Financial Instrument. Also referred to as financial security. It is an investment of the type set out within the Securities Industry Act 2011, which includes but not limited to options, futures, rolling spot forex and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments or financial indices.
Appears in 13 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Financial Instrument. Also referred to as financial security. It is an investment of the type set out within Articles 76 to 80 or 83 to 85 of the Securities Industry Financial Services and Markets Act 2011, 2000 (Regulated Activities) Order 2001 which includes but not limited to a options, futures, rolling spot forex and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments or financial indices. Means the Rules of the FCA as in force from time to time as set out in the FCA Handbook.
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
Financial Instrument. Also referred to as financial security. It is an investment of the type set out within the Securities Industry Act 2011Xxx 0000, which includes but not limited to options, futures, rolling spot forex and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments or financial indices.
Appears in 1 contract
Samples: Client Agreement