Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 160 contracts
Samples: Atm Sales Agreement (Vision Marine Technologies Inc.), Atm Sales Agreement (HeartBeam, Inc.), Sales Agreement (SITIME Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 88 contracts
Samples: Standby Equity Purchase Agreement (Nukkleus Inc.), Standby Equity Purchase Agreement (Armlogi Holding Corp.), Standby Equity Purchase Agreement (ZOOZ Power Ltd.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 76 contracts
Samples: Capital on Demand Sales Agreement (Elicio Therapeutics, Inc.), Sales Agreement (CorMedix Inc.), Atm Sales Agreement (AMERICAN BATTERY TECHNOLOGY Co)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 58 contracts
Samples: Sales Agreement (Rumble Inc.), Sales Agreement (ProQR Therapeutics N.V.), Sales Agreement (Sagimet Biosciences Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.
Appears in 44 contracts
Samples: At the Market Issuance Sales Agreement (Emerald Oil, Inc.), At the Market Issuance Sales Agreement (PostRock Energy Corp), At Market Issuance Sales Agreement (GreenHunter Resources, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 35 contracts
Samples: At Market Issuance Sales Agreement (Gryphon Digital Mining, Inc.), At Market Issuance Sales Agreement (Turning Point Brands, Inc.), Equity Distribution Agreement (Biora Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.
Appears in 23 contracts
Samples: Equity Distribution Agreement (Palatin Technologies Inc), Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 22 contracts
Samples: Sales Agreement (Riot Platforms, Inc.), Sales Agreement (Paramount Gold Nevada Corp.), Sales Agreement (Fulcrum Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 20 contracts
Samples: Capital on Demand Sales Agreement (Galmed Pharmaceuticals Ltd.), Capital on Demand Sales Agreement (Galmed Pharmaceuticals Ltd.), Equity Distribution Agreement (Inspirato Inc)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 19 contracts
Samples: Underwriting Agreement (Vox Royalty Corp.), Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Distribution Agents pursuant to this Agreement.
Appears in 12 contracts
Samples: At Market Issuance Sales Agreement (Aemetis, Inc), At Market Issuance Sales Agreement (Spectrum Pharmaceuticals Inc), At the Market Issuance Sales Agreement (LIGHTBRIDGE Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.
Appears in 12 contracts
Samples: At the Market Issuance Sales Agreement (RDE, Inc.), At the Market Issuance Sales Agreement (Aclarion, Inc.), At the Market Issuance Sales Agreement (Oragenics Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxx-Xxxxxx pursuant to this Agreement.
Appears in 8 contracts
Samples: At the Market Issuance Sales Agreement (Airgain Inc), At the Market Issuance Sales Agreement (Microvision, Inc.), At the Market Issuance Sales Agreement (Icad Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent or pursuant to this Agreement.
Appears in 8 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (CohBar, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 7 contracts
Samples: Sales Agreement (RAPT Therapeutics, Inc.), Sales Agreement (Paramount Gold Nevada Corp.), Sales Agreement (PTC Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (Mind Medicine (MindMed) Inc.), Underwriting Agreement (CareCloud, Inc.), Underwriting Agreement (Cryoport, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BP pursuant to this Agreement.
Appears in 5 contracts
Samples: At the Market Issuance Sales Agreement (Vical Inc), At the Market Issuance Sales Agreement (Microvision Inc), At the Market Issuance Sales Agreement (Microvision Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.
Appears in 5 contracts
Samples: At Market Issuance Sales Agreement (Magnum Hunter Resources Corp), At Market Issuance Sales Agreement (Magnum Hunter Resources Corp), At Market Issuance Sales Agreement (Generex Biotechnology Corp)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 5 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 5 contracts
Samples: Atm Sales Agreement (Snow Lake Resources Ltd.), Sales Agreement (Portage Biotech Inc.), Sales Agreement (Chembio Diagnostics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 5 contracts
Samples: At Market Issuance Sales Agreement (Aspen Aerogels Inc), At Market Issuance Sales Agreement (Chicken Soup for the Soul Entertainment, Inc.), At Market Issuance Sales Agreement (Chicken Soup for the Soul Entertainment, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting the Agents pursuant to this Agreement.
