Common use of INVESTMENT OBJECTIVES & RESTRICTIONS Clause in Contracts

INVESTMENT OBJECTIVES & RESTRICTIONS. In order to provide you with personal financial advice and recommendations suitable to your particular circumstances, we will undertake a ‘fact find’ to gather the appropriate information to assess your needs. We will then be able to set out clearly your financial planning objectives based on your stated objectives, acceptable level of risk and any restrictions you may wish to place on the type of policies you are willing to consider. Details of your stated objectives will be set out in a Suitability Report we will issue to you to confirm our recommendation. Unless confirmed in writing to the contrary, we will assume that you do not wish to place any restrictions on the advice we give to you. You hereby acknowledge that in the event of the firm assisting you in the completion of any investment or insurance application or policy proposal forms, you will in any event continue to bear full responsibility for the accuracy and completeness of the information entered on such forms. Therefore, you understand that inclusion of incorrect information or omission of any material facts may result in the insurance, investment or policy to which the application or proposal relates being adversely adjusted, made void and/or any claim(s) made against it being refused. The advice we give you will be based on the information you have given us and your stated investment objectives, including the degree of risk you will accept. It is your responsibility to advise us on any changes.

INVESTMENT OBJECTIVES & RESTRICTIONS. In order to provide you with personal financial advice and recommendations suitable to your particular circumstances, circumstances we will undertake a ‘fact find’ to gather the appropriate information to assess your needs. We will then be able to set out clearly your financial planning objectives based on your stated objectives, acceptable level of risk and any restrictions you may wish to place on the type of policies you are willing to consider. Details of your stated objectives will be set out in a Suitability Report we will issue to you to confirm our recommendation. Unless confirmed in writing to the contrary, we will assume that you do not wish to place any restrictions on the advice we give to you. You hereby acknowledge that in the event of the firm assisting you in the completion of any investment or insurance application or policy proposal forms, you will in any event continue to bear full responsibility for the accuracy and completeness of the information entered on such forms. Therefore, Therefore you understand that inclusion of incorrect information or omission of any material facts may result in the insurance, investment or policy to which the application or proposal relates being adversely adjusted, made void and/or any claim(s) made against it being refused. The advice we give you will be based on the information you have given us and your stated investment objectives, objectives including the degree of risk you will accept. It is your responsibility to advise us on any changes.

INVESTMENT OBJECTIVES & RESTRICTIONS. In order to provide you with personal financial advice and recommendations suitable to for your particular circumstances, circumstances we will undertake a ‘fact find’ to gather the appropriate information to assess your needs. We will then be able to set out clearly your financial planning objectives based on your stated objectives, acceptable level of risk and any restrictions you may wish to place on the type of policies you are willing to consider. Details of your stated objectives will be set out in a Suitability Report we will issue to you to confirm our recommendation. Unless confirmed in writing to the contrary, we will assume that you do not wish to place any restrictions on the advice we give to you. You hereby acknowledge that in the event of the firm assisting you in the completion of any investment or insurance application or policy proposal forms, forms that you will in any event continue to bear full responsibility for the accuracy and completeness of the information entered on such forms. Therefore, Therefore you understand that inclusion of incorrect information or omission of any material facts may result in the insurance, investment or policy to which the application or proposal relates being adversely adjusted, made void and/or any claim(s) made against it being refused. The advice we give you will be based on the information you have given us and your stated investment objectives, objectives including the degree of risk you will accept. It is your responsibility to advise us on any changes.