Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 45 contracts
Samples: Sales Agreement (Sonim Technologies Inc), Sales Agreement (Astra Space, Inc.), Sales Agreement (Helius Medical Technologies, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 36 contracts
Samples: Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.
Appears in 23 contracts
Samples: Market Issuance Sales Agreement (Geron Corp), Transwitch Corporation (Transwitch Corp /De), Geron Corp
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 15 contracts
Samples: Sales Agreement (PLBY Group, Inc.), Forte Biosciences, Inc., NeuroMetrix, Inc.
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 14 contracts
Samples: Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co), Underwriting Agreement (DiamondRock Hospitality Co)
Finder’s Fees. The Other than as contemplated by this Agreement, the Company has not incurred any liability for any finder’s feesor broker’s fee, brokerage commissions or similar payments agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.
Appears in 9 contracts
Samples: Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Immucell Corp /De/), Securities Purchase Agreement (Immucell Corp /De/), Underwriting Agreement (Anworth Mortgage Asset Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxx pursuant to this Agreement.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.
Appears in 5 contracts
Samples: Sales Agreement (Xoma LTD /De/), Sales Agreement (Peregrine Pharmaceuticals Inc), Peregrine Pharmaceuticals Inc
Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 4 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (ALKALINE WATER Co INC), Celsion Corporation (Celsion CORP)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 4 contracts
Samples: Underwriting Agreement (Skeena Resources LTD), Underwriting Agreement, Underwriting Agreement (Stellus Capital Investment Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 4 contracts
Samples: Sales Agreement (Hyzon Motors Inc.), Sales Agreement (Ampio Pharmaceuticals, Inc.), OVERSTOCK.COM, Inc
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions 's fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (DiamondRock Hospitality Co), Underwriting Agreement (Anthracite Capital Inc), Community Bancorp
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 3 contracts
Samples: Sales Agreement (Biovie Inc.), Sales Agreement (Acer Therapeutics Inc.), Meta Materials Inc.
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Placement Agents pursuant to this Agreement and any Alternative Equity Distribution Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust)
Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: America First Multifamily Investors, L.P., America First Multifamily Investors, L.P., America First Multifamily Investors, L.P.
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Pennymac Mortgage Investment Trust (PennyMac Mortgage Investment Trust), Equity Offeringsm Sales Agreement (Raser Technologies Inc)
Finder’s Fees. The Company nor has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Forty Seven, Inc.), Sales Agreement (Forty Seven, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.
Appears in 2 contracts
Samples: Purchase Agreement (Delta Financial Corp), Purchase Agreement (Delta Financial Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Investor pursuant to this Agreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (PishPosh, Inc.), Common Stock Purchase Agreement (Boxed, Inc.)
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementOffering.
Appears in 2 contracts
Samples: Underwriting Agreement (Biotime Inc), Underwriting Agreement (Asterias Biotherapeutics, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx FBR pursuant to this Agreement.
Appears in 1 contract
Samples: Geron Corp
Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Common Stock (Alzamend Neuro, Inc.)
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Peregrine Pharmaceuticals Inc)
Finder’s Fees. The Company has not incurred any liability liability, direct or indirect, for any finder’s feesfinders’, brokerage commissions consulting, or similar payments fees on behalf of or payable by the Company or the Investor in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementTransaction Documents or any other transaction involving the Company and the Investor.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriter pursuant to this Agreement.
Appears in 1 contract
Samples: OVERSTOCK.COM, Inc
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or any other written agreement between the Company and the Agent.
Appears in 1 contract
Samples: Graphite Bio, Inc.
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementsale of the Placement Shares.
Appears in 1 contract
Samples: Asterias Biotherapeutics, Inc.
Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx pursuant to this Agreement.
Appears in 1 contract
Samples: Geron Corp
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement and with respect to H.X Xxxxxxxxx & Co. pursuant to a separate written agreement.
Appears in 1 contract
Samples: ProPhase Labs, Inc.
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement..
Appears in 1 contract
Samples: Pain Therapeutics Inc
Finder’s Fees. The Neither the Company has not incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Common Stock (Alzamend Neuro, Inc.)
Finder’s Fees. The Company has not incurred any liability liability, ------------- contingent or otherwise, for any finder’s brokerage fees, brokerage commissions finder's fees, agent's commissions, financial advisory fees or other similar payments forms of compensation in connection with this Agreement or any of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for retained, and is not subject to the valid claim of, any finder’s fees, brokerage commissions broker, consultant or similar payments financial advisor in connection with the transactions herein contemplated, except as may otherwise exist Transactions who might be entitled to a fee or commission from Buyer in connection with respect to Agent pursuant to this Agreementthe Transactions.
Appears in 1 contract
Finder’s Fees. The Company Corporation has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Representative pursuant to this Agreement.
Appears in 1 contract
