{"component": "clause", "props": {"groups": [{"size": 1115, "snippet_links": [{"key": "employee-benefit-plan", "type": "clause", "offset": [21, 42]}, {"key": "employee-retirement-income-security-act-of-1974", "type": "clause", "offset": [66, 113]}, {"key": "as-amended", "type": "definition", "offset": [115, 125]}, {"key": "the-regulations", "type": "clause", "offset": [131, 146]}, {"key": "by-the-company", "type": "clause", "offset": [239, 253]}, {"key": "erisa-affiliates", "type": "definition", "offset": [262, 278]}, {"key": "in-compliance", "type": "definition", "offset": [303, 316]}, {"key": "in-all-material-respects", "type": "definition", "offset": [317, 341]}, {"key": "with-respect-to-the-company", "type": "clause", "offset": [379, 406]}, {"key": "internal-revenue-code-of-1986", "type": "definition", "offset": [500, 529]}, {"key": "a-member", "type": "clause", "offset": [641, 649]}, {"key": "reportable-event", "type": "clause", "offset": [655, 671]}, {"key": "amount-of-unfunded-benefit-liabilities", "type": "definition", "offset": [1028, 1066]}, {"key": "neither-the-company", "type": "definition", "offset": [1094, 1113]}, {"key": "material-liability", "type": "clause", "offset": [1194, 1212]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1223, 1240]}, {"key": "termination-of", "type": "definition", "offset": [1257, 1271]}, {"key": "the-code", "type": "clause", "offset": [1366, 1374]}, {"key": "section-401a", "type": "clause", "offset": [1516, 1529]}, {"key": "knowledge-of-the-company", "type": "definition", "offset": [1571, 1595]}, {"key": "failure-to-act", "type": "clause", "offset": [1640, 1654]}, {"key": "loss-of", "type": "definition", "offset": [1678, 1685]}], "snippet": "The Company and any \u201cemployee benefit plan\u201d (as defined under the Employee Retirement Income Security Act of 1974, as amended, and the regulations and published interpretations thereunder (collectively, \u201cERISA\u201d)) established or maintained by the Company or its \u201cERISA Affiliates\u201d (as defined below) are in compliance in all material respects with ERISA. \u201cERISA Affiliate\u201d means, with respect to the Company, any member of any group of organizations described in Sections 414(b),(c),(m) or (o) of the Internal Revenue Code of 1986, as amended, and the regulations and published interpretations thereunder (the \u201cCode\u201d) of which the Company is a member. No \u201creportable event\u201d (as defined under ERISA) has occurred or is reasonably expected to occur with respect to any \u201cemployee benefit plan\u201d established or maintained by the Company or any of its ERISA Affiliates. No \u201cemployee benefit plan\u201d established or maintained by the Company or any of its ERISA Affiliates, if such \u201cemployee benefit plan\u201d were terminated, would have any \u201camount of unfunded benefit liabilities\u201d (as defined under ERISA). Neither the Company nor any of its ERISA Affiliates has incurred or reasonably expects to incur any material liability under (i) Title IV of ERISA with respect to termination of, or withdrawal from, any \u201cemployee benefit plan\u201d or (ii) Sections 412, 4971, 4975 or 4980B of the Code. Each \u201cemployee benefit plan\u201d established or maintained by the Company or any of its ERISA Affiliates that is intended to be qualified under Section 401(a) of the Code is so qualified and, to the knowledge of the Company, nothing has occurred, whether by action or failure to act, which would cause the loss of such qualification.", "samples": [{"hash": "cr8pk6Dbu6o", "uri": "/contracts/cr8pk6Dbu6o#erisa-compliance", "label": "Underwriting Agreement (American Battery Materials, Inc.)", "score": 37.5366172791, "published": true}, {"hash": "cqsxujduRcd", "uri": "/contracts/cqsxujduRcd#erisa-compliance", "label": "Underwriting Agreement (Idaho Copper Corp)", "score": 37.4982872009, "published": true}, {"hash": "NK54CbMlnW", "uri": "/contracts/NK54CbMlnW#erisa-compliance", "label": "Underwriting Agreement (Pyxis Tankers Inc.)", "score": 37.4900741577, "published": true}], "hash": "3c86f43ff9b9bbfd93fd082219e92bca", "id": 1}, {"size": 916, "snippet_links": [{"key": "the-company-and-its-subsidiaries", "type": "clause", "offset": [0, 32]}, {"key": "employee-benefit-plan", "type": "clause", "offset": [42, 63]}, {"key": "employee-retirement-income-security-act-of-1974", "type": "clause", "offset": [87, 134]}, {"key": "as-amended", "type": "definition", "offset": [136, 146]}, {"key": "the-regulations", "type": "clause", "offset": [152, 167]}, {"key": "by-the-company", "type": "clause", "offset": [260, 274]}, {"key": "erisa-affiliates", "type": "definition", "offset": [303, 319]}, {"key": "in-compliance", "type": "definition", "offset": [344, 357]}, {"key": "in-all-material-respects", "type": "definition", "offset": [358, 382]}, {"key": "with-respect-to-the-company", "type": "clause", "offset": [420, 447]}, {"key": "internal-revenue-code-of-1986", "type": "definition", "offset": [570, 599]}, {"key": "a-member", "type": "clause", "offset": [730, 738]}, {"key": "reportable-event", "type": "clause", "offset": [744, 760]}, {"key": "amount-of-unfunded-benefit-liabilities", "type": "definition", "offset": [1157, 1195]}, {"key": "neither-the-company", "type": "definition", "offset": [1223, 1242]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1363, 1380]}, {"key": "termination-of", "type": "definition", "offset": [1397, 1411]}, {"key": "the-code", "type": "clause", "offset": [1506, 1514]}, {"key": "plan-established", "type": "clause", "offset": [1538, 1554]}, {"key": "section-401a", "type": "clause", "offset": [1674, 1687]}, {"key": "failure-to-act", "type": "clause", "offset": [1764, 1778]}, {"key": "loss-of", "type": "definition", "offset": [1802, 1809]}], "snippet": "The Company and its subsidiaries and any \u201cemployee benefit plan\u201d (as defined under the Employee Retirement Income Security Act of 1974, as amended, and the regulations and published interpretations thereunder (collectively, \u201cERISA\u201d)) established or maintained by the Company, its subsidiaries or their \u201cERISA Affiliates\u201d (as defined below) are in compliance in all material respects with ERISA. \u201cERISA Affiliate\u201d means, with respect to the Company or any of its subsidiaries, any member of any group of organizations described in Sections 414(b), (c), (m) or (o) of the Internal Revenue Code of 1986, as amended, and the regulations and published interpretations thereunder (the \u201cCode\u201d) of which the Company or such subsidiary is a member. No \u201creportable event\u201d (as defined under ERISA) has occurred or is reasonably expected to occur with respect to any \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates. No \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates, if such \u201cemployee benefit plan\u201d were terminated, would have any \u201camount of unfunded benefit liabilities\u201d (as defined under ERISA). Neither the Company, its subsidiaries nor any of their ERISA Affiliates has incurred or reasonably expects to incur any liability under (i) Title IV of ERISA with respect to termination of, or withdrawal from, any \u201cemployee benefit plan\u201d or (ii) Sections 412, 4971, 4975 or 4980B of the Code. Each employee benefit plan established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates that is intended to be qualified under Section 401(a) of the Code is so qualified and nothing has occurred, whether by action or failure to act, which would cause the loss of such qualification.", "samples": [{"hash": "1UIHi4F2nJa", "uri": "/contracts/1UIHi4F2nJa#erisa-compliance", "label": "Securities Purchase Agreement (Rezolute, Inc.)", "score": 36.5400428772, "published": true}, {"hash": "j5PRmmuEVbT", "uri": "/contracts/j5PRmmuEVbT#erisa-compliance", "label": "Sales Agreement (Werewolf Therapeutics, Inc.)", "score": 36.3483924866, "published": true}, {"hash": "k8XP6TxfSBd", "uri": "/contracts/k8XP6TxfSBd#erisa-compliance", "label": "Securities Purchase Agreement (Rezolute, Inc.)", "score": 35.7159461975, "published": true}], "hash": "c21a095fc9295fcb61e9f4843f3dd326", "id": 2}, {"size": 619, "snippet_links": [{"key": "material-adverse-effect", "type": "clause", "offset": [57, 80]}, {"key": "in-compliance", "type": "definition", "offset": [95, 108]}, {"key": "in-all-material-respects", "type": "definition", "offset": [109, 133]}, {"key": "provisions-of", "type": "clause", "offset": [154, 167]}, {"key": "the-code", "type": "clause", "offset": [175, 183]}, {"key": "federal-or-state-laws", "type": "clause", "offset": [208, 229]}, {"key": "to-qualify", "type": "clause", "offset": [258, 268]}, {"key": "section-401a", "type": "clause", "offset": [275, 288]}, {"key": "opinion-letter", "type": "definition", "offset": [318, 332]}, {"key": "determination-letter", "type": "clause", "offset": [348, 368]}, {"key": "of-the-borrower", "type": "clause", "offset": [501, 516]}, {"key": "loss-of", "type": "definition", "offset": [573, 580]}, {"key": "erisa-affiliate", "type": "definition", "offset": [624, 639]}, {"key": "contributions-to", "type": "clause", "offset": [663, 679]}, {"key": "section-412", "type": "clause", "offset": [701, 712]}, {"key": "no-application", "type": "clause", "offset": [730, 744]}, {"key": "extension-of", "type": "clause", "offset": [772, 784]}, {"key": "amortization-period", "type": "definition", "offset": [789, 808]}, {"key": "pursuant-to-section", "type": "definition", "offset": [809, 828]}, {"key": "with-respect-to", "type": "clause", "offset": [859, 874]}, {"key": "action-by", "type": "clause", "offset": [991, 1000]}, {"key": "governmental-authority", "type": "clause", "offset": [1005, 1027]}, {"key": "could-reasonably-be-expected-to", "type": "definition", "offset": [1059, 1090]}, {"key": "no-prohibited-transaction", "type": "clause", "offset": [1138, 1163]}, {"key": "violation-of-the", "type": "clause", "offset": [1167, 1183]}, {"key": "fiduciary-responsibility", "type": "clause", "offset": [1184, 1208]}, {"key": "threshold-amount", "type": "clause", "offset": [1417, 1433]}, {"key": "no-erisa-event", "type": "definition", "offset": [1439, 1453]}, {"key": "no-pension-plan", "type": "clause", "offset": [1508, 1523]}, {"key": "unfunded-pension-liability", "type": "clause", "offset": [1532, 1558]}, {"key": "neither-the-borrower", "type": "definition", "offset": [1566, 1586]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1677, 1694]}, {"key": "not-delinquent", "type": "clause", "offset": [1757, 1771]}, {"key": "no-event", "type": "clause", "offset": [1917, 1925]}, {"key": "giving-of-notice", "type": "clause", "offset": [1955, 1971]}, {"key": "multiemployer-plan", "type": "definition", "offset": [2088, 2106]}, {"key": "engaged-in", "type": "definition", "offset": [2165, 2175]}, {"key": "subject-to-sections", "type": "clause", "offset": [2204, 2223]}], "snippet": "(a) Except as could not reasonably be expected to have a Material Adverse Effect, each Plan is in compliance in all material respects with the applicable provisions of ERISA, the Code and other United States federal or state Laws. Each Plan that is intended to qualify under Section 401(a) of the Code has received an opinion letter or a favorable determination letter from the IRS or an application for such a letter is currently being processed by the IRS with respect thereto and, to the knowledge of the Borrower, nothing has occurred which would prevent, or cause the loss of, such qualification. The Borrower and each ERISA Affiliate have made all required contributions to each Plan subject to Section 412 of the Code, and no application for a funding waiver or an extension of any amortization period pursuant to Section 412 of the Code has been made with respect to any Plan.\n(b) There are no pending or, to the knowledge of the Borrower, threatened claims, actions or lawsuits, or action by any Governmental Authority, with respect to any Plan that could reasonably be expected to have a Material Adverse Effect. There has been no prohibited transaction or violation of the fiduciary responsibility rules with respect to any Plan that has resulted or could reasonably be expected to result in a Material Adverse Effect.\n(c) Except as would not reasonably be expected to result in liability in excess of the Threshold Amount, (i) no ERISA Event has occurred or is reasonably expected to occur; (ii) no Pension Plan has any Unfunded Pension Liability; (iii) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability under Title IV of ERISA with respect to any Pension Plan (other than premiums due and not delinquent under Section 4007 of ERISA); (iv) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability (and no event has occurred which, with the giving of notice under Section 4219 of ERISA, would result in such liability) under Sections 4201 or 4243 of ERISA with respect to a Multiemployer Plan; and (v) neither the Borrower nor any ERISA Affiliate has engaged in a transaction that could be subject to Sections 4069 or 4212(c) of ERISA.", "samples": [{"hash": "gqrzVMaw0Wj", "uri": "/contracts/gqrzVMaw0Wj#erisa-compliance", "label": "Credit Agreement (Greenbrier Companies Inc)", "score": 37.495552063, "published": true}, {"hash": "2zUt8kXmT0C", "uri": "/contracts/2zUt8kXmT0C#erisa-compliance", "label": "Fifth Amendment to Fourth Amended and Restated Credit Agreement (Greenbrier Companies Inc)", "score": 36.4989738464, "published": true}, {"hash": "lP4agvYvtQz", "uri": "/contracts/lP4agvYvtQz#erisa-compliance", "label": "Credit Agreement (Greenbrier Companies Inc)", "score": 33.8295669556, "published": true}], "hash": "ad1d53128d4cac8efb489df04bf5e0fa", "id": 4}, {"size": 348, "snippet_links": [{"key": "in-the-prospectus", "type": "clause", "offset": [30, 47]}, {"key": "the-company-and-its-subsidiaries", "type": "clause", "offset": [49, 81]}, {"key": "employee-benefit-plan", "type": "clause", "offset": [91, 112]}, {"key": "employee-retirement-income-security-act-of-1974", "type": "clause", "offset": [136, 183]}, {"key": "as-amended", "type": "definition", "offset": [185, 195]}, {"key": "the-regulations", "type": "clause", "offset": [201, 216]}, {"key": "by-the-company", "type": "clause", "offset": [309, 