Holding Periods Clause Samples
Holding Periods. 20.1. Anyone acquiring company securities directly or indirectly from the company in a transaction that was not registered with the SEC under the 1933 Act must hold these securities for at least one year before reselling them. There is no statutory minimum holding period for securities previously registered under the 1933 Act.
20.2. Penalties for Violating Securities Law and Company Policy
20.3. Securities law violations can carry severe and expensive civil penalties for both the company and any individual directors, officers and employees who willfully violate securities laws. Individuals may also be liable for criminal penalties up to a maximum of $1 million and ten years in prison. A director may be forced to resign. Officers and employees may be subject to disciplinary action, including termination.
Holding Periods. Pledgor will promptly furnish to Pledgee such information as Pledgee deems necessary to comply with Securities Laws as to the holding and disposition of any Pledged Securities, and to determine the status of the Pledged Securities under Securities Laws, all in form satisfactory to Pledgee and at Pledgor's expense. (g) Material Misstatement or Omission. To the actual, present knowledge of Pledgor, the representations and warranties expressly set forth in this section 6 above do not contain any material misstatement of fact nor omit to state a material fact (i) necessary to prevent such representations and warranties from being misleading, in any material respect, and (ii) which may, in the ordinary course, prevent the Pledgee from realizing and exercising the benefits, rights and remedies afforded to Pledgee under the Loan Documents.
Holding Periods. Purchaser is solely responsible (and not Company) for compliance with all applicable hold periods and resale restrictions to which Securities are subject.
Holding Periods. Without giving prior written notice to Optionor, addressed to the Chief Financial Officer or Secretary of Optionor, of his intent to dispose of such Shares within such periods, Optionee will not dispose of any Shares acquired pursuant to an exercise of this Option until a date which is at least two (2) years from the date of Grant and at least one (1) year after the Date of exercise.
Holding Periods. An annual General Meeting shall be held not earlier than 2 (two) and not later than 6 (six) months after the end of each fiscal year of the Company either at the office of the Company or any other place within or outside the Russian Federation.
Holding Periods a) Except as otherwise provided in this section, impounded Animals shall be confined for six (6) calendar days, unless sooner claimed by the owner.
b) If an Animal is known to be or suspected of being rabid and has, or has not, bitten a person, it must be confined in the Pound for not less than ten (10) days.
Holding Periods. For amortization periods of less than 5 years, no amortization shall be permitted prior to the first anniversary of the date the tendered Bonds are purchased by the Provider. For amortization periods of 5 years or more, no amortization shall be permitted prior to 6 months from the date the tendered Bonds are purchased by the Provider. Whether during the term of the Facility or subsequent to the termination thereof, the Provider shall not be permitted to tender unremarketed Bonds to the issuer and shall be required to hold such Bonds for the periods and in accordance with the conditions set forth above (except that no holding period is required in the event of a termination of the Facility pursuant to 4(a) hereof). Financial Guaranty shall pay only principal and interest on the Bonds as scheduled, in accordance with the terms of the Policy, unless Financial Guaranty has provided, at the request of the Provider, an endorsement to its Policy to cover a special mandatory redemption under the authorizing document.
Holding Periods. Such Shareholder is solely responsible (and not the Corporation) for compliance with all applicable hold periods and resale restrictions to which the Shares are subject. 持有期。股东(而非公司)对遵守所有此普通股受制于的适用的持有期和再销售限制独立负责。
Holding Periods. Unless otherwise noted, the following provisions apply to all Covered Securities beneficially owned by Supervised Persons:
A. Supervised Persons may not profit from the purchase and sale, or sale and purchase, of the same (or equivalent) securities within 30 calendar days. "Equivalent" security means any option, warrant, convertible security, stock appreciation right, or similar right with an exercise or conversion privilege at a price related to the subject security or similar securities with a value derived from the value of the subject security.
Holding Periods. Except as hereinafter provided, these options shall become exercisable over a seven-year period beginning June 1, 2005, as set forth in the following table: 6/1/2005 7,500 6/1/2006 7,500 * * * 6/1/2007 7,500 * * * 6/1/2008 7,500 * * * 6/1/2009 7,500 * * * 6/1/2010 7,500 * * * 6/1/2011 7,500 * * * *This number shall be increased by carrying forward the aggregate number of shares not purchased from the prior year.