}, {"key": "certificated-shares", "type": "clause", "offset": [5126, 5145]}, {"key": "implementation-fee", "type": "definition", "offset": [5226, 5244]}, {"key": "one-year", "type": "definition", "offset": [5443, 5451]}, {"key": "compliance-reporting", "type": "clause", "offset": [5503, 5523]}, {"key": "enhanced-services", "type": "clause", "offset": [5718, 5735]}, {"key": "hours-per-month", "type": "clause", "offset": [5756, 5771]}, {"key": "support-services", "type": "definition", "offset": [5775, 5791]}, {"key": "basic-support", "type": "definition", "offset": [5793, 5806]}, {"key": "requirement-analysis", "type": "clause", "offset": [5987, 6007]}, {"key": "services-support", "type": "definition", "offset": [6029, 6045]}, {"key": "data-interface", "type": "definition", "offset": [6122, 6136]}, {"key": "standard-interface", "type": "definition", "offset": [6174, 6192]}, {"key": "sales-portal", "type": "definition", "offset": [6365, 6377]}, {"key": "document-management", "type": "definition", "offset": [6510, 6529]}, {"key": "data-line", "type": "definition", "offset": [6621, 6630]}, {"key": "base-sales", "type": "definition", "offset": [6687, 6697]}, {"key": "additional-fees", "type": "definition", "offset": [7000, 7015]}, {"key": "monthly-services-fee", "type": "definition", "offset": [7073, 7093]}, {"key": "requirements-analysis", "type": "definition", "offset": [7371, 7392]}, {"key": "dealer-interfaces", "type": "clause", "offset": [7422, 7439]}, {"key": "storage-allocation", "type": "definition", "offset": [7486, 7504]}, {"key": "storage-space", "type": "definition", "offset": [7559, 7572]}, {"key": "system-access", "type": "clause", "offset": [7624, 7637]}, {"key": "system-upgrades", "type": "definition", "offset": [7736, 7751]}, {"key": "statement-of-work", "type": "definition", "offset": [7796, 7813]}, {"key": "pocket-expenses", "type": "clause", "offset": [7852, 7867]}, {"key": "additional-costs", "type": "clause", "offset": [7876, 7892]}, {"key": "data-fees", "type": "clause", "offset": [7940, 7949]}, {"key": "not-included", "type": "clause", "offset": [7954, 7966]}, {"key": "first-user", "type": "definition", "offset": [8048, 8058]}, {"key": "day-session", "type": "definition", "offset": [8110, 8121]}, {"key": "data-storage", "type": "clause", "offset": [8146, 8158]}, {"key": "monthly-service-fees", "type": "definition", "offset": [8259, 8279]}, {"key": "daily-confirmations", "type": "clause", "offset": [8428, 8447]}, {"key": "notification-to", "type": "clause", "offset": [8531, 8546]}, {"key": "new-document", "type": "definition", "offset": [8574, 8586]}, {"key": "initial-setup-fee", "type": "definition", "offset": [8820, 8837]}, {"key": "pdf-format", "type": "clause", "offset": [8896, 8906]}, {"key": "tax-forms", "type": "definition", "offset": [9249, 9258]}, {"key": "tax-statements", "type": "clause", "offset": [9532, 9546]}, {"key": "to-receive", "type": "definition", "offset": [9609, 9619]}, {"key": "link-to", "type": "clause", "offset": [9642, 9649]}, {"key": "compliance-documents", "type": "definition", "offset": [9845, 9865]}, {"key": "transaction-consent", "type": "clause", "offset": [9929, 9948]}, {"key": "all-accounts", "type": "clause", "offset": [10085, 10097]}, {"key": "minimum-term", "type": "definition", "offset": [10132, 10144]}, {"key": "two-years", "type": "clause", "offset": [10157, 10166]}, {"key": "access-fee", "type": "definition", "offset": [10209, 10219]}, {"key": "per-document", "type": "definition", "offset": [10243, 10255]}, {"key": "fan-web", "type": "definition", "offset": [10305, 10312]}, {"key": "base-fee", "type": "clause", "offset": [10346, 10354]}, {"key": "account-services", "type": "clause", "offset": [10404, 10420]}, {"key": "basis-point", "type": "definition", "offset": [10463, 10474]}, {"key": "capital-management", "type": "clause", "offset": [10520, 10538]}, {"key": "the-l", "type": "clause", "offset": [10558, 10563]}, {"key": "trust-funds", "type": "definition", "offset": [10583, 10594]}, {"key": "allocated-to", "type": "definition", "offset": [10766, 10778]}, {"key": "equal-to", "type": "definition", "offset": [10782, 