323]}, {"key": "erisa-affiliates", "type": "definition", "offset": [352, 368]}, {"key": "in-compliance", "type": "definition", "offset": [393, 406]}, {"key": "in-all-material-respects", "type": "definition", "offset": [407, 431]}, {"key": "with-respect-to-the-company", "type": "clause", "offset": [469, 496]}, {"key": "internal-revenue-code-of-1986", "type": "definition", "offset": [619, 648]}, {"key": "a-member", "type": "clause", "offset": [779, 787]}, {"key": "reportable-event", "type": "clause", "offset": [793, 809]}, {"key": "amount-of-unfunded-benefit-liabilities", "type": "definition", "offset": [1206, 1244]}, {"key": "neither-the-company", "type": "definition", "offset": [1272, 1291]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1412, 1429]}, {"key": "termination-of", "type": "definition", "offset": [1446, 1460]}, {"key": "the-code", "type": "clause", "offset": [1555, 1563]}, {"key": "section-401a", "type": "clause", "offset": [1725, 1738]}, {"key": "failure-to-act", "type": "clause", "offset": [1815, 1829]}, {"key": "loss-of", "type": "definition", "offset": [1853, 1860]}], "snippet": "Except as otherwise disclosed in the Prospectus, the Company and its subsidiaries and any \u201cemployee benefit plan\u201d (as defined under the Employee Retirement Income Security Act of 1974, as amended, and the regulations and published interpretations thereunder (collectively, \u201cERISA\u201d)) established or maintained by the Company, its subsidiaries or their \u201cERISA Affiliates\u201d (as defined below) are in compliance in all material respects with ERISA. \u201cERISA Affiliate\u201d means, with respect to the Company or any of its subsidiaries, any member of any group of organizations described in Sections 414(b), (c), (m) or (o) of the Internal Revenue Code of 1986, as amended, and the regulations and published interpretations thereunder (the \u201cCode\u201d) of which the Company or such subsidiary is a member. No \u201creportable event\u201d (as defined under ERISA) has occurred or is reasonably expected to occur with respect to any \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates. No \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates, if such \u201cemployee benefit plan\u201d were terminated, would have any \u201camount of unfunded benefit liabilities\u201d (as defined under ERISA). Neither the Company, its subsidiaries nor any of their ERISA Affiliates has incurred or reasonably expects to incur any liability under (i) Title IV of ERISA with respect to termination of, or withdrawal from, any \u201cemployee benefit plan\u201d or (ii) Sections 412, 4971, 4975 or 4980B of the Code. Each \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates that is intended to be qualified under Section 401(a) of the Code is so qualified and nothing has occurred, whether by action or failure to act, which would cause the loss of such qualification.", "samples": [{"hash": "jE3Qy71fqut", "uri": "/contracts/jE3Qy71fqut#erisa-compliance", "label": "Equity Distribution Agreement (Alpha Tau Medical Ltd.)", "score": 37.3203277588, "published": true}, {"hash": "hoJDr1IkJIX", "uri": "/contracts/hoJDr1IkJIX#erisa-compliance", "label": "Sales Agreement (Compass Therapeutics, Inc.)", "score": 36.9945259094, "published": true}, {"hash": "jNZct83RdnM", "uri": "/contracts/jNZct83RdnM#erisa-compliance", "label": "Open Market Sale Agreement (Iovance Biotherapeutics, Inc.)", "score": 36.6386032104, "published": true}], "hash": "fb7424e5f2b02bb85d1b8bd4e70bdd63", "id": 10}, {"size": 699, "snippet_links": [{"key": "in-compliance", "type": "definition", "offset": [17, 30]}, {"key": "in-all-material-respects", "type": "definition", "offset": [31, 55]}, {"key": "provisions-of", "type": "clause", "offset": [76, 89]}, {"key": "the-code", "type": "clause", "offset": [97, 105]}, {"key": "federal-or-state-laws", "type": "clause", "offset": [116, 137]}, {"key": "to-qualify", "type": "clause", "offset": [166, 176]}, {"key": "section-401a", "type": "clause", "offset": [183, 196]}, {"key": "determination-letter", "type": "clause", "offset": [235, 255]}, {"key": "of-the-borrower", "type": "clause", "offset": [393, 408]}, {"key": "loss-of", "type": "definition", "offset": [465, 472]}, {"key": "erisa-affiliate", "type": "definition", "offset": [516, 531]}, {"key": "contributions-to", "type": "clause", "offset": [555, 571]}, {"key": "section-412", "type": "clause", "offset": [593, 604]}, {"key": "no-application", "type": "clause", "offset": [622, 636]}, {"key": "extension-of", "type": "clause", "offset": [664, 676]}, {"key": "amortization-period", "type": "definition", "offset": [681, 700]}, {"key": "pursuant-to-section", "type": "definition", "offset": [701, 720]}, {"key": "with-respect-to", "type": "clause", "offset": [751, 766]}, {"key": "action-by", "type": "clause", "offset": [888, 897]}, {"key": "governmental-authority", "type": "clause", "offset": [902, 924]}, {"key": "could-reasonably-be-expected-to", "type": "definition", "offset": [956, 987]}, {"key": "material-adverse-effect", "type": "clause", "offset": [995, 1018]}, {"key": "no-prohibited-transaction", "type": "clause", "offset": [1035, 1060]}, {"key": "violation-of-the", "type": "clause", "offset": [1064, 1080]}, {"key": "fiduciary-responsibility", "type": "clause", "offset": [1081, 1105]}, {"key": "no-erisa-event", "type": "definition", "offset": [1231, 1245]}, {"key": "no-pension-plan", "type": "clause", "offset": [1300, 1315]}, {"key": "unfunded-pension-liability", "type": "clause", "offset": [1324, 1350]}, {"key": "neither-the-borrower", "type": "definition", "offset": [1358, 1378]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1469, 1486]}, {"key": "not-delinquent", "type": "clause", "offset": [1549, 1563]}, {"key": "no-event", "type": "clause", "offset": [1709, 1717]}, {"key": "giving-of-notice", "type": "clause", "offset": [1747, 1763]}, {"key": "multiemployer-plan", "type": "definition", "offset": [1880, 1898]}, {"key": "engaged-in", "type": "definition", "offset": [1957, 1967]}, {"key": "subject-to-sections", "type": "clause", "offset": [1996, 2015]}], "snippet": "(a) Each Plan is in compliance in all material respects with the applicable provisions of ERISA, the Code and other Federal or state Laws. Each Plan that is intended to qualify under Section 401(a) of the Code has received a favorable determination letter from the IRS or an application for such a letter is currently being processed by the IRS with respect thereto and, to the best knowledge of the Borrower, nothing has occurred which would prevent, or cause the loss of, such qualification. The Borrower and each ERISA Affiliate have made all required contributions to each Plan subject to Section 412 of the Code, and no application for a funding waiver or an extension of any amortization period pursuant to Section 412 of the Code has been made with respect to any Plan.\n(b) There are no pending or, to the best knowledge of the Borrower, threatened claims, actions or lawsuits, or action by any Governmental Authority, with respect to any Plan that could reasonably be expected to have a Material Adverse Effect. There has been no prohibited transaction or violation of the fiduciary responsibility rules with respect to any Plan that has resulted or could reasonably be expected to result in a Material Adverse Effect.