Investment Rules Sample Clauses

Investment Rules. The written investment rules in Schedule B provided by Nationwide and accepted by CGM under this Agreement.
Sample 1
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Investment Rules. The following rules shall govern all aspects of this Article V:
Sample 1
Investment Rules. (a) Any credit balance of the FCT Accounts will be invested in Eligible Investments from time to time, pursuant to the provisions of Article R. 214-217 of the Code, which at the date of these FCT Regulations are as set out in Schedule 2 (Investment Rules) hereto. (b) The sums standing from time to time at the credit of the FCT Accounts corresponding to the Principal Buffer Amount may be invested in Eligible Investment only upon prior request of the Seller. The Principal Xxxxxx Xxxxxx standing at the credit of the FCT Account after investments shall remain sufficient to purchase new Receivables.
Sample 1
Investment Rules. During Investment, you must conclude with Ether-Hub a separate Ether-Hub Futures Service Agreement) and open a special Collateral Account, following the completion of registration and identity verification for your Ether-Hub Account. You acknowledge and agree that: x. Xxx fully understand the high return or high risks, including but not limited to the risk of major fluctuations of Digital Assets and the risk of exacerbated adverse outcome when leverage is used;
Sample 1
Investment Rules. Envestnet agrees to comply with the Investment Rules that are attached as Schedule C. Envestnet will use its best efforts to provide this information to Nationwide within one (1) Business Day, provided, however, that Envestnet shall in all cases provide such information within three (3) business days.. Any amendments, supplements or deletions to the Investment Rules shall be mutually agreed upon in writing.
Sample 1

Related to Investment Rules

  • Investment Limitation The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Shares in such a manner as would require the Company or any of its subsidiaries to register as an investment company under the Investment Company Act.

  • Quoted Investments External Review With respect to Portfolio Investments (including Cash Equivalents) for which market quotations are readily available, the Borrower shall, not less frequently than once each calendar week, determine the market value of such Portfolio Investments which shall, in each case, be determined in accordance with one of the following methodologies (as selected by the Borrower):

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Investment Company Act Margin Regulations (a) No Loan Party is engaged or will be engaged, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock. None of the proceeds of the Borrowings shall be used directly or indirectly for the purpose of purchasing or carrying any margin stock, for the purpose of reducing or retiring any Indebtedness that was originally incurred to purchase or carry any margin stock or for any other purpose that might cause any of the Credit Extensions to be considered a “purpose credit” within the meaning of Regulations T, U, or X issued by the FRB. (b) None of the Loan Parties, any Person Controlling any Loan Party, or any Subsidiary is required to be registered as an “investment company” under the Investment Company Act of 1940.

  • Investment Limitations If the Custodian has otherwise complied with the terms and conditions of this Agreement in performing its duties generally, and more particularly in connection with the purchase, sale or exchange of securities made by or for a Portfolio, the Custodian shall not be liable to the applicable Fund and such Fund agrees to indemnify the Custodian and its nominees, for any loss, damage or expense suffered or incurred by the Custodian and its nominees arising out of any violation of any investment or other limitation to which such Fund is subject.

  • Investment Advisers Act The Manager is not prohibited by the Investment Advisers Act of 1940, as amended, or the rules and regulations thereunder, from performing its obligations under the Management Agreement as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

  • Investment Canada Act The Purchaser is not a “non-Canadian” within the meaning of the Investment Canada Act.

  • Investment Limits In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

  • Investment Company Act; Other Regulations No Loan Party is an “investment company”, or a company “controlled” by an “investment company”, within the meaning of the Investment Company Act of 1940, as amended. No Loan Party is subject to regulation under any Requirement of Law (other than Regulation X of the Board) that limits its ability to incur Indebtedness.

  • Margin Regulations; Investment Company Act (a) The Borrower is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock. (b) None of the Borrower, any Person Controlling the Borrower, or any Subsidiary is or is required to be registered as an “investment company” under the Investment Company Act of 1940.

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