Investor Eligibility Sample Clauses

Investor Eligibility. Subscriber represents and warrants that either (i) Subscriber is an “accredited investor” as such term is defined in Rule 501 of Regulation D promulgated under the 1933 Act, and that it can bear the economic risk of any investment in the Shares; or (ii) Subscriber is not an accredited investor and the funds invested through this Agreement do not exceed 10% of the Subscriber’s annual income or net worth.
AutoNDA by SimpleDocs
Investor Eligibility. Except ChiNext Stocks of Shenzhen Stock Exchange which may only be traded by institutional professional investors in the initial stage, Hong Kong and overseas investors are allowed to trade any Connect Securities through Shanghai and Shenzhen Connect. Relevant funds used by the Client for the purpose of trading in China Connect Securities should permitted under PRC laws and regulations to be placed in an offshore account.
Investor Eligibility. 3.1 Your investment and use of the Platform as an Investor is subject to you meeting the eligibility criteria below (unless waived by us and notified to you):
Investor Eligibility. Offers and sales of Securities will be made to purchasers whom the Company believes (i) are "Accredited Investors" pursuant to Section 4(2) of the Securities Act of 1933 and Regulation D thereunder and similar provisions of applicable state law, or are otherwise deemed appropriate investors under applicable securities laws and, in addition (ii) meet the other suitability standards, if any, as set forth in the Memorandum. Purchaser represents and warrants that (check all applicable boxes): / / a. Purchaser has such knowledge and experience in business and financial matters as to be able to evaluate the merits and risks of the investment in the Securities; and / / b. Purchaser is an "Accredited Investor" as that term is defined in the Memorandum. Purchaser understands that the Company reserves the right, in individual cases, to waive certain of the foregoing criteria and accept this Subscription.
Investor Eligibility. Offers and sales of Notes will be made to purchasers whom the Company and Sales Agent believes (i) are "Accredited Investors" pursuant to Section 4(2) of the Securities Act of 1933 and Regulation D thereunder and similar provisions of applicable state law or are otherwise deemed appropriate investors under applicable securities laws and, in addition (ii) meet the other suitability standards, if any, as set forth in the Memorandum. Purchaser represents and warrants that he has accurately completed the related Investor Questionnaire, including the Confidential Supplemental Information Statement. Purchaser understands that the Company reserves the right, in individual cases, to waive certain of the foregoing criteria and accept this Subscription.
Investor Eligibility. Except ChiNext Stocks of Shenzhen Stock Exchange which may only be traded by institutional professional investors in the initial stage, Hong Kong citizens, any individual who holds a Permit for Proceeding to Hong Kong and Macao, i.e. One-way Permit or who has obtained an identity document as proof of permanent residence in a country or region outside Mainland China, any branch or subsidiary of a corporate or unincorporated entity registered in Mainland China which branch or subsidiary is lawfully registered in Hong Kong or overseas and overseas investors are allowed to trade any Connect Securities through Shanghai and Shenzhen Connect. Relevant funds used by the Client for the purpose of trading in China Connect Securities should permitted under PRC laws and regulations to be placed in an offshore account.

Related to Investor Eligibility

  • Rule 144A Eligibility On the Closing Date, the Securities will not be of the same class as securities listed on a national securities exchange registered under Section 6 of the Exchange Act or quoted in an automated inter-dealer quotation system; and each of the Preliminary Offering Memorandum and the Offering Memorandum, as of its respective date, contains or will contain all the information that, if requested by a prospective purchaser of the Securities, would be required to be provided to such prospective purchaser pursuant to Rule 144A(d)(4) under the Securities Act.

  • DTC Eligibility The Company, through the Transfer Agent, currently participates in the DTC Fast Automated Securities Transfer (FAST) Program and the Common Stock can be transferred electronically to third parties via the DTC Fast Automated Securities Transfer (FAST) Program.

Time is Money Join Law Insider Premium to draft better contracts faster.