\n(i) No ERISA Event has occurred or is reasonably expected to occur; (ii) no Pension Plan has any Unfunded Pension Liability; (iii) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability under Title IV of ERISA with respect to any Pension Plan (other than premiums due and not delinquent under Section 4007 of ERISA); (iv) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability (and no event has occurred which, with the giving of notice under Section 4219 of ERISA, would result in such liability) under Sections 4201 or 4243 of ERISA with respect to a Multiemployer Plan; and (v) neither the Borrower nor any ERISA Affiliate has engaged in a transaction that could be subject to Sections 4069 or 4212(c) of ERISA.", "samples": [{"hash": "hA4g4MUXZtG", "uri": "/contracts/hA4g4MUXZtG#erisa-compliance", "label": "Credit Agreement (Hcp, Inc.)", "score": 21.585899353, "published": true}, {"hash": "4x3ECccokLw", "uri": "/contracts/4x3ECccokLw#erisa-compliance", "label": "Credit Agreement (Hcp, Inc.)", "score": 21.585899353, "published": true}, {"hash": "lDROjpVDBJV", "uri": "/contracts/lDROjpVDBJV#erisa-compliance", "label": "Subordination Agreement (General Finance CORP)", "score": 21.5530452728, "published": true}], "hash": "bc866e72d511c55ab94c9824f82a2c82", "id": 3}, {"size": 565, "snippet_links": [{"key": "provisions-of", "type": "clause", "offset": [51, 64]}, {"key": "the-code", "type": "clause", "offset": [72, 80]}, {"key": "other-applicable", "type": "clause", "offset": [85, 101]}, {"key": "federal-or-state-laws", "type": "clause", "offset": [102, 123]}, {"key": "material-adverse-effect", "type": "clause", "offset": [201, 224]}, {"key": "to-qualify", "type": "clause", "offset": [253, 263]}, {"key": "section-401a", "type": "clause", "offset": [270, 283]}, {"key": "determination-letter", "type": "clause", "offset": [322, 342]}, {"key": "of-the-borrower", "type": "clause", "offset": [480, 495]}, {"key": "loss-of", "type": "definition", "offset": [552, 559]}, {"key": "failure-to", "type": "clause", "offset": [598, 608]}, {"key": "erisa-affiliate", "type": "definition", "offset": [710, 725]}, {"key": "contributions-to", "type": "clause", "offset": [749, 765]}, {"key": "section-412", "type": "clause", "offset": [787, 798]}, {"key": "no-application", "type": "clause", "offset": [816, 830]}, {"key": "extension-of", "type": "clause", "offset": [858, 870]}, {"key": "amortization-period", "type": "definition", "offset": [875, 894]}, {"key": "pursuant-to-section", "type": "definition", "offset": [895, 914]}, {"key": "with-respect-to", "type": "clause", "offset": [945, 960]}, {"key": "in-the-aggregate", "type": "definition", "offset": [1026, 1042]}, {"key": "action-by", "type": "clause", "offset": [1213, 1222]}, {"key": "governmental-authority", "type": "clause", "offset": [1227, 1249]}, {"key": "could-reasonably-be-expected-to", "type": "definition", "offset": [1281, 1312]}, {"key": "no-prohibited-transaction", "type": "clause", "offset": [1360, 1385]}, {"key": "violation-of-the", "type": "clause", "offset": [1389, 1405]}, {"key": "fiduciary-responsibility", "type": "clause", "offset": [1406, 1430]}, {"key": "no-erisa-event", "type": "definition", "offset": [1556, 1570]}, {"key": "year-period", "type": "definition", "offset": [1599, 1610]}, {"key": "prior-to-the", "type": "clause", "offset": [1611, 1623]}, {"key": "no-pension-plan", "type": "clause", "offset": [1707, 1722]}, {"key": "unfunded-pension-liability", "type": "clause", "offset": [1731, 1757]}, {"key": "neither-the-borrower", "type": "definition", "offset": [1765, 1785]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1876, 1893]}, {"key": "not-delinquent", "type": "clause", "offset": [1956, 1970]}, {"key": "no-event", "type": "clause", "offset": [2116, 2124]}, {"key": "giving-of-notice", "type": "clause", "offset": [2154, 2170]}, {"key": "multiemployer-plan", "type": "definition", "offset": [2286, 2304]}, {"key": "engaged-in", "type": "definition", "offset": [2363, 2373]}, {"key": "the-foregoing", "type": "clause", "offset": [2466, 2479]}], "snippet": "(a) Each Plan is in compliance with the applicable provisions of ERISA, the Code and other applicable Federal or state laws, except where such non-compliance could not reasonably be expected to have a Material Adverse Effect. Each Plan that is intended to qualify under Section 401(a) of the Code has received a favorable determination letter from the IRS or an application for such a letter is currently being processed by the IRS with respect thereto and, to the best knowledge of the Borrower, nothing has occurred which would prevent, or cause the loss of, such qualification, except where the failure to so qualify could not reasonably be expected to have a Material Adverse Effect. The Borrower and each ERISA Affiliate have made all required contributions to each Plan subject to Section 412 of the Code, and no application for a funding waiver or an extension of any amortization period pursuant to Section 412 of the Code has been made with respect to any Plan except for those that could not, either individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.\n(b) There are no pending or, to the best knowledge of the Borrower, threatened claims, actions or lawsuits, or action by any Governmental Authority, with respect to any Plan that could reasonably be expected to have a Material Adverse Effect. There has been no prohibited transaction or violation of the fiduciary responsibility rules with respect to any Plan that has resulted or could reasonably be expected to result in a Material Adverse Effect.\n(i) No ERISA Event has occurred during the six-year period prior to the date on which such representation is made or is reasonably expected to occur; (ii) no Pension Plan has any Unfunded Pension Liability; (iii) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability under Title IV of ERISA with respect to any Pension Plan (other than premiums due and not delinquent under Section 4007 of ERISA); (iv) neither the Borrower nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability (and no event has occurred which, with the giving of notice under Section 4219 of ERISA, would result in such liability) under Section 4201 or 4243 of ERISA with respect to a Multiemployer Plan; and (v) neither the Borrower nor any ERISA Affiliate has engaged in a transaction that could be subject to Section 4069 or 4212(c) of ERISA, except for each of the foregoing clauses that could not, either individually or in the aggregate, reasonably be expected to have or to result in, a Material Adverse Effect.", "samples": [{"hash": "hZjxyQlelit", "uri": "/contracts/hZjxyQlelit#erisa-compliance", "label": "Credit Agreement (Telephone & Data Systems Inc /De/)", "score": 36.6084861755, "published": true}, {"hash": "1ZxUMkY6CTB", "uri": "/contracts/1ZxUMkY6CTB#erisa-compliance", "label": "Credit Agreement (United States Cellular Corp)", "score": 