10790]}, {"key": "fund-minimum", "type": "clause", "offset": [10799, 10811]}, {"key": "the-complex", "type": "definition", "offset": [10820, 10831]}, {"key": "fee-calculation", "type": "clause", "offset": [10850, 10865]}, {"key": "minimum-fee", "type": "definition", "offset": [10891, 10902]}, {"key": "service-agreement", "type": "clause", "offset": [11075, 11092]}, {"key": "prior-to-the", "type": "clause", "offset": [11117, 11129]}, {"key": "year-period", "type": "definition", "offset": [11153, 11164]}, {"key": "responsible-for", "type": "clause", "offset": [11191, 11206]}, {"key": "balance-of-the", "type": "clause", "offset": [11211, 11225]}, {"key": "minimum-monthly-fee", "type": "definition", "offset": [11226, 11245]}, {"key": "twelve-months", "type": "definition", "offset": [11269, 11282]}, {"key": "the-term", "type": "clause", "offset": [11308, 11316]}, {"key": "to-the-fees", "type": "clause", "offset": [11330, 11341]}, {"key": "to-the-extent", "type": "clause", "offset": [11390, 11403]}, {"key": "changes-to-applicable-laws", "type": "clause", "offset": [11409, 11435]}, {"key": "rules-or-regulations", "type": "clause", "offset": [11437, 11457]}, {"key": "additional-work", "type": "clause", "offset": [11466, 11481]}, {"key": "services-provided", "type": "definition", "offset": [11505, 11522]}, {"key": "compliance-with", "type": "definition", "offset": [11530, 11545]}, {"key": "reporting-requirements", "type": "clause", "offset": [11580, 11602]}, {"key": "services-for", "type": "clause", "offset": [11705, 11717]}, {"key": "daily-pricing", "type": "clause", "offset": [11718, 11731]}, {"key": "mutual-funds", "type": "clause", "offset": [11886, 11898]}, {"key": "municipal-bonds", "type": "definition", "offset": [12017, 12032]}, {"key": "money-market-instruments", "type": "definition", "offset": [12049, 12073]}, {"key": "high-yield", "type": "definition", "offset": [12170, 12180]}, {"key": "interest-rate-swaps", "type": "definition", "offset": [12191, 12210]}, {"key": "currency-swaps", "type": "clause", "offset": [12220, 12234]}, {"key": "total-return-swaps", "type": "definition", "offset": [12236, 12254]}, {"key": "bank-loans", "type": "definition", "offset": [12292, 12302]}, {"key": "money-market-funds", "type": "definition", "offset": [12342, 12360]}, {"key": "credit-default-swaps", "type": "clause", "offset": [12402, 12422]}, {"key": "security-pricing", "type": "clause", "offset": [12447, 12463]}, {"key": "security-type", "type": "clause", "offset": [12564, 12577]}, {"key": "additional-sources", "type": "clause", "offset": [12631, 12649]}, {"key": "certain-securities", "type": "definition", "offset": [12711, 12729]}, {"key": "to-value", "type": "definition", "offset": [12738, 12746]}, {"key": "a-non", "type": "clause", "offset": [12753, 12758]}, {"key": "standard-security", "type": "definition", "offset": [12759, 12776]}, {"key": "all-schedules", "type": "clause", "offset": [12843, 12856]}, {"key": "special-pricing", "type": "definition", "offset": [12932, 12947]}, {"key": "accounting-arrangements", "type": "clause", "offset": [12951, 12974]}, {"key": "corporate-action-services", "type": "clause", "offset": [12976, 13001]}, {"key": "corporate-actions", "type": "clause", "offset": [13035, 13052]}, {"key": "foreign-equity-security", "type": "definition", "offset": [13065, 13088]}, {"key": "backed-security", "type": "clause", "offset": [13187, 13202]}, {"key": "third-party", "type": "definition", "offset": [13213, 13224]}, {"key": "data-charges", "type": "clause", "offset": [13240, 13252]}, {"key": "descriptive-data", "type": "definition", "offset": [13254, 13270]}, {"key": "reporting-and-compliance", "type": "clause", "offset": [13286, 13310]}, {"key": "pro-rata", "type": "clause", "offset": [13671, 13679]}, {"key": "supplemental-services", "type": "definition", "offset": [13700, 13721]}, {"key": "fund-accounting", "type": "clause", "offset": [13726, 13741]}, {"key": "fund-administration", "type": "clause", "offset": [13743, 13762]}, {"key": "portfolio-compliance", "type": "clause", "offset": [13765, 13785]}, {"key": "daily-compliance-services", "type": "clause", "offset": [13952, 13977]}], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. $6 per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. \u25a0 RMOD \u2013 Statement Storage & Retrieval Setup: $250 per user Support: $100 per user per month ReportSource \u2013 Report and Data File Storage & Retrieval Setup: Included in initial fund setup on Transfer Agent system $150 per user per month Ad Hoc/PowerSelect File Development Standard ad-hoc select: $300 per file Custom coded data for recurring, scheduled delivery: $200 per hour consultation and programming development Support: $100 per file per month for recurring files/reports scheduled for delivery via Report Source. Recurring files scheduled for delivery via Report Source. Custom Electronic File Exchange (MFS delivery of standard TIP files) Setup: $3,000 one-time fee Support: $100 per file per month File Delivery to Alternate Sales Reporting Provider Setup: $5,000 one-time fee Maintenance Fee: $300 per file per month Programming & File Delivery \u2013 $200/hour Project Management/Analysis \u2013 $125/hour Account Data Retention \u2013 $0.2083/account/month until purged* CUSIP Data Retention \u2013 $125/CUSIP/month until purged* *FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. Internet VPN \u2013 Infrastructure to allow for application accessibility to host systems and file transfers $1,500 implementation $500 per month Physical Network \u2013 Infrastructure to allow for application accessibility to host systems and file transfers Cost varies depending upon location and bandwidth TA2000 3270 Emulation (Mainframe Green Screen) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. $500 implementation $200 per ID per month TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. $2,500 implementation $350 per ID per month TA2000 SmartDesk (Web Application to TA2000 Mainframe) \u2013 Account inquiry only. $1,000 implementation $200 per ID per month Automated Work Distributor (AWD) \u2013 Image and workflow application. $13,500 implementation $400 per ID per month Same Day Cash Management (SDCM) \u2013 Fund level transaction and cash reporting. $1,500 implementation $200 per ID per month PowerSelect \u2013 SQL database used for ad hoc reporting from the shareholder recordkeeping system. $3,000 per month $200 per hour (subject to change) Charges incurred for customized services based upon fund family requirements including but not limited to: Fund setup programming (transfer agent system, statements, options, etc.) Conversion programming Customized service development Voice response system setup (menu selections, shareholder system integration, testing, etc.) All other client specific customization and/or development services Cost based on project requirements including ours, data sourcing and reporting. On-site at USBFS \u2013 $1,500 per day At Client Location \u2013 $2,500 per day plus travel and Miscellaneous expenses if required Annual reporting of shareholder cost basis for non-fiduciary direct accounts. $1.00 per direct open account per year Services to capture, queue, monitor, service and archive shareholder email correspondence: $1,500 setup per fund group $500 per month administration $5.00 per received email correspondence Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. $100 per fund group per month Account Management/Database Administration $300 per month Receiving \u2013 $20 per SKU Order Processing \u2013 $6 per order Skid Storage \u2013 $20 per month per location Disposal \u2013 $20 per SKU Inbound Teleservicing Only Account Management \u2013 $250 per month (OR) Call Servicing \u2013 $10.00 per call Lead Source Reporting $250 per month Closed Loop Reporting Account Management \u2013 $500 per month Database Installation, Setup \u2013 $1,500 per fund group Miscellaneous Expenses Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. Includes Call Sampling sent securely to client and Reporting of internal representative reviews. $500 per Month Integrated custom detailed call reporting $250 per monthly report Initial data review and population as well as ongoing support of information on