Appears in 4 contracts
Samples: At the Market Issuance Sales Agreement (ENDRA Life Sciences Inc.), At the Market Issuance Sales Agreement (ENDRA Life Sciences Inc.), At the Market Issuance Sales Agreement (ENDRA Life Sciences Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Ascendiant pursuant to this Agreement.
Appears in 4 contracts
Samples: At the Market Issuance Sales Agreement (Ault Alliance, Inc.), At the Market Issuance Sales Agreement (Ault Global Holdings, Inc.), At the Market Issuance Sales Agreement (IMAC Holdings, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.. (gg)
Appears in 4 contracts
Samples: Common Stock Sales Agreement (Heat Biologics, Inc.), At Market Issuance Sales Agreement (Heat Biologics, Inc.), At Market Issuance Sales Agreement (Heat Biologics, Inc.)
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 4 contracts
Samples: Sales Agreement (Agenus Inc), At Market Issuance Sales Agreement (Galena Biopharma, Inc.), At Market Issuance Sales Agreement (Galena Biopharma, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting Aegis pursuant to this Agreement.
Appears in 4 contracts
Samples: At the Market Issuance Sales Agreement (SciSparc Ltd.), At the Market Issuance Sales Agreement (Medigus Ltd.), At the Market Issuance Sales Agreement (Singing Machine Co Inc)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 4 contracts
Samples: Underwriting Agreement (Taseko Mines LTD), Underwriting Agreement (Northern Dynasty Minerals LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (Sundial Growers Inc.), Underwriting Agreement (Sundial Growers Inc.), Underwriting Agreement (Sundial Growers Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries its Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Sales Agreement (Verastem, Inc.), Sales Agreement (Verastem, Inc.), Sales Agreement (Transcept Pharmaceuticals Inc)
Finder’s Fees. Neither the Company nor any of nor, to the Company’s knowledge, the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Canaccord pursuant to this Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Akebia Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Intuitive Machines, Inc.), At Market Issuance Sales Agreement (Omeros Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Enphase Energy, Inc.), At Market Issuance Sales Agreement (Mannkind Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.
Appears in 2 contracts
Samples: Atm Sales Agreement (Magnum Hunter Resources Corp), Atm Sales Agreement (Magnum Hunter Resources Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent NSC pursuant to this Agreement.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Pedevco Corp), At Market Issuance Sales Agreement (ITUS Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries its subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Kadmon Holdings, Inc.), Sales Agreement (Adamas Pharmaceuticals Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementthe exception of CMD Global Partners, LLC.
Appears in 2 contracts
Samples: Standby Equity Purchase Agreement (Lakeshore Acquisition II Corp.), Standby Equity Purchase Agreement (ETAO International Co., Ltd.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, agency or brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (GTY Technology Holdings Inc.), At Market Issuance Sales Agreement (GTY Technology Holdings Inc.)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)
Finder’s Fees. Neither Except as disclosed to Investor on the Disclosure Schedule, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Standby Equity Purchase Agreement (Zapp Electric Vehicles Group LTD), Standby Equity Purchase Agreement (Zapp Electric Vehicles Group LTD)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)
Finder’s Fees. Neither the Company nor any of the Subsidiaries or the Manager has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, contemplated hereby (except as may otherwise exist with respect to Agent pursuant to this Agreement or the Alternative Sales Agreement).
Appears in 2 contracts
Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement or the Alternative Sales Agent under the Alternative Sales Agreement.
Appears in 2 contracts
Samples: Atm Sales Agreement (Magnum Hunter Resources Corp), Atm Sales Agreement (Magnum Hunter Resources Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxxxxx pursuant to this Agreement.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Aeterna Zentaris Inc.), At Market Issuance Sales Agreement (Aeterna Zentaris Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or with National Securities Corporation as disclosed to the Agent.
Appears in 2 contracts
Samples: Capital on Demand Sales Agreement (CymaBay Therapeutics, Inc.), Sales Agreement (CymaBay Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any brokerage commission, finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent AGP pursuant to this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Ladenburg pursuant to this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Repros Therapeutics Inc.), Equity Distribution Agreement (Repros Therapeutics Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement or Alternative Agent pursuant to the Other Sales Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriter pursuant to this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (Avino Silver & Gold Mines LTD), Underwriting Agreement (Alexco Resource Corp)
Finder’s Fees. Neither Except pursuant to this Agreement, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby or by the Registration Statement.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Tiziana Life Sciences LTD), At Market Issuance Sales Agreement (Sequans Communications)
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Akebia Therapeutics, Inc.), Open Market Sale Agreement (Akebia Therapeutics, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (MTBC, Inc.), Underwriting Agreement (Monmouth Real Estate Investment Corp)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Sales Agents pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company Corporation nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to an Agent pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Brickell Biotech, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementset forth in the engagement letter dated July 10, 2024 by and between the Company and XX Xxxxxx LLC.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (Baijiayun Group LTD)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this AgreementAgreement or as disclosed to the Agent.
Appears in 1 contract
Finder’s Fees. Neither Except as set forth in Section 12.05, neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (Spectral AI, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriter pursuant to this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (iBio, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriters pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries is a party to any contract, agreement or understanding with any Person that would give rise to a valid claim against any of them or the Agent, or has incurred any liability liability, for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Sonida Senior Living, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.. (gg)
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Heat Biologics, Inc.)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement..
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxxxx pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement or an Alternative Sales Agent under an Alternative Sales Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Capital on Demand Sales Agreement (Evaxion Biotech a/S)
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.. (ccc)
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreementand Rxxx.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BPSC pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Mannkind Corp)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Material Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Western Copper & Gold Corp)
Finder’s Fees. Neither the Company nor any of the Company Subsidiaries (nor any agent on their behalf) has incurred nor shall any liability of them become liable for any investment banker fee, broker’s commission or finder’s fees, brokerage commissions fee relating to or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to MLV or the Alternative Sales Agent pursuant to this Agreement or the Alternative Sales Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Ligand Pharmaceuticals Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.
Appears in 1 contract
Samples: Note Purchase Agreement (Imprimis Pharmaceuticals, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent respecting WDCO pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (DPW Holdings, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Cxxxx-Xxxxxx pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (CPS Technologies Corp/De/)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has its subsidiaries have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions transaction herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreementand Citi.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the its Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated in the Transaction Documents.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Pluristem Therapeutics Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Buyer pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Material Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 1 contract
Samples: Sales Agreement (Energy Fuels Inc)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or as previously disclosed to the Agent.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Manager pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Offering Agreement (Addex Therapeutics Ltd.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has have incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Fortress Biotech, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedany Placement Shares, except as may otherwise exist with respect to Agent FBR pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Emergent Capital, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Placement Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent BRFBR pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Correvio Pharma Corp.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this AgreementAgreement .
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Abeona Therapeutics Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist other than in connection with respect to Agent pursuant to this AgreementRevere Securities.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (Richtech Robotics Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries Subsidiary has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Brickell Biotech, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Aeterna Zentaris Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or as previously disclosed to Agent.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxx-Xxxxxx pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, contemplated except (i) with respect to Agent pursuant to this Agreement or (ii) as may otherwise exist with respect to Agent pursuant to this AgreementCredit Suisse Securities (USA) LLC.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (YRC Worldwide Inc.)
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent XX Xxxxx pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. Neither the Company nor any of the Subsidiaries has incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Distribution Agents pursuant to this Agreement.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Cardiome Pharma Corp)