34.4934959412, "published": true}, {"hash": "iloj7LhEeTR", "uri": "/contracts/iloj7LhEeTR#erisa-compliance", "label": "Senior Secured Credit Agreement (Telephone & Data Systems Inc /De/)", "score": 32.7494850159, "published": true}], "hash": "5d419f4333c8f59f0462067abe937a81", "id": 5}, {"size": 521, "snippet_links": [{"key": "the-guarantor", "type": "clause", "offset": [34, 47]}, {"key": "employee-benefit-plan", "type": "clause", "offset": [57, 78]}, {"key": "employee-retirement-income-security-act-of-1974", "type": "clause", "offset": [102, 149]}, {"key": "as-amended", "type": "definition", "offset": [151, 161]}, {"key": "the-regulations", "type": "clause", "offset": [209, 224]}, {"key": "by-the-company", "type": "clause", "offset": [293, 307]}, {"key": "erisa-affiliates", "type": "definition", "offset": [350, 366]}, {"key": "in-compliance", "type": "definition", "offset": [390, 403]}, {"key": "in-all-material-respects", "type": "definition", "offset": [404, 428]}, {"key": "knowledge-of-the-company", "type": "definition", "offset": [452, 476]}, {"key": "multiemployer-plan", "type": "definition", "offset": [484, 502]}, {"key": "defined-in-section", "type": "clause", "offset": [508, 526]}, {"key": "with-respect-to-the-company", "type": "clause", "offset": [734, 761]}, {"key": "section-414", "type": "clause", "offset": [848, 859]}, {"key": "internal-revenue-code-of-1986", "type": "definition", "offset": [867, 896]}, {"key": "a-member", "type": "clause", "offset": [1077, 1085]}, {"key": "a-material-adverse-change", "type": "clause", "offset": [1143, 1168]}, {"key": "reportable-event", "type": "clause", "offset": [1174, 1190]}, {"key": "material-liability", "type": "clause", "offset": [1536, 1554]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1565, 1582]}, {"key": "termination-of", "type": "definition", "offset": [1599, 1613]}, {"key": "section-412", "type": "clause", "offset": [1671, 1682]}, {"key": "the-code", "type": "clause", "offset": [1707, 1715]}, {"key": "section-401", "type": "definition", "offset": [1892, 1903]}, {"key": "failure-to-act", "type": "clause", "offset": [1979, 1993]}, {"key": "loss-of", "type": "definition", "offset": [2043, 2050]}], "snippet": "The Company, its subsidiaries and the Guarantor and any \u201cemployee benefit plan\u201d (as defined under the Employee Retirement Income Security Act of 1974 (as amended, \u201cERISA,\u201d which term, as used herein, includes the regulations and published interpretations thereunder) established or maintained by the Company, its subsidiaries, the Guarantor or their ERISA Affiliates (as defined below) are in compliance in all material respects with ERISA and, to the knowledge of the Company, each \u201cmultiemployer plan\u201d (as defined in Section 4001 of ERISA) to which the Company, its subsidiaries, the Guarantor or an ERISA Affiliate contributes (a \u201cMultiemployer Plan\u201d) is in compliance in all material respects with ERISA. \u201cERISA Affiliate\u201d means, with respect to the Company, the Guarantor or a subsidiary, any member of any group of organizations described in Section 414 of the Internal Revenue Code of 1986 (as amended, the \u201cCode,\u201d which term, as used herein, includes the regulations and published interpretations thereunder) of which the Company or such subsidiary or the Guarantor is a member. Except as would not reasonably be expected to result in a Material Adverse Change, no \u201creportable event\u201d (as defined under ERISA) has occurred or is reasonably expected to occur with respect to any \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries or any of their ERISA Affiliates. None of the Company, its subsidiaries, the Guarantor or any of their ERISA Affiliates has incurred or reasonably expects to incur any material liability under (i) Title IV of ERISA with respect to termination of, or withdrawal from, any \u201cemployee benefit plan\u201d or (ii) Section 412, 4971, 4975 or 4980B of the Code. Each \u201cemployee benefit plan\u201d established or maintained by the Company, its subsidiaries, the Guarantor or any of their ERISA Affiliates that is intended to be qualified under Section 401 of the Code is so qualified and nothing has occurred, whether by action or failure to act, which would reasonably be expected to cause the loss of such qualification.", "samples": [{"hash": "7s7GL7thStu", "uri": "/contracts/7s7GL7thStu#erisa-compliance", "label": "Underwriting Agreement (Onemain Finance Corp)", "score": 30.5947971344, "published": true}, {"hash": "6N1bfX2X9gy", "uri": "/contracts/6N1bfX2X9gy#erisa-compliance", "label": "Underwriting Agreement (OneMain Holdings, Inc.)", "score": 30.5947971344, "published": true}, {"hash": "SGs9oRRRn9", "uri": "/contracts/SGs9oRRRn9#erisa-compliance", "label": "Underwriting Agreement (Onemain Finance Corp)", "score": 30.4579048157, "published": true}], "hash": "ab6aa692a1f7327121c14a9be1707028", "id": 6}, {"size": 494, "snippet_links": [{"key": "in-compliance", "type": "definition", "offset": [17, 30]}, {"key": "in-all-material-respects", "type": "definition", "offset": [31, 55]}, {"key": "provisions-of", "type": "clause", "offset": [76, 89]}, {"key": "the-code", "type": "clause", "offset": [97, 105]}, {"key": "federal-or-state-laws", "type": "clause", "offset": [116, 137]}, {"key": "to-qualify", "type": "clause", "offset": [166, 176]}, {"key": "section-401a", "type": "clause", "offset": [183, 196]}, {"key": "determination-letter", "type": "clause", "offset": [235, 255]}, {"key": "knowledge-of", "type": "definition", "offset": [383, 395]}, {"key": "lead-borrower", "type": "clause", "offset": [400, 413]}, {"key": "loss-of", "type": "definition", "offset": [470, 477]}, {"key": "the-loan-parties", "type": "definition", "offset": [499, 515]}, {"key": "erisa-affiliate", "type": "definition", "offset": [525, 540]}, {"key": "contributions-to", "type": "clause", "offset": [564, 580]}, {"key": "section-412", "type": "clause", "offset": [602, 613]}, {"key": "no-application", "type": "clause", "offset": [631, 645]}, {"key": "extension-of", "type": "clause", "offset": [673, 685]}, {"key": "amortization-period", "type": "definition", "offset": [690, 709]}, {"key": "pursuant-to-section", "type": "definition", "offset": [710, 729]}, {"key": "in-effect", "type": "clause", "offset": [760, 769]}, {"key": "with-respect-to", "type": "clause", "offset": [770, 785]}, {"key": "except-to-the-extent", "type": "clause", "offset": [796, 816]}, {"key": "failure-to-make", "type": "clause", "offset": [821, 836]}, {"key": "material-adverse-effect", "type": "clause", "offset": [898, 921]}, {"key": "action-by", "type": "clause", "offset": [1039, 1048]}, {"key": "governmental-authority", "type": "clause", "offset": [1053, 1075]}, {"key": "no-prohibited-transaction", "type": "clause", "offset": [1186, 1211]}, {"key": "violation-of-the", "type": "clause", "offset": [1215, 1231]}, {"key": "fiduciary-responsibility", "type": "clause", "offset": [1232, 1256]}, {"key": "no-erisa-event", "type": "definition", "offset": [1424, 1438]}, {"key": "no-pension-plan", "type": "clause", "offset": [1493, 1508]}, {"key": "unfunded-pension-liability", "type": "clause", "offset": [1517, 