Common use of MINIMUM AND MAXIMUM TRADE SIZES Clause in Contracts

MINIMUM AND MAXIMUM TRADE SIZES. 13.1. We have the right (but not the obligation) to set limits and/or parameters to control your ability to place Orders at our absolute discretion. We may at any time require you to limit the number of open positions which you may have with us. It is your responsibility to ensure that you remain informed at all times, of such minimum or maximum trade sizes or stakes which we may have in place. 13.2. Such trading limits and/or parameters may be amended, increased, decreased, removed or added by us at our absolute discretion and may include (without limitation): a) controls over maximum order amounts and maximum order sizes; b) controls over our total exposure; c) controls over Prices at which Orders may be submitted (to include (without limitation) controls over Orders which are at a Price which differs greatly from the market price at the time the order is submitted to us; d) controls implemented in respect of Electronic Trading Platforms (to include (without limitation) any verification procedures to ensure that any particular order or orders has come from you); and/or e) any other limits, parameters or controls which we may be required to implement 13.3. The variation of any maximum or minimum trade sizes depends on several factors and is further described in our Order Execution Policy. 13.4. Details regarding any maximum or minimum trade sizes can be provided to you by us. It is your responsibility to remain informed as to any maximum or minimum trade sizes which may apply at any time. 13.5. We may at our discretion waive any maximum or minimum trade sizes which may be applicable at any time.

Appears in 5 contracts

Samples: Investment Services Agreement, Investment Services Agreement, Investment Services Agreement

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MINIMUM AND MAXIMUM TRADE SIZES. 13.1. We have the right (but not the obligation) to set limits and/or parameters to control your ability to place Orders at our absolute discretion. We may at any time require you to limit the number of open positions which you may have with us. It is your responsibility to ensure that you remain informed at all times, of such minimum or maximum trade sizes or stakes which we may have in place. 13.2. Such trading limits and/or parameters may be amended, increased, decreased, removed or added by us at our absolute discretion and may include (without limitation): a) controls over maximum order amounts and maximum order sizes; b) controls over our total exposure; c) controls over Prices at which Orders may be submitted (to include (without limitation) controls over Orders which are at a Price which differs greatly from the market price at the time the order is submitted to us;) d) controls implemented in respect of Electronic Trading Platforms (to include (without limitation) any verification procedures to ensure that any particular order or orders has come from you); and/or e) any other limits, parameters or controls which we may be required to implementimplement in accordance with Applicable Laws and Regulations. 13.3. The variation of any maximum or minimum trade sizