Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a Client-shareholder account with the Fund Company, the Trust Entity shall provide the Funds and the Fund Agent with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Trust Entity hereby certifies is and shall remain true and correct. The Trust Entity shall maintain documents required by the Funds or by applicable law, rules or regulations to effect Fund/SERV transactions.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a Client-shareholder account with ALPS, the Trust Entity shall provide the Funds and ALPS or its designee with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Trust Entity hereby certifies is and shall remain true and correct. The Trust Entity shall maintain documents required by the Funds or by applicable law, rules or regulations to effect Fund/SERV transactions.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a Client-shareholder account with the Fund Company, the Trust Entity shall provide the Funds and the Fund Agent with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Trust Entity hereby certifies is and shall remain true and correct. The Trust Entity shall maintain documents required by the Funds or by applicable law, rules or regulations to effect Fund/SERV transactions. Upon Fund Agent’s reasonable request, Trust Entity agrees to promptly provide Fund Agent with information separating customer orders received before and after a designated Market Close in order for Fund Agent to validate the timing of Trust Entity’s receipt of orders.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing an account for the Account with the Trust, the Company shall provide the Portfolios and the Trust with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Company hereby certifies is, and shall remain, true and correct. The Company shall maintain documents required by the Portfolios or by applicable law, rules or regulations to effect Fund/SERV transactions.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, the Insurance Company shall provide the Trust and its designee with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Insurance Company hereby certifies is and shall remain true and correct. The Insurance Company shall maintain documents required by the Trust or by applicable law, rules or regulations to effect Fund/SERV transactions.
Information Relating to Fund/SERV Transactions. Any information provided by the Trust or its designee to the Company electronically through Fund/SERV and pursuant to this Supplement, shall satisfy the delivery obligations as outlined by SEC Rule 10b-10 and, as such, the Trust has the informed consent of the Company to suppress the delivery of this information using paper-media. The Company will promptly verify the accuracy of confirmations of transactions and records received by the Trust or its designee through Fund/SERV.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a customer account with Janus Services, the Company shall provide the Portfolios and Janus Services with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Company hereby certifies is, and shall remain, true and correct. The Company shall maintain documents required by the Portfolios or by applicable law, rules or regulations to effect Fund/SERV transactions.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a Client-shareholder account with the Fund Company, the Trust Entity shall provide the Fund Company, on behalf of a Fund, with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) which the Trust Entity hereby certifies is and shall remain true and correct. The Trust Entity shall maintain documents required by the Fund with respect to a Fund or by applicable law, rules or regulations to effect Fund/SERV transactions. Upon request by the Distributor, the Trust Entity shall promptly make available such records and other records to the Fund or its designee, as the Fund may reasonably request. The Trust Entity also agrees that it will permit the Distributor, the Fund, or any of their representatives, to have reasonable access to the Trust Entity personnel and records in order to facilitate the monitoring of the quality of the services being provided under this Agreement. During the term of this Agreement, the Fund Company shall honor orders for purchases, redemptions, and exchanges validly entered through Fund/SERV in accordance with Schedule A.
(a) As-Of-Transactions. Processing errors that result from any delay or error caused by the Trust Entity may be adjusted through Fund/SERV by the Trust Entity by the necessary transactions on an as-of basis and the cost to the Fund of such transactions shall be borne by the Trust Entity; provided, however, that prior authorization must be obtained from the Fund or its Transfer Agent if the transaction is back dated more than five days or to a previous calendar year.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing a Client account with the Mutual Fund Agent, the Broker/Agent shall provide the Mutual Funds and the Mutual Fund Agent with all information necessary or appropriate to establish and maintain each Fund/SERV transaction (and any subsequent changes to such information) that the Broker/Agent hereby certifies is and shall remain true and correct. The Broker/Agent shall maintain documents required by the Mutual Funds or by applicable law.
Information Relating to Fund/SERV Transactions. For each Fund/SERV transaction, including transactions establishing Client-shareholder accounts with the Fund, through the Funds’ transfer agent,, the Trust Entity or its designee shall provide the Funds and the Fund, through the Funds’ transfer agent, with all information necessary or appropriate to establish and maintain each Fund/SERV account (and any subsequent changes to such information), which the Trust Entity hereby certifies to the best of its knowledge shall be, and shall remain, true and correct. The Trust Entity shall maintain documents required by the Funds or by applicable law, rules, and regulations to verify the relevant information regarding each Fund/SERV transaction.