1543]}, {"key": "loan-party", "type": "clause", "offset": [1563, 1573]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1664, 1681]}, {"key": "not-delinquent", "type": "clause", "offset": [1744, 1758]}, {"key": "no-event", "type": "clause", "offset": [1906, 1914]}, {"key": "giving-of-notice", "type": "clause", "offset": [1944, 1960]}, {"key": "multiemployer-plan", "type": "definition", "offset": [2077, 2095]}, {"key": "engaged-in", "type": "definition", "offset": [2156, 2166]}, {"key": "subject-to-sections", "type": "clause", "offset": [2195, 2214]}, {"key": "each-case", "type": "definition", "offset": [2251, 2260]}, {"key": "the-foregoing", "type": "clause", "offset": [2316, 2329]}], "snippet": "(a) Each Plan is in compliance in all material respects with the applicable provisions of ERISA, the Code and other Federal or state Laws. Each Plan that is intended to qualify under Section 401(a) of the Code has received a favorable determination letter from the IRS or an application for such a letter is currently being processed by the IRS with respect thereto and, to the best knowledge of the Lead Borrower, nothing has occurred which would prevent, or cause the loss of, such qualification. The Loan Parties and each ERISA Affiliate have made all required contributions to each Plan subject to Section 412 of the Code, and no application for a funding waiver or an extension of any amortization period pursuant to Section 412 of the Code is pending or in effect with respect to any Plan, except to the extent any failure to make such contribution would not reasonably be expected to have a Material Adverse Effect.\n(b) There are no pending or, to the best knowledge of the Lead Borrower, threatened claims, actions or lawsuits, or action by any Governmental Authority, with respect to any Plan that would reasonably be expected to have a Material Adverse Effect. There has been no prohibited transaction or violation of the fiduciary responsibility rules with respect to any Plan that has resulted or would reasonably be expected to result in a Material Adverse Effect.\n(i) Except as set forth in Schedule 5.12, (i) no ERISA Event has occurred or is reasonably expected to occur; (ii) no Pension Plan has any Unfunded Pension Liability; (iii) neither any Loan Party nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability under Title IV of ERISA with respect to any Pension Plan (other than premiums due and not delinquent under Section 4007 of ERISA); (iv) neither any Loan Party nor any ERISA Affiliate has incurred, or reasonably expects to incur, any liability (and no event has occurred which, with the giving of notice under Section 4219 of ERISA, would result in such liability) under Sections 4201 or 4243 of ERISA with respect to a Multiemployer Plan; and (v) neither any Loan Party nor any ERISA Affiliate has engaged in a transaction that could be subject to Sections 4069 or 4212(c) of ERISA, except in each case to the extent the occurrence of any event described in the foregoing clauses (i) through (iv) could not reasonably be expect to have a Material Adverse Effect.", "samples": [{"hash": "IvpvvgMOzQ", "uri": "/contracts/IvpvvgMOzQ#erisa-compliance", "label": "Credit Agreement (Barnes & Noble Education, Inc.)", "score": 35.4421615601, "published": true}, {"hash": "kw153AS4V7e", "uri": "/contracts/kw153AS4V7e#erisa-compliance", "label": "Credit Agreement (Barnes & Noble Education, Inc.)", "score": 34.577003479, "published": true}, {"hash": "4fJazjbuUjj", "uri": "/contracts/4fJazjbuUjj#erisa-compliance", "label": "Credit Agreement (Barnes & Noble Education, Inc.)", "score": 33.1806983948, "published": true}], "hash": "c6a360c3ed6226d9ad989530d8d73622", "id": 7}, {"size": 401, "snippet_links": [{"key": "borrower-will", "type": "clause", "offset": [4, 17]}, {"key": "at-any-time", "type": "clause", "offset": [22, 33]}, {"key": "erisa-affiliate", "type": "definition", "offset": [78, 93]}, {"key": "in-connection-with", "type": "clause", "offset": [124, 142]}, {"key": "civil-penalty", "type": "definition", "offset": [232, 245]}, {"key": "pursuant-to-section", "type": "definition", "offset": [255, 274]}, {"key": "tax-imposed", "type": "clause", "offset": [308, 319]}, {"key": "the-code", "type": "clause", "offset": [351, 359]}, {"key": "other-action", "type": "clause", "offset": [468, 480]}, {"key": "payment-when-due", "type": "clause", "offset": [695, 711]}, {"key": "the-provisions-of", "type": "clause", "offset": [740, 757]}, {"key": "applicable-law", "type": "definition", "offset": [798, 812]}, {"key": "to-pay", "type": "clause", "offset": [876, 882]}, {"key": "accumulated-funding-deficiency", "type": "definition", "offset": [997, 1027]}, {"key": "meaning-of", "type": "clause", "offset": [1039, 1049]}, {"key": "section-302", "type": "definition", "offset": [1050, 1061]}, {"key": "section-412", "type": "clause", "offset": [1074, 1085]}, {"key": "not-waived", "type": "clause", "offset": [1110, 1120]}, {"key": "actuarial-present-value", "type": "definition", "offset": [1218, 1241]}, {"key": "benefit-liabilities", "type": "clause", "offset": [1249, 1268]}, {"key": "by-the-borrower", "type": "clause", "offset": [1295, 1310]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [1375, 1392]}, {"key": "current-value", "type": "definition", "offset": [1407, 1420]}, {"key": "the-assets", "type": "clause", "offset": [1424, 1434]}, {"key": "plan-termination", "type": "definition", "offset": [1450, 1466]}, {"key": "in-accordance-with", "type": "definition", "offset": [1473, 1491]}, {"key": "the-term", "type": "definition", "offset": [1563, 1571]}, {"key": "obligation-to-contribute", "type": "clause", "offset": [1715, 1739]}, {"key": "multiemployer-plan", "type": "definition", "offset": [1851, 1869]}, {"key": "to-acquire", "type": "definition", "offset": [1928, 1938]}, {"key": "an-interest", "type": "clause", "offset": [1940, 1951]}, {"key": "any-person", "type": "definition", "offset": [1955, 1965]}, {"key": "with-respect-to-the-borrower", "type": "clause", "offset": [2019, 2047]}, {"key": "year-period", "type": "definition", "offset": [2167, 2178]}, {"key": "any-other-plan", "type": "definition", "offset": [2287, 2301]}, {"key": "subject-to", "type": "clause", "offset": [2310, 2320]}, {"key": "employee-welfare-benefit-plan", "type": "definition", "offset": [2922, 2951]}, {"key": "defined-in-section", "type": "clause", "offset": [2956, 2974]}, {"key": "without-limitation", "type": "clause", "offset": [3001, 3019]}, {"key": "to-provide", "type": "definition", "offset": [3046, 3056]}, {"key": "employees-of", "type": "clause", "offset": [3076, 3088]}, {"key": "sole-discretion", "type": "clause", "offset": [3157, 3172]}, {"key": "material-liability", "type": "clause", "offset": [3197, 3215]}, {"key": "to-amend", "type": "definition", "offset": [3274, 3282]}, {"key": "current-liability", "type": "clause", "offset": [3319, 3336]}, {"key": "provide-security", "type": "clause", "offset": [3414, 3430]}], "snippet": "The Borrower will not at any time:\n(a) Engage in, or permit any Subsidiary or ERISA Affiliate to engage in, any