DTCC\u2019s Mutual Fund Profile II site Initial data population: $3,000 for less than 25 CUSIPS / $5,000 for 25 CUSIPS or more Monthly maintenance: $1,000 per management company Additional project fees may apply for events such as fund acquisitions, multiple fund/share class launches, share class charges and other large processing events outside of normal fund activity to be billed at rate of $250/hour Services to support the setup and processing of physical certificated shares for a fund family: $750 setup per fund group $10.00 per certificate transaction Implementation Fee \u2013 $10,000 Monthly Fee \u2013 $500 per month Per Chat Fee \u2013 $10 per chat or $0.75 per minute of chat \u25a0 $35,000 \u2013 $50,000 MARS Sales Reporting Module, CRM Module or 22c-2 Compliance Module (Includes up to one year of DST/TA2000 data) \u25a0 $4,500 \u2013 $5,500 MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) \u25a0 $2,500 \u2013 $3,500 MARS Sales Reporting (Includes 5 Sales Users) \u25a0 $2,500 \u2013 $3,000 MARS 22c-2 Compliance (Includes 5 Compliance Users) \u25a0 $3,000 \u2013 $6,000 \u2013 Enhanced Services* Includes up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirement analysis. Additional Enhanced Services support can be negotiated. \u25a0 $20,000 \u2013 S\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587\u2587 Integration \u25a0 $7,500 \u2013 Custom Data Interface \u25a0 $2,500 \u2013 OmniSERV Setup \u25a0 $2,500 \u2013 Standard Interface \u25a0 $1,800 \u2013 Additional OmniSERV Interface \u25a0 $200 \u2013 Sales Reporting \u25a0 $175 \u2013 22c-2 Compliance \u25a0 $150 \u2013 CRM \u25a0 $75 \u2013 SFDC \u25a0 $500\u2013 OmniSERV \u25a0 $500 \u2013 Daily Transaction Load from Sales Portal \u25a0 $250 \u2013 Monthly Asset Load from Sales Portal \u25a0 $250 \u2013 S\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587\u2587.\u2587\u2587\u2587 Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, M\u2587\u2587\u2587\u2587\u2587\u2587 L\u2587\u2587\u2587\u2587 (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. \u25a0 $20,000 \u2013 MARS Lite Base Sales Reporting Only (Includes up to one year of DST/TA2000 data) \u25a0 $3,000/month (AUM $0 \u2013 $99,999,999.99) \u25a0 $3,500/month (AUM $100,00,000 \u2013 $249,999,999.99) \u25a0 $4,000/month (AUM $250,000,000 \u2013 $399,999,999.99) \u25a0 $4,500/month (AUM $400,000,000 \u2013 $499,999,999.99) Once an AUM of $500,000,000 has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests and business requirements analysis. Base includes initial three dealer interfaces. Each additional interface is $250 per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $75 per month. No CRM real-time integration. No system access. \u25a0 $7,500 \u2013 Custom Data Interface \u25a0 $2,500 \u2013 Standard Interface \u25a0 $1,800 \u2013 OmniSERV Interface Any System Upgrades & Enhancements (Quoted separately through a Statement of Work) \u25a0 $2,500 /day plus travel and out-of-pocket expenses. ** Any additional costs that may be charged by intermediaries/NSCC for data fees are not included. Monthly Services: $150/month/user - Access per BOSS user Implementation: $2,500/first user ID; $800 each additional ID Training: $1,000 for 2-day session Development - $200/hour Data Storage (>2 years of history): $500/month (less than 500,000 accounts) $1,000/month (over 500,000 accounts) Monthly Service Fees (extracting/storing trans. data): $1,200/month (1 to 25,000 records/month) $3,000/month (25,001 to 50,000 records/month) eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. Document Loading, Storage, and Access \u2013 $0.08 per statement Document Consent Processing, Suppression, and Notification \u2013 $0.35 per suppressed statement Development & Implementation of Electronic Confirm Statements \u2013 $12,000 initial setup fee eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access \u2013 $0.08 per statement Document Consent Processing, Suppression, and Notification \u2013 $0.35 per suppressed statement Development & Implementation of Electronic Investor Statements \u2013 $5,000 initial setup fee eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access \u2013 $0.08 per statement Document Consent Processing, Suppression, and Notification \u2013 $0.35 per suppressed statement Development & Implementation of Electronic Tax Statements \u2013 $5,000 initial setup fee eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. Document Consent Processing, Suppression, and Notification \u2013 $0.35 per suppressed statement Development & Implementation of Electronic Compliance Documents \u2013 $5,000 initial setup fee View Consent Enrollment \u2013 $0.03 per transaction Consent Enrollment \u2013 $0.13 per transaction View Statements \u2013 $0.03 per view Statements presented as PDF documents Statements will be loaded for all accounts, regardless of consent Three year minimum term Storage for two years included in Document Loading, Storage and Access fee. Archive fee of $0.015 per document per year for three years and greater, if desired FAN Web customization charges also apply Base Fee for Accounting, Administration, Transfer Agent & Account Services The following reflects the greater of the basis point fee or annual minimum1 where L\u2587\u2587\u2587\u2587\u2587\u2587\u2587 W\u2587\u2587\u2587\u2587\u2587 Capital Management acts as Adviser in the L\u2587\u2587\u2587\u2587\u2587\u2587\u2587 Funds, Inc. Trust Funds 1-5 $50,000 First $500m 5 bps Funds 6-10 $45,000 Next $500m 4 bps Funds 11-15 $35,000 Balance 3 bps Funds 16+ $30,000 1Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should L\u2587\u2587\u2587\u2587\u2587\u2587\u2587 terminate this service agreement with USBFS for any Fund prior to the end of the initial two year period, L\u2587\u2587\u2587\u2587\u2587\u2587\u2587 will be will be responsible for the balance of the minimum monthly fee for the shorter of (i) twelve months or (ii) the remainder of the term. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). Accounting, Administration, Transfer Agent & Account Services (in addition to the Base Fee) Pricing Services For daily pricing of each securities (estimated 252 pricing days annually) \u25a0 $0.08 \u2013 Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Mutual Funds, ETFs \u25a0 $0.50 \u2013 Domestic Corporates, Domestic Convertibles, Domestic Governments, Domestic Agencies, Mortgage Backed, Municipal Bonds \u25a0 $0.80 \u2013 CMOs, Money Market Instruments, Foreign Corporates, Foreign Convertibles, Foreign Governments, Foreign Agencies, Asset Backed, High Yield \u25a0 $0.90 \u2013 Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps \u25a0 $1.00 \u2013 Bank Loans \u25a0 $1.50 \u2013 Swaptions \u25a0 $1.50 \u2013 Intraday money market funds pricing, up to 3 times per day \u25a0 $3.00 \u2013 Credit Default Swaps \u25a0 $500 per Month Manual Security Pricing (>25per day) NOTE: Prices are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements. Corporate Action Services Fee for IDC data used to monitor corporate actions \u25a0 $2.00 per Foreign Equity Security per Month \u25a0 $1.00 per Domestic Equity Security per Month \u25a0 $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for analytics, reporting and compliance) \u25a0 $1 per security per month for fund administrative In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). Fees are calculated pro rata and billed monthly. Supplemental Services for Fund Accounting, Fund Administration & Portfolio Compliance (provided by USBFS upon client need and/ or request) SEC Modernization Requirements \u25a0 Form N-PORT \u2013 $12,000 per year, per Fund \u25a0 Form N-CEN \u2013 $250 per year, per Fund Daily Compliance Services \u25a0 Base fee \u2013 $20,000 per fund per year \u25a0 Setup \u2013 $2,500 per fund group", "hash": "19d11f4d3b51546cfc1055f0f1a608ba", "id": 9}, {"size": 2, "samples": [{"hash": "aAwc9fzPjT2", "uri": "/contracts/aAwc9fzPjT2#electronic-correspondence", "label": "Transfer Agent Servicing Agreement (Professionally Managed Portfolios)", "score": 30.151266098, "published": true}], "snippet_links": [{"key": "bank-client", "type": "definition", "offset": [157, 168]}, {"key": "to-fund", "type": "definition", "offset": [184, 