Electronic Trading Services. 7.1 The Customer agrees to abide by the provisions of this Agreement whenever the Customer uses the Electronic Trading Service. Any additional services offered through the Electronic Trading Service in the future will only be used by the Customer in accordance with the provisions of this Agreement and any additional provisions applicable thereto.
7.2 The Customer understands that the Electronic Trading Service is a semi-automated facility, which enables the Customer to send electronic Instructions to buy, sell and otherwise deal with Securities and receive information services.
7.3 The Customer acknowledges that the Electronic Trading Service and the software comprised in it are proprietary to FSL and/or third party provider(s). The Customer agrees and undertakes that the Customer shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the Electronic Trading Service and the software comprised in it. The Customer agrees that FSL may, at FSL's absolute discretion, suspend or terminate the Customer's Access Code and/or close the Account immediately without notice to the Customer, and take action against the Customer if the Customer at any time breach this Agreement or any other agreement or undertaking, rules, regulations, orders and laws of Hong Kong or of the country concerned or if FSL at any time reasonably suspects that the Customer has breached the same. The Customer undertakes to notify FSL immediately if the Customer becomes aware that any other person is doing any of the above.
7.4 The Customer shall be the only user of the Electronic Trading Service under the Account. The Customer shall be responsible for the confidentiality and use of the Access Code and agrees to undertake:
(a) not to disclose any Access Code to any third party;
(b) not to write down or record any Access Code in a way that could facilitate misuse or fraud; and
(c) to immediately report any loss, unauthorized disclosure or misuse of the Customer's Access Code to FSL. The Customer acknowledges and agrees that the Customer shall be solely responsible for all Instructions entered through the Electronic Trading Service using its Access Code.
7.5 The Customer further acknowledges and agrees that, as a condition of using the Electronic Trading Service to give Instructions, the Customer shall immediately notify FSL if:
(a) immediately after an Instruction in respe...
Electronic Trading Services. (1) You are responsible for ensuring that your use of the Electronic Trading Services is compliant with this Agreement and all Applicable Regulations which apply to your use of our Electronic Trading Services.
(2) We have no obligation to accept, or to subsequently execute or cancel, all or any part of a Transaction or any Instruction that you seek to execute or cancel through an Electronic Trading Service. Without limitation of the foregoing, we have no responsibility for transmissions that are inaccurate or not received by us, and we may execute any Transaction on the terms actually received by us.
(3) You authorise us to act on any instruction given or appearing to be given by you using the Security Details and received by us in relation to any Electronic Trading Service you use (“Instruction”). Unless we agree otherwise with you, you will have no right to amend or revoke an Instruction once received by us. You will be responsible for the genuineness and accuracy, both as to content and form, of any Instruction received by us.
(4) You acknowledge we have the right, unilaterally and with immediate effect, to suspend or terminate (at any time, with or without cause or prior notice) all or any part of any Electronic Trading Service, or your access to any Electronic Trading Service, to change the nature, composition or availability of any Electronic Trading Service, or to change the limits we set on the trading you may conduct through any Electronic Trading Service.
(5) In accordance with Term 3, all prices shown on any Electronic Trading Service are quotes, are subject to constant change and do not result in the initiation of a Transaction unless the process in Term 3 is followed.
(6) Use of any high speed or automated mass data entry system with any Electronic Trading Service will only be permitted with our prior written consent exercised in our absolute discretion.
(7) In respect of a direct market access system to any Exchange in respect of which you may submit orders or receive information or data using any Electronic Trading Service, you agree that we may require that you provide us with information in relation to you and your use or intended use of this service. You further agree that we may monitor your use of this system, we may require you to comply with certain conditions in relation to your use and may at our absolute discretion remove your access to this service at any time.
(8) Where we permit electronic communications between you and us to be...
Electronic Trading Services. 5.1 SINO may provide Client with Electronic trading facilities and services which may include but is not necessarily limited to WebTrade, Touch Tone Trade or PDA Trade (collectively called "Electronic Trading Services") and they are provided upon the provisions of This Agreement and other terms and conditions to be specified by SINO from time to time. The Client accepts the risks of receiving or gaining access to services through and communication and conducting transactions over the Electronic or other electronic means or facilities.
5.2 When using the Electronic Trading Services, the Client warrant that the Client is the only authorized user of the Client’s Access Codes and will be responsible for all instructions placed and all transactions conducted with the use of the Client’s Access Codes. The Client also undertakes to use the Client’s Access Codes with caution and review every order before placing it.
5.3 The Client shall not and shall not attempt to tamper with, modify, decompile, reverse engineer or otherwise alter in any way, or gain unauthorized access to the Electronic Trading Services.