transaction in connection with which the Borrower, any Subsidiary or any ERISA Affiliate could be subjected to either a civil penalty assessed pursuant to section 502(c), (i) or (l) of ERISA or a tax imposed by Chapter 43 of Subtitle D of the Code;\n(b) Terminate, or permit any Subsidiary or ERISA Affiliate to terminate, any Plan in a manner, or take any other action with respect to any Plan, which could result in any liability to the Borrower, any Subsidiary or any ERISA Affiliate to the PBGC;\n(c) Fail to make, or permit any Subsidiary or ERISA Affiliate to fail to make, full payment when due of all amounts which, under the provisions of any Plan, agreement relating thereto or applicable law, the Borrower, a Subsidiary or any ERISA Affiliate is required to pay as contributions thereto;\n(d) Permit to exist, or allow any Subsidiary or ERISA Affiliate to permit to exist, any accumulated funding deficiency within the meaning of Section 302 of ERISA or section 412 of the Code, whether or not waived, with respect to any Plan;\n(e) Permit, or allow any Subsidiary or ERISA Affiliate to permit, the actuarial present value of the benefit liabilities under any Plan maintained by the Borrower, any Subsidiary or any ERISA Affiliate which is regulated under Title IV of ERISA to exceed the current value of the assets (computed on a plan termination basis in accordance with Title IV of ERISA) of such Plan allocable to such benefit liabilities. The term \"actuarial present value of the benefit liabilities\" shall have the meaning specified in section 4041 of ERISA;\n(f) Contribute to or assume an obligation to contribute to, or permit any Subsidiary or ERISA Affiliate to contribute to or assume an obligation to contribute to, any Multiemployer Plan;\n(g) Acquire, or permit any Subsidiary or ERISA Affiliate to acquire, an interest in any Person that causes such Person to become an ERISA Affiliate with respect to the Borrower, any Subsidiary or any ERISA Affiliate if such Person sponsors, maintains or contributes to, or at any time in the six-year period preceding such acquisition has sponsored, maintained, or contributed to, (1) any Multiemployer Plan, or (2) any other Plan that is subject to Title IV of ERISA under which the actuarial present value of the benefit liabilities under such Plan exceeds the current value of the assets (computed on a plan termination basis in accordance with Title IV of ERISA) of such Plan allocable to such benefit liabilities;\n(h) Incur, or permit any Subsidiary or ERISA Affiliate to incur, a liability to or on account of a Plan under sections 515, 4062, 4063, 4064, 4201 or 4204 of ERISA;\n(i) Contribute to or assume an obligation to contribute to, or permit any Subsidiary or ERISA Affiliate to contribute to or assume an obligation to contribute to, any employee welfare benefit plan, as defined in section 3(1) of ERISA, including, without limitation, any such plan maintained to provide benefits to former employees of such entities, that may not be terminated by such entities in their sole discretion at any time without any material liability; or\n(j) Amend or permit any Subsidiary or ERISA Affiliate to amend, a Plan resulting in an increase in current liability such that the Borrower, any Subsidiary or any ERISA Affiliate is required to provide security to such Plan under section 401(a)(29) of the Code.", "samples": [{"hash": "luPyUFco0dd", "uri": "/contracts/luPyUFco0dd#erisa-compliance", "label": "Credit Agreement (Castle Dental Centers Inc)", "score": 18.0, "published": true}, {"hash": "lqdHj0SFvR1", "uri": "/contracts/lqdHj0SFvR1#erisa-compliance", "label": "Credit Agreement (Miller Exploration Co)", "score": 18.0, "published": true}, {"hash": "fKRXsVEpUW1", "uri": "/contracts/fKRXsVEpUW1#erisa-compliance", "label": "Credit Agreement (Bargo Energy Co)", "score": 18.0, "published": true}], "hash": "8766a7e6178715502c09a7105cad70d7", "id": 8}, {"size": 351, "snippet_links": [{"key": "material-adverse-effect", "type": "clause", "offset": [57, 80]}, {"key": "in-compliance", "type": "definition", "offset": [99, 112]}, {"key": "in-all-material-respects", "type": "definition", "offset": [113, 137]}, {"key": "provisions-of", "type": "clause", "offset": [158, 171]}, {"key": "internal-revenue-code", "type": "definition", "offset": [183, 204]}, {"key": "federal-or-state-laws", "type": "clause", "offset": [215, 236]}, {"key": "qualified-plan", "type": "definition", "offset": [286, 300]}, {"key": "section-401a", "type": "clause", "offset": [307, 320]}, {"key": "determination-letter", "type": "clause", "offset": [376, 396]}, {"key": "form-of", "type": "clause", "offset": [433, 440]}, {"key": "the-trust", "type": "clause", "offset": [518, 527]}, {"key": "federal-income-tax", "type": "definition", "offset": [593, 611]}, {"key": "knowledge-of", "type": "definition", "offset": [762, 774]}, {"key": "a-loan", "type": "definition", "offset": [775, 781]}, {"key": "loss-of", "type": "definition", "offset": [868, 875]}, {"key": "qualified-status", "type": "definition", "offset": [885, 901]}, {"key": "to-the-knowledge", "type": "clause", "offset": [932, 948]}, {"key": "any-loan", "type": "clause", "offset": [952, 960]}, {"key": "action-by", "type": "clause", "offset": [1011, 1020]}, {"key": "governmental-authority", "type": "clause", "offset": [1025, 1047]}, {"key": "with-respect-to", "type": "clause", "offset": [1049, 1064]}, {"key": "no-prohibited-transaction", "type": "clause", "offset": [1158, 1183]}, {"key": "violation-of-the", "type": "clause", "offset": [1187, 1203]}, {"key": "fiduciary-responsibility", "type": "clause", "offset": [1204, 1228]}, {"key": "no-erisa-event", "type": "definition", "offset": [1436, 1450]}, {"key": "no-loan-party", "type": "definition", "offset": [1469, 1482]}, {"key": "could-reasonably-be-expected-to", "type": "definition", "offset": [1532, 1563]}, {"key": "each-loan-party", "type": "definition", "offset": [1642, 1657]}, {"key": "erisa-affiliate", "type": "definition", "offset": [1667, 1682]}, {"key": "applicable-requirements", "type": "definition", "offset": [1695, 1718]}, {"key": "pension-funding-rules", "type": "definition", "offset": [1729, 1750]}, {"key": "in-respect-of", "type": "definition", "offset": [1751, 1764]}, {"key": "waiver-of-the", "type": "clause", "offset": [1791, 1804]}, {"key": "funding-standards", "type": "clause", "offset": [1813, 1830]}, {"key": "applied-for", "type": "definition", "offset": [1872, 1883]}, {"key": "most-recent", "type": "definition", "offset": [1913, 1924]}, {"key": "valuation-date", "type": "definition", "offset": [1925, 1939]}, {"key": "funding-target-attainment-percentage", "type": "definition", "offset": [1966, 2002]}, {"key": "defined-in-section", "type": "clause", "offset": [2007, 2025]}, {"key": "payment-of-premiums", "type": "definition", "offset": [2403, 2422]}, {"key": "premium-payments", "type": "definition", "offset": [2441, 2457]}, {"key": "engaged-in", "type": "definition", "offset": [2550, 2560]}, {"key": "subject-to-section", "type": "clause", "offset": [2615, 2633]}, {"key": "no-pension-plan", "type": "clause", "offset": [2677, 