191]}, {"key": "investor-data", "type": "definition", "offset": [196, 209]}, {"key": "bank-technology", "type": "definition", "offset": [223, 238]}, {"key": "security-software", "type": "definition", "offset": [274, 291]}, {"key": "tax-form", "type": "definition", "offset": [316, 324]}, {"key": "per-month", "type": "clause", "offset": [385, 394]}, {"key": "coded-data", "type": "definition", "offset": [482, 492]}, {"key": "scheduled-delivery", "type": "definition", "offset": [508, 526]}, {"key": "hours-of", "type": "clause", "offset": [561, 569]}, {"key": "additional-time", "type": "definition", "offset": [594, 609]}, {"key": "and-development", "type": "clause", "offset": [641, 656]}, {"key": "electronic-file", "type": "clause", "offset": [699, 714]}, {"key": "delivery-of", "type": "clause", "offset": [729, 740]}, {"key": "maintenance-fee", "type": "clause", "offset": [814, 829]}, {"key": "file-delivery", "type": "clause", "offset": [832, 845]}, {"key": "sales-reporting", "type": "clause", "offset": [859, 874]}, {"key": "implementation-fee", "type": "definition", "offset": [957, 975]}, {"key": "setup-fee", "type": "definition", "offset": [1017, 1026]}, {"key": "email-template", "type": "clause", "offset": [1063, 1077]}, {"key": "monthly-minimum-fee", "type": "clause", "offset": [1159, 1178]}, {"key": "host-systems", "type": "definition", "offset": [1314, 1326]}, {"key": "file-transfers", "type": "clause", "offset": [1331, 1345]}, {"key": "physical-network", "type": "definition", "offset": [1387, 1403]}, {"key": "account-inquiry", "type": "clause", "offset": [1598, 1613]}, {"key": "ability-to-perform", "type": "clause", "offset": [1618, 1636]}, {"key": "financial-transactions", "type": "clause", "offset": [1637, 1659]}, {"key": "account-maintenance", "type": "clause", "offset": [1663, 1682]}, {"key": "user-access", "type": "definition", "offset": [1698, 1709]}, {"key": "user-interface", "type": "definition", "offset": [1783, 1797]}, {"key": "web-application", "type": "definition", "offset": [2017, 2032]}, {"key": "same-day", "type": "definition", "offset": [2241, 2249]}, {"key": "cash-management", "type": "definition", "offset": [2250, 2265]}, {"key": "fund-level", "type": "definition", "offset": [2275, 2285]}, {"key": "cash-reporting", "type": "clause", "offset": [2302, 2316]}, {"key": "ad-hoc-reporting", "type": "clause", "offset": [2402, 2418]}, {"key": "recordkeeping-system", "type": "clause", "offset": [2440, 2460]}, {"key": "customized-services", "type": "definition", "offset": [2501, 2520]}, {"key": "fund-family", "type": "definition", "offset": [2532, 2543]}, {"key": "not-limited", "type": "clause", "offset": [2571, 2582]}, {"key": "transfer-agent-system", "type": "clause", "offset": [2613, 2634]}, {"key": "service-development", "type": "clause", "offset": [2676, 2695]}, {"key": "voice-response", "type": "clause", "offset": [2698, 2712]}, {"key": "system-setup", "type": "clause", "offset": [2713, 2725]}, {"key": "system-integration", "type": "clause", "offset": [2756, 2774]}, {"key": "other-client", "type": "definition", "offset": [2797, 2809]}, {"key": "development-services", "type": "clause", "offset": 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[3640, 3662]}], "snippet": "Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. \u2022 $[ ] per email U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. \u2022 STAT \u2013 Statement and Tax Form Storage & Retrieval \u2022 Setup: $[ ]/user \u2022 Service: $[ ]/user per month \u2022 Ad Hoc/PowerSelect File Development \u2013 Standard ad-hoc select: $[ ] per file \u2013 Custom coded data for recurring, scheduled delivery: $[ ]/request (includes up to [ ] hours of programming. If beyond, additional time will be $[ ]/hour consultation and development.) \u2013 Service: $[ ]/user per month \u2022 Custom Electronic File Exchange (MFS delivery of standard TIP files) \u2013 Setup: $[ ] one-time fee \u2013 $[ ] per file per month maintenance fee \u2022 File Delivery to Alternate Sales Reporting Provider \u2013 Setup - $[ ] one-time fee \u2013 Maintenance Fee: $[ ] per file per month \u2022 Implementation fee \u2013 $[ ] (includes [ ] forms) \u2022 Additional setup fee \u2013 $[ ] for each additional form and email template \u2022 Form and fund logo modifications \u2013 $[ ] per form, $[ ] per updated Fund Logo \u2022 Monthly minimum fee \u2013 $[ ] per month \u2022 Per electronic envelope Fee \u2013 $[ ] \u2587\u2587\u2587\u2587\u2587\u2587 \u2022 Internet VPN \u2013 Infrastructure to allow for application accessibility to host systems and file transfers \u2013 $[ ] implementation \u2013 $[ ] per month \u2022 Physical Network \u2013 Infrastructure to allow for application accessibility to host systems and file transfers \u2013 Cost varies depending upon location and bandwidth \u2022 TA2000 3270 Emulation (Mainframe Green Screen) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. \u2013 $[ ] implementation \u2013 $[ ] per ID per month \u2022 TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) \u2013 Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. \u2013 $[ ] implementation \u2013 $[ ] per ID per month \u2022 TA2000 SmartDesk (Web Application to TA2000 Mainframe) \u2013 Account inquiry only. \u2013 $[ ] implementation \u2013 $[ ] per ID per month \u2022 Automated Work Distributor (AWD) \u2013 Image and workflow application. \u2013 $[ ] implementation \u2013 $[ ] per ID per month \u2022 Same Day Cash Management (SDCM) \u2013 Fund level transaction and cash reporting. \u2013 $[ ] implementation \u2013 $[ ] per ID per month \u2022 PowerSelect \u2013 SQL database used for ad hoc reporting from the shareholder recordkeeping system. \u2022 $[ ] per hour \u2022 Charges incurred for customized services based upon fund family requirements including but not limited to: \u2013 Fund setup programming (transfer agent system, statements, options, etc.) \u2013 Customized service development \u2013 Voice response system setup (menu selections, shareholder system integration, testing, etc.) \u2013 All other client specific customization and/or development services Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. \u2022 $[ ] per direct open account per year \u2587\u2587\u2587\u2587\u2587\u2587 \u2022 Account Management/Database Administration \u2013 $[ ] per month (account management, lead reporting and database administration) \u2013 Receiving [ ] per SKU \u2013 Order Processing - $[ ] per order \u2013 Skid Storage - $[ ] per month per location \u2013 Disposal - $[ ] per SKU \u2022 Inbound Teleservicing Only \u2013 Account Management \u2013 $[ ] per month (OR) \u2013 Call Servicing \u2013 $[ ]/call \u2022 Closed Loop Reporting \u2013 Account Management - $[ ] per month \u2013 Database Installation, Setup - $[ ]/fund group \u2013 Specialized Programming \u2013 (Separate Quote)* \u2022 Out-of-Pocket \u2013 Kit and order processing expenses, postage, and printing \u2022 Miscellaneous Expenses \u2013 Included but not limited to specialized programming, kit and order processing expenses, postage and printing *Fees exclude postage and printing charges", "hash": "adbe6aa923097e282e62e75e424c7945", "id": 10}], "next_curs": "CmISXGoVc35sYXdpbnNpZGVyY29udHJhY3Rzcj4LEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IiJlbGVjdHJvbmljLWNvcnJlc3BvbmRlbmNlIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"size": 131, "children": [], "title": "Electronic Correspondence", "parents": [["organizational-security", "Organizational Security"], ["communication-distribution", "Communication Distribution"], ["notices-consents", "Notices; Consents"], ["insurance", "Insurance"], ["it-inventory-and-configuration", "IT Inventory and Configuration"]], "id": "electronic-correspondence", "related": [["electronic-copies", "Electronic Copies", "Electronic Copies"], ["electronic-communications", "Electronic Communications", "Electronic Communications"], ["electronic-communication", "Electronic communication", "Electronic communication"], ["notices-electronic-communications", "Notices Electronic Communications", "Notices Electronic Communications"], ["electronic-contracting", "ELECTRONIC CONTRACTING", "ELECTRONIC CONTRACTING"]], "related_snippets": [], "updated": "2026-04-24T04:48:06+00:00"}, "json": true, "cursor": ""}}