Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 47 contracts
Samples: Sales Agreement (Pixelworks, Inc), Sales Agreement (Asure Software Inc), Sales Agreement (Sonim Technologies Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 37 contracts
Samples: Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent MLV pursuant to this Agreement.
Appears in 23 contracts
Samples: At Market Issuance Sales Agreement (Geron Corp), At the Market Issuance Sales Agreement (Geron Corp), At Market Issuance Sales Agreement (Acelrx Pharmaceuticals Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 15 contracts
Samples: Sales Agreement (PLBY Group, Inc.), At Market Issuance Sales Agreement (Forte Biosciences, Inc.), At Market Issuance Sales Agreement (NeuroMetrix, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 14 contracts
Samples: Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co), Underwriting Agreement (DiamondRock Hospitality Co)
Finder’s Fees. The Other than as contemplated by this Agreement, the Company has not incurred any liability for any finder’s feesor broker’s fee, brokerage commissions or similar payments agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.
Appears in 9 contracts
Samples: Sales Agreement (Aerie Pharmaceuticals Inc), Sales Agreement (Aerie Pharmaceuticals Inc), Sales Agreement (Aerie Pharmaceuticals Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Immucell Corp /De/), Securities Purchase Agreement (Immucell Corp /De/), At Market Issuance Sales Agreement (Anworth Mortgage Asset Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xxxxxxx Xxxxx pursuant to this Agreement.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Xx Xxxxx pursuant to this Agreement.
Appears in 5 contracts
Samples: At Market Issuance Sales Agreement (Peregrine Pharmaceuticals Inc), At Market Issuance Sales Agreement (Novavax Inc), At Market Issuance Sales Agreement (Xoma LTD /De/)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 5 contracts
Samples: Sales Agreement (Mawson Infrastructure Group Inc.), Sales Agreement (Hyzon Motors Inc.), Capital on Demand Sales Agreement (OVERSTOCK.COM, Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Agents pursuant to this Agreement.
Appears in 4 contracts
Samples: Sales Agreement (Evolution Petroleum Corp), At Market Issuance Sales Agreement (Meta Materials Inc.), Sales Agreement (Biovie Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Underwriters pursuant to this Agreement.
Appears in 4 contracts
Samples: Underwriting Agreement (Skeena Resources LTD), Underwriting Agreement, Underwriting Agreement (Stellus Capital Investment Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 4 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (ALKALINE WATER Co INC), Sales Agreement (Celsion CORP)
Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.), Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.), Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Atm Equity Offering Sales Agreement (PennyMac Mortgage Investment Trust), Atm Equity Offering Sales Agreement (Raser Technologies Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Placement Agents pursuant to this Agreement and any Alternative Equity Distribution Agreement.
Appears in 3 contracts
Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions 's fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (DiamondRock Hospitality Co), Underwriting Agreement (Anthracite Capital Inc), Underwriting Agreement (Community Bancorp)
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementOffering.
Appears in 2 contracts
Samples: Underwriting Agreement (Asterias Biotherapeutics, Inc.), Underwriting Agreement (Biotime Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to contemplated by this Agreement.
Appears in 2 contracts
Samples: Purchase Agreement (Delta Financial Corp), Purchase Agreement (Delta Financial Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Investor pursuant to this Agreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (PishPosh, Inc.), Common Stock Purchase Agreement (Boxed, Inc.)
Finder’s Fees. The Company nor has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Forty Seven, Inc.), Sales Agreement (Forty Seven, Inc.)
Finder’s Fees. The Neither the Company has not incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplatedcontemplated by the Operative Agreements, except as may otherwise exist with respect to Agent pursuant the Placement Agent. The Purchasers shall have no obligation with respect to any fees or with respect to any claims made by or on behalf of other persons for fees of a type contemplated in this Section 2.34 under an agreement to which the Company is a party or otherwise aware of that may be due in connection with the transactions contemplated by this Agreement.
Appears in 1 contract
Finder’s Fees. The Except as disclosed in the Prospectus, the Company has have not incurred any liability for any finder’s fees, brokerage commissions fees or similar payments in connection with the transactions herein contemplatedcontemplated in this Agreement, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Sales Agency Agreement (Peapack Gladstone Financial Corp)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement or any other written agreement between the Company and the Agent.
Appears in 1 contract
Samples: Sales Agreement (Graphite Bio, Inc.)
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Peregrine Pharmaceuticals Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx FBR pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability liability, direct or indirect, for any finder’s feesfinders’, brokerage commissions consulting, or similar payments fees on behalf of or payable by the Company or the Investor in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementTransaction Documents or any other transaction involving the Company and the Investor.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent X. Xxxxx pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company Corporation has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s 's fees, brokerage commissions or similar payments in connection with the transactions herein contemplatedOffering, except as may otherwise exist with respect to the Agent pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreement..
Appears in 1 contract
Samples: Capital on Demand Sales Agreement (Pain Therapeutics Inc)
Finder’s Fees. The Other than as contemplated in this Agreement, the Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementsale of the Placement Shares.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Asterias Biotherapeutics, Inc.)
Finder’s Fees. The Company has not incurred any liability liability, ------------- contingent or otherwise, for any finder’s brokerage fees, brokerage commissions finder's fees, agent's commissions, financial advisory fees or other similar payments forms of compensation in connection with this Agreement or any of the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this Agreementcontemplated hereby.
Appears in 1 contract
Finder’s Fees. The Company Partnership has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Agents pursuant to this Agreement.
Appears in 1 contract
Samples: Capital on Demand Sales Agreement (Greystone Housing Impact Investors LP)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent Underwriter pursuant to this Agreement.
Appears in 1 contract
Samples: Standby Equity Underwriting Agreement (OVERSTOCK.COM, Inc)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions commissions, or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to respecting the Agent pursuant to this Agreement.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.)
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent B. Xxxxx pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent the Representative pursuant to this Agreement.
Appears in 1 contract
Finder’s Fees. The Company has not incurred any liability for any finder’s fees, brokerage commissions or similar payments in connection with the transactions herein contemplated, except as may otherwise exist with respect to Agent pursuant to this AgreementAgreement and with respect to H.X Xxxxxxxxx & Co. pursuant to a separate written agreement.
Appears in 1 contract