2692]}, {"key": "the-plan-administrator", "type": "clause", "offset": [2716, 2738]}, {"key": "no-event", "type": "clause", "offset": [2768, 2776]}, {"key": "institute-proceedings", "type": "clause", "offset": [2871, 2892]}, {"key": "title-iv-of-erisa", "type": "clause", "offset": [2899, 2916]}, {"key": "as-of-the-closing-date", "type": "clause", "offset": [2952, 2974]}, {"key": "the-borrower", "type": "definition", "offset": [2976, 2988]}, {"key": "plan-assets", "type": "definition", "offset": [3019, 3030]}, {"key": "meaning-of", "type": "clause", "offset": [3044, 3054]}, {"key": "benefit-plans", "type": "clause", "offset": [3143, 3156]}, {"key": "in-connection-with", "type": "clause", "offset": [3157, 3175]}, {"key": "the-loans", "type": "clause", "offset": [3176, 3185]}, {"key": "the-letters-of-credit", "type": "clause", "offset": [3187, 3208]}, {"key": "the-commitments", "type": "clause", "offset": [3212, 3227]}], "snippet": "(a) Except as would not reasonably be expected to have a Material Adverse Effect: (i) each Plan is in compliance in all material respects with the applicable provisions of ERISA, the Internal Revenue Code and other federal or state Laws; (ii) each Pension Plan that is intended to be a qualified plan under Section 401(a) of the Internal Revenue Code has received a favorable determination letter from the IRS to the effect that the form of such Plan is qualified under Section 401(a) of the Internal Revenue Code and the trust related thereto has been determined by the IRS to be exempt from federal income tax under Section 501(a) of the Internal Revenue Code, or an application for such a letter is currently being processed by the IRS; and (iii) to the best knowledge of a Loan Party, nothing has occurred that would reasonably be expected to prevent or cause the loss of such tax-qualified status.\n(b) There are no pending or, to the knowledge of any Loan Party, threatened claims, actions or lawsuits, or action by any Governmental Authority, with respect to any Plan that would reasonably be expected to have a Material Adverse Effect. There has been no prohibited transaction or violation of the fiduciary responsibility rules with respect to any Plan that has resulted or would reasonably be expected to result in a Material Adverse Effect.\n(c) Except as would not reasonably be expected to have a Material Adverse Effect: (i) No ERISA Event has occurred, and no Loan Party is aware of any fact, event or circumstance that could reasonably be expected to constitute or result in an ERISA Event with respect to any Pension Plan; (ii) each Loan Party and each ERISA Affiliate has met all applicable requirements under the Pension Funding Rules in respect of each Pension Plan, and no waiver of the minimum funding standards under the Pension Funding Rules has been applied for or obtained; (iii) as of the most recent valuation date for any Pension Plan, the funding target attainment percentage (as defined in Section 430(d)(2) of the Internal Revenue Code) is 60% or higher and neither a Loan Party nor any ERISA Affiliate knows of any facts or circumstances that would reasonably be expected to cause the funding target attainment percentage for any such plan to drop below 60% as of the most recent valuation date; (iv) no Loan Party has incurred any liability to the PBGC other than for the payment of premiums, and there are no premium payments which have become due that are unpaid; (v) neither a Loan Party nor any ERISA Affiliate has engaged in a transaction that would reasonably be expected to be subject to Section 4069 or Section 4212(c) of ERISA; and (vi) no Pension Plan has been terminated by the plan administrator thereof nor by the PBGC, and no event or circumstance has occurred or exists that would reasonably be expected to cause the PBGC to institute proceedings under Title IV of ERISA to terminate any Pension Plan.\n(d) As of the Closing Date, the Borrower is not and will not be using \u201cplan assets\u201d (within the meaning of 29 CFR \u00a7 2510.3-101, as modified by Section 3(42) of ERISA or otherwise) of one or more Benefit Plans in connection with the Loans, the Letters of Credit or the Commitments.", "samples": [{"hash": "6tW8bBxySGA", "uri": "/contracts/6tW8bBxySGA#erisa-compliance", "label": "Credit Agreement (BGC Group, Inc.)", "score": 37.3668708801, "published": true}, {"hash": "ji0IUWuNgbu", "uri": "/contracts/ji0IUWuNgbu#erisa-compliance", "label": "Credit Agreement (Newmark Group, Inc.)", "score": 37.3011627197, "published": true}, {"hash": "hr8zXWbCIpB", "uri": "/contracts/hr8zXWbCIpB#erisa-compliance", "label": "Credit Agreement (Newmark Group, Inc.)", "score": 35.3271713257, "published": true}], "hash": "0a89cc37171e9a1b5722855c43d31584", "id": 9}], "next_curs": "ClkSU2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjULEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhllcmlzYS1jb21wbGlhbmNlIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"children": [["", ""], ["liens", "Liens"], ["valuations", "Valuations"], ["prohibited-actions", "Prohibited Actions"], ["events-of-default", "Events of Default"]], "title": "ERISA Compliance", "size": 16659, "parents": [["representations-and-warranties", "Representations and Warranties"], ["representations-and-warranties-of-the-company", "Representations and Warranties of the Company"], ["affirmative-covenants", "AFFIRMATIVE COVENANTS"], ["negative-covenants", "NEGATIVE COVENANTS"], ["miscellaneous", "Miscellaneous"]], "id": "erisa-compliance", "related": [["visa-compliance", "Visa Compliance", "Visa Compliance"], ["fcpa-compliance", "FCPA Compliance", "FCPA Compliance"], ["ceqa-compliance", "CEQA Compliance", "CEQA Compliance"], ["osha-compliance", "OSHA Compliance", "OSHA Compliance"], ["hipaa-compliance", "HIPAA Compliance", "HIPAA Compliance"]], "related_snippets": [], "updated": "2026-07-24T06:18:29+00:00", "also_ask": ["What are the essential elements to include for ERISA compliance in plan documents?", "How can parties negotiate ERISA indemnification and liability allocation?", "What are the most common ERISA compliance pitfalls that lead to litigation?", "How do ERISA compliance requirements differ from other employee benefit regulations?", "What factors do courts consider when determining if a plan is ERISA-compliant?"], "drafting_tip": "Specify applicable ERISA provisions to ensure clarity; require ongoing compliance certifications to monitor adherence; outline remedies for breaches to protect parties' interests.", "explanation": "The ERISA Compliance clause ensures that the parties to an agreement adhere to the requirements set forth by the Employee Retirement Income Security Act (ERISA). This clause typically applies to employee benefit plans, such as retirement or health plans, and may require parties to confirm that their plans are operated in accordance with ERISA standards, including reporting, disclosure, and fiduciary responsibilities. Its core function is to protect both employers and employees by ensuring legal compliance and reducing the risk of penalties or disputes related to benefit plan administration."}, "json": true, "cursor": ""}}