5.4 When the open an account through Electronic, in addition to completing and returning the Agreement online, the Client agrees and undertakes to return to SINO the hard copy of the Agreement duly completed and signed by the Client before or certified by a professional person such as a branch manager of a bank, certified public accountant, lawyer, notary public or any other person acceptable to SINO. SINO shall be entitled to refuse to execute the Client’s instructions until it has received such hard copy of the Agreement.
5.5 Unless otherwise agreed by SINO, SINO is not obliged to execute the Client’s instructions until there are sufficient cleared funds or securities in the Client’s account to settle the Client’s transactions.
5.6 SINO will not be deemed to have received the Client’s instructions or executed the Client’s orders unless and until the Client in receipt of Sino’s message acknowledging receipt or confirming execution of the Client’s orders. The Client agrees to immediately notify SINO if the Client does not receive Sino’s message acknowledging receipt or confirming execution of the Client’s orders, the Client in receipt of any messages in respect of transactions which the Client did not instruct, or the Client becomes aware of any unauthorized use of the Client’s Access Codes.
3.7 The Electronic Trading Services provide the Client with an addition...
Electronic Trading Services. 2.1 Upon the Client’s request, the Dealer may provide the Client with ETS. The Client acknowledge that the Client shall use the ETS at its own risk and the usage of the ETS is subject to the terms and conditions to be specified by the Dealer from time to time and any applicable laws and regulations.
2.2 When using the ETS, the Client hereby warrants that he is the only authorized user of the Access Codes and the Client shall be fully responsible for all instructions placed with the use, application and security of the Access Codes (whether authorized by the Client or not). The Dealer shall not be responsible for loss incurred as a result of carrying out such Investment orders. The Client shall, upon demand, indemnify the Dealer against any loss or damage as a result of any Investment orders made through the ETS.
2.3 The Client acknowledges that the ETS belongs to the Dealer. The Client shall not attempt to tamper with, decompile, modify, dissemble, reverse engineer, damage, destroy or otherwise alter in any way, or attempt to gain unauthorized access to the ETS.
2.4 The Dealer shall not be deemed to have received the Client’s instructions or executed its Investment order(s) unless and until the Dealer’s message acknowledging receipt or confirming execution of the Client’s order(s) is duly and clearly received by the Client. In circumstances including but not limited to the case where there is any computer system failure, ETS system error, or inaccurate pricing (in cases where the pricing does not represent the true and accurate pricing quoted in the international Bullion market, the Client shall accept the pricing as determined by the Dealer in its professional capacity and in good faith as the conclusive accurate pricing) resulting in the issuance of an incorrect confirmation by the Dealer, the Dealer has the absolute right to make any necessary amendment or even cancel such confirmation unilaterally and the Client shall fully accept any such amendment by the Dealer and shall be responsible for any consequences arising herein.
2.5 The Client acknowledges that the giving of an Investment order through the ETS does not guarantee execution of an order by the Dealer. The Dealer, its employees or agents shall not be held liable for failure to execute any Investment order.
2.6 The Dealer may refuse to accept or carry out any Investment orders without being obliged to give any reason for such refusal. The Dealer may refuse to accept or carry out any Investment o...
Electronic Trading Services. 2.1 The Client acknowledges that it is at the Client’s own risk in selecting ETS to send Instructions or receive other information relating to any Instructions in respect of any of the Client’s account.
2.2 The Client warrants that he is only the authorized user of its Access Codes and he will be responsible for the confidentiality, use and application of the Access Code. The Client shall also be solely responsible for all Instructions entered through ETS using the password as provided by Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong). Neither Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) nor its staff or agents shall be liable to the Client or any person whose claim may arise from the account(s) with respect to the handling or loss of any Instruction.
2.3 The Client acknowledges that the ETS is proprietary to Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong). The Client warrants and undertakes that it shall not tamper with, modify, decompile, reverse, engineer or otherwise alter in any way, and gain unauthorized access to, any part of the ETS. Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) may take legal action against the Client, if it at any time breach this warranty and undertaking or if Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) at any time reasonably suspect the Client have breached the same. The Client undertakes to notify Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) immediately if it becomes aware that any of the actions described about in this paragraph is being perpetrated by any other person.
2.4 The Client acknowledges that the real-time quote and the message alert service that may be available through internet is provided by a third party appointed by Xxxxxxxxxx Xxxxxxxxxx (Hong Kong) and Evergrande Futures (Hong Kong) from time to time. The Client agrees that Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) shall not be responsible to Client or other parties for any losses incurred by failing to provide message alert service, and/or relying on real-time quote service for any investment products provided by ETS.
