INDEX TO SCHEDULES. Description of Schedules
INDEX TO SCHEDULES. Schedule A Trademarks Schedule B New Drug Application Schedule C Documentation Schedule D Patents and Patent Applications Schedules E-1, E-2, E-3 Form of Trademark Assignments Schedule F Form of Assignment and Xxxx of Sale for NDA, Intellectual Property and Documentation Schedule G Notice to FDA Schedule 5.7(b) Liens and encumbrances Schedule 5.7(c) Location of Purchaser’s offices and places of business INVERSINE USA 626,116 01-May-56 01-May-06 Medicinal preparation for use as hypotensive agent INVERSINE Ireland 58,180 00-Xxx-00 00-Xxx-00 Xxxxxxxxx preparation for use as hypotensive agent INVERSINE Somalia 2,948 14-Jan-81 14-Jan-01 Chemical, medicinal, pharmaceutical, sanitary, disinfecting, veterinary 3219 2.5 mg Tablet 01-Mar-55 NDA 10251
INDEX TO SCHEDULES. Schedule Description -------- -----------
INDEX TO SCHEDULES. SCHEDULE 2.01 Organization SCHEDULE 2.06 Stockholders, Options, Warrants, Voting Agreements, etc. SCHEDULE 2.08 No Undisclosed Liabilities SCHEDULE 2.09 Changes to Financial Statements SCHEDULE 2.10 Litigation SCHEDULE 2.12 Intellectual Property SCHEDULE 2.13(a) Owned Real Property SCHEDULE 2.13(b) Leased Real Property SCHEDULE 2.14 Exceptions to Title SCHEDULE 2.15 Insurance SCHEDULE 2.17 Agreements SCHEDULE 2.19 Assumptions, Guaranties, Etc. of Indebtedness of Other Persons SCHEDULE 2.20 Customers and Suppliers SCHEDULE 2.24 Brokers; Financial Advisors SCHEDULE 2.25 Transactions with Affiliates SCHEDULE 2.26(b) Officers, Employees, Consultants, etc. SCHEDULE 2.26(e) Employment Agreements SCHEDULE 2.27(b) Environmental Reports SCHEDULE 2.28 Employee Benefits SCHEDULE 2.33 Registration Rights INDEX TO EXHIBITS ----------------- EXHIBIT A Certificate of Incorporation EXHIBIT B Certificate of Designations EXHIBIT C Form of Opinion Letter EXHIBIT D Amended 1995 Incentive Stock Plan EXHIBIT E 2004 Stock Option Plan EXHIBIT F Form of Deposit Agreement EXHIBIT G Form of Registration Rights Agreement EXHIBIT H Form of Voting Agreement PACIFIC ETHANOL, INC. PURCHASE AGREEMENT THIS PURCHASE AGREEMENT is made on the 14th day of November, 2005 (the "AGREEMENT"), by and between Pacific Ethanol, Inc., a Delaware corporation (the "COMPANY"), and Cascade Investment, L.L.C., a Washington limited liability company (the "PURCHASER"). Certain capitalized terms used herein are defined in Section 7.17 of this Agreement.
INDEX TO SCHEDULES. Schedule 2(a)(i) – Amount of BVTI Term Notes Schedule 2(b) – Number and Allocation of Closing Shares Schedule 7(c) – Intellectual Property Filings Schedule 7(n) – Bank Accounts Schedule 7(o) – Corporate Information Schedule 12(b) – Subsidiaries Schedule 12(c) – Capitalization; Voting Rights Schedule 12(g) – Title to Properties and Assets; Liens Schedule 12(h) – Registration Rights and Voting Rights Schedule 12(n) – Name; Locations of Offices, Records and Collateral Term A Notes (Total: $24,900,000) Erato Corp. $ 1,333,334.00 Valens Offshore SPV I, Ltd. $ 4,644,640.00 Valens Offshore SPV II, Corp. $ 12,694,883.00 Valens U.S. SPV I, LLC $ 3,216,338.00 PSource Structured Debt Limited $ 3,010,805.00 Term B Notes (Total: $4,160,000) Laurus Master Fund Ltd. (In Liquidation) $ 500,000.00 Valens Offshore SPV I, Ltd. $ 1,980,592.00 Valens Offshore SPV II, Corp. $ 836,313.00 Valens U.S. SPV I, LLC $ 155,175.00 PSource Structured Debt Limited $ 687,920.00 Total Number of Closing Shares: 14,834,782 Laurus Master Fund Ltd. (In Liquidation) 1,877,510 13% Valens Offshore SPV I, Ltd. 7,320,877 49% Valens Offshore SPV II, Corp. 0 0% Valens U.S. SPV I, LLC 1,036,468 7% PSource Structured Debt Limited 4,599,927 31%
INDEX TO SCHEDULES. Purchase Price Calculation 2.2(k) Illustrative Purchase Price Adjustments 5.2 Qualification 5.4 Consents, Waivers, Authorizations and Approvals 5.7 Financial Statements 5.8 Material Changes or Events 5.9 Tax Matter Exceptions 5.10 Undisclosed Liabilities 5.12 Leases 5.13(b) Liens on Assets 5.13(c) Equipment and Machinery 5.14(a) Intellectual Property 5.14(b) Intellectual Property Agreements 5.14(c) Intangible Assets 5.15 Licenses, Permits and Governmental Approvals 5.16 Exceptions to Compliance with Law
INDEX TO SCHEDULES. Schedule Description of Schedule Section -------- ----------------------- ------- 1 Existing Litigation 7.5 2 Existing Debt 7.9 3 List of Subsidiaries 7.14 SCHEDULE 1 Existing Litigation None. 38 SCHEDULE 2 Existing Debt Master Lease Agreement No. 127 by and between Borrower and Data General Corporation dated December 26, 1995, with Lease Schedule attached dated February 1, 1996. SCHEDULE 3 List of Subsidiaries ===================================================================================================================== PERCENTAGE OF NAME OF JURISDICTION OF VOTING STOCK OWNED SUBSIDIARY INCORPORATION BY BORROWER --------------------------------------------------------------------------------------------------------------------- Bowex Xxxicana, S.A. de Mexico 100% C.V. --------------------------------------------------------------------------------------------------------------------- Bowex Xxxls, Ltd. Canada 100% --------------------------------------------------------------------------------------------------------------------- Cardxxxx Xxxernational, Ltd. Kansas 100% --------------------------------------------------------------------------------------------------------------------- Cardxxxx Xxxufacturing Canada 100% Company, Ltd. --------------------------------------------------------------------------------------------------------------------- Cardxxxx Xxxorts, Ltd. U.S. Virgin Islands 100% --------------------------------------------------------------------------------------------------------------------- IRI Energy Services Barbados 100% (Barbados) Limited --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------...
INDEX TO SCHEDULES. SCHEDULE DESCRIPTION SECTION REFERENCES -------- ----------- ------------------ A. Improvements, machinery and equipment 1.A., 7.G. B. Material Contracts 1.F., 5.A., 7.J., 11.B. C. Proprietary Rights 1.H., 7.K. D. Support Services 2.C. E. Inventory Valuation 1.D., 3.B., 4. F. Consents/Non-Compliance with Laws 7.C., 7.H. G. Motor Vehicles 1.E., 7.G. H. Litigation/Claims 7.L., 10.D. I. Environmental Disclosures 7.H., 7.L., 8., 10.D. J. Collective Bargaining 7.M., 12. K. Absence of Certain Changes 7.N., 11.B. L Remediation Equipment 2.G., 8.G. M. Benefit Plans 12. N. Involuntary Separation Plan 12.B.(i) O. Actuarial Assumptions 12.B. P. Operating and Financial Information 7.P. W. Required Consents 10.C. X. Gross Margin Calculation 3.A. INDEX TO EXHIBITS EXHIBIT DESCRIPTION SECTION REFERENCES ------- ----------- ------------------ 1. Refinery Deed 1.B., 1.C., 6.B., 7.E. 1.A. Vine Street Terminal Deed 1.B., 6.B. 2. Crude Oil Storage Tanks Property Deed 1.C., 6.B. 2.A. Assignment of Pipeline Agreements 6.D. 2.B. Sketch of Pipelines 1.C. 3. Technology Transfer and License Agreement 1.H., 2.J., 6.D. 4. Xxxx of Sale 6.B. 4.A. Statement of Title 6.B. 5. Assignment of Leases/Licenses (BPO is Lessee/Licensee) 1.B., 6.D., 7.E. 6. Assignment of Leases/Licenses (BPO is Lessor/Licensor) 6.D., 7.E. 7. Assignment of Leases/Licenses (BP Pipelines is Lessor/Licensor) 6.D., 7.E. 8. Intermediates and Unfinished Products Supply Agreements 6.D. TABLE OF CONTENTS
INDEX TO SCHEDULES. S-1 SCHEDULE A-1 -- CSA ARRANGEMENT RESOLUTION............................. SA-1 SCHEDULE A-2 -- GOLDCORP ARRANGEMENT RESOLUTION............................. SA-2 SCHEDULE B -- STOCK OPTION RESOLUTION.... SB-1 SCHEDULE C -- ARRANGEMENT AGREEMENT...... SC-1 SCHEDULE D -- NEW GOLDCORP STOCK OPTION PLAN................................... SD-1 SCHEDULE E -- NEW GOLDCORP SHAREHOLDER RIGHTS PLAN............................ SE-1 SCHEDULE F -- NEW GOLDCORP BY-LAW NO. 1...................................... SF-1 SCHEDULE G -- NATIONAL BANK FINANCIAL VALUATION AND FAIRNESS OPINION......... SG-1 SCHEDULE H -- RESEARCH CAPITAL VALUATION AND FAIRNESS OPINION................... SH-1 SCHEDULE I -- INTERIM ORDER.............. SI-1 SCHEDULE J -- SECTION 185 OF THE BUSINESS CORPORATIONS ACT (Ontario)............. SJ-1 (ii) 5 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS
INDEX TO SCHEDULES. SCHEDULE DESCRIPTION -------- ----------- 1.1
