INTEREST IN TMX GROUP. Each of CIBC World Markets, National Bank, TD Securities and Scotia Capital or an Affiliate thereof, owns or controls an equity interest in TMX Group Limited (“TMX Group”) and has a nominee director serving on the TMX Group’s board of directors. As such, each such investment dealer may be considered to have an economic interest in the listing of securities on any exchange owned or operated by TMX Group, including the Exchange, the TSX Venture Exchange and the Alpha Exchange. No person or company is required to obtain products or services from TMX Group or its affiliates as a condition of any such dealer supplying or continuing to supply a product or service.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement, Underwriting Agreement
INTEREST IN TMX GROUP. Each of CIBC World Markets, National Bank, TD Securities and Scotia Capital and TD Securities, or an Affiliate thereof, owns or controls an equity interest in TMX Group Limited LimiteTdMX (“TMX GroupGr“oup”) and has a nominee director serving on the TMX Group’s board of directors. As such, each such investment dealer may be considered to have an economic interest in the listing of securities on any exchange owned or operated by TMX Group, including the Exchange, the TSX Venture Exchange and the Alpha Exchange. No person or company is required to obtain products or services from TMX Group or its affiliates as a condition of any such dealer supplying or continuing to supply a product or service.
Appears in 1 contract
Samples: Underwriting Agreement
INTEREST IN TMX GROUP. Each of CIBC World Markets, National Bank, TD Securities and Scotia Capital and TD Securities, or an Affiliate thereof, owns or controls an equity interest in TMX Group Limited (“TMX Group”) and has a nominee director serving on the TMX Group’s board of directors. As such, each such investment dealer may be considered to have an economic interest in the listing of securities on any exchange owned or operated by TMX Group, including the Exchange, the TSX Venture Exchange and the Alpha Exchange. No person or company is required to obtain products or services from TMX Group or its affiliates as a condition of any such dealer supplying or continuing to supply a product or service.
Appears in 1 contract
Samples: Underwriting Agreement
INTEREST IN TMX GROUP. Each of National Bank, CIBC World Markets, National Bank, TD Securities and Scotia Capital Capital, or an Affiliate thereof, owns or controls an equity interest in TMX Group Limited (“TMX Group”) and has a nominee director serving on the TMX Group’s board of directors. As such, each such investment dealer may be considered to have an economic interest in the listing of securities on any exchange owned or operated by TMX Group, including the Exchange, the TSX Venture Exchange and the Alpha Exchange. No person or company is required to obtain products or services from TMX Group or its affiliates as a condition of any such dealer supplying or continuing to supply a product or service.
Appears in 1 contract
Samples: Underwriting Agreement