2.5 Evergrande Securities (Hong Kong) and Evergrande Futures (Hong Kong) shall not be liable for any losses in relation to any private or confidential Client information being stolen, disclosed or destroyed by hackers.
Electronic Trading Services any electronic services (together with any related software) including without limitation trading, direct market access order routing or information services that we grant you access to or make available to you either directly or through a third-party service provider and used by you to view information or enter into Transactions.
Electronic Trading Services. We may make available to you Electronic Trading Services provided by third parties (e.g. MT4) (“Third Party Electronic Trading Services”). It is your sole responsibility to understand and evaluate the functionality of any such Third Party Electronic Trading Services before agreeing to download or access them or enter into Transactions with us using any Third Party Electronic Trading Services. Contact one of our employees to find out if a service is a Third Party Electronic Trading Service.
Electronic Trading Services. 3.1 You acknowledge and agree that:
a. to provide the Services to you, we or the International Stockbroker may enter into service agreements with providers of Electronic Trading Facilities, which include, but are not limited to, the provision of trading and order routing services and information in respect of International Securities and execution of foreign exchange transactions;
b. the Electronic Trading Facility Provider may, in its sole discretion, accept or reject any proposed Transaction that we seek to execute on your behalf through an Electronic Trading Facility. If the Electronic Trading Facility Provider rejects your order for any reason whatsoever, we likewise, will immediately reject that order;
c. where an order is entered on your behalf using the Electronic Trading Facility, you will be bound by the terms of that order and by the resulting Transaction unless you modify or withdraw the order before its execution by us on the Electronic Trading Facility; and
d. we, the International Stockbroker and the Electronic Trading Facility Provider may engage in trading on an International Stock Exchange reflected on the Electronic Trading Facility or by means of the Electronic Trading Facility for our, the International Stockbroker’s, or the Electronic Trading Facility Provider’s, proprietary accounts or on behalf of accounts under our management or that of the Electronic Trading Facility Provider, which could affect the value of a Transaction. We, the International Stockbroker or the Electronic Trading Facility Provider may enter into Transactions at prices different from the prices reflected in the Electronic Trading Facility.
Electronic Trading Services. 5.1. Once the Company receives the required KYC documentation, will provide access to the Client to an Electronic Trading Service.
5.2. The Company shall provide certain portions of the Electronic Trading Services under license from third parties, and the Client shall comply with any additional restrictions on his usage that the Company may communicate with him from time to time, or that are otherwise the subject of an agreement between the Client and such licensors.
5.3. The Electronic Trading Services are provided only for the personal use of the Client.
5.4. It is forbidden for the Client to sell, to lease, or to provide the Electronic Trading Services or any portion of the Electronic Trading Services, either directly or indirectly, to any third par- ty except as permitted by this Terms and Conditions.
5.5. The Client shall be aware of the fact that all proprietary rights in the Electronic Trading Services are owned the Company or by any applicable third party service providers selected by the Company that will provide the Company with all or part of the Electronic Trading
Electronic Trading Services. 2.1 The Client understands that the Electronic Trading Services is a facility operated through mobile phone, touch tone phone or internet, which enables the Client to send Instructions, and send or receive other information relating to any Instructions.
2.2 The Client shall be the only authorised user of the Electronic Trading Services under the Account(s). The Client shall be responsible for the confidentiality, use and application of the Password / Access Code. The Client acknowledges and agrees that the Client shall be solely responsible for all Instructions entered through the Electronic Trading Services using the Password as received by the Company and neither the Company nor the Company’s directors, officers, employees or agents shall have owed any liability to Client, or to any other person whose claim may arise through Client for any claims with respect to the handling or loss of any Instructions.
2.3 The Client acknowledges that the Electronic Trading Services is proprietary to the Company. The Client warrants and undertakes that Client shall not, and/or shall not attempt to, tamper with, modify, decompile, reverse, engineer or otherwise alter in any way, and shall not, and/or shall not attempt to gain unauthorised access to, any part of the Electronic Trading Services. The Client acknowledges that the Company may take legal action against the Client, if the Client at any time breaches this warranty and undertaking or if the Company at any time has reason to suspect that the Client has breached the same. The Client undertakes to notify the Company immediately if the Client becomes aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.4 The Client acknowledges that the real-time quote service and the message alert service (to receive message alert when the share prices of such Securities as specified by Client reach a pre- set target price) that may be available through the Electronic Trading Services is provided by a third party appointed by the Company from time to time. The Client agrees that the Company shall not be responsible for any losses that the Client or any other person may suffer for the failure of sending out the message alert and/or as a result of relying on any real time quote on prices of Securities which may be available to Client through the Electronic Trading Services.
