Investment Banking. Riyad Capital offers a wide variety of investment banking services, including advisory on equity and debt, private and public offerings, mergers, acquisition as well as structured finance advisory.
Investment Banking. Except as otherwise set forth on Schedule 3.25, there are no claims for investment banking fees or similar compensation in connection with the transactions contemplated by this Agreement or the Transaction Documents based on any arrangement made by or on behalf of the Company.
Investment Banking. Brokerage There are no claims for investment banking fees, brokerage commissions, finder's fees or similar compensation (exclusive of professional fees of lawyers and accountants) in connection with the transactions contemplated by this Agreement based on any arrangement or agreement made by or on behalf of any Seller.
Investment Banking. (i) Within a reasonable time after Closing, but not later than 90 days, and subject to Section 2.07 of this Agreement, Holdings will, and will cause its Subsidiaries to enter into a non-exclusive investment banking and capital markets relationship with Kingswood and its Affiliates on commercially reasonable terms which will consist of: (i) promoting Kingswood and its Affiliates as a preferred partner to provide approved products for investment banking product distribution and marketing; (ii) non-exclusive origination and introduction of investment banking products by Holdings’ and its Subsidiaries’ registered representatives to Kingswood’s and its Affiliates’ investment banking teams as a preferred partner; and (iii) Holdings will allow Kingswood to market itself as a strategic partner with Holdings, provided that the manner and content of such marketing shall be pre-approved by Holdings.
(b) The parties will split in equal portions any gross fees or gross profits on referrals from Holdings or its Subsidiaries to Kingswood or its Affiliates.
Investment Banking based upon or arising out of any actual or alleged liability involving any advice or service relating to or in connection with any aspect of corporate mergers, acquisitions, securities offerings, restructuring, divestitures or investment banking; or
Investment Banking. The Buyer will perform investment banking on behalf of Target and its Subsidiaries including but not limited to, assisting in locating, analyzing, negotiating, advising on equity capital, debt financing, bridge loans, merger candidates, acquisition candidates, divestiture opportunities, spin-off opportunities, strategic alliances or partnerships, and any other opportunities to enhance the value of Target. Buyer will advise Sellers in the selection of financial public relations firms, services, techniques and press releases. Buyer will establish and maintain an investor relation office in the appropriate location(s) as and when required.
Investment Banking. Any agreements that exist between the parties and any third parties for the provision of investment banking or other services that may create a liability in equity or cash for VMCS in relation to this proposed transaction will be fully disclosed and agreed by the parties.
Investment Banking. Firm ----------------------- Except as hereinafter provided, UU hereby agrees that any sales of the USF Shares received by it under and pursuant to the Purchase Agreement effected on or prior to the Termination Date will be made only through Xxxxxxxxx, Lufkin & Xxxxxxxx Securities Corporation ("DLJ"). Provided that the Registration Statement is effective as of the Completion Date, and is otherwise in conformity with the Securities Act, UU hereby covenants and agrees with USF that:
(i) it shall not dispose of such shares in any manner which is disruptive to the market for all shares of USF common stock, par value $0.01;
(ii) it shall dispose of the USF Shares only in agency sales or ordinary brokerage transactions through such investment banking firm or broker and only on the New York Stock Exchange; and
(iii) it shall comply in all material respects with the Securities Act and the Exchange Act in connection with the sale of the USF Shares; provided, however, that notwithstanding the foregoing, UU's obligation to ----------------- sell only through DLJ and in compliance with (i) above shall terminate on the fortieth day after the Completion Date.
Investment Banking. No Person acting on behalf of the Company or any of its Affiliates or under the authority of any of the foregoing is or will be entitled to any investment banking, brokers’ or finders’ fees or any other commission or similar fees, nor are there any claims for which the Company would be obligated to pay for investment banking, brokers’ or finders’ fees or any other commission or similar fees in connection with the transactions contemplated by this Agreement or the Transaction Documents based on any arrangement made by or on behalf of the Company.
Investment Banking the Buyer and the Company prior to execution of the Definitive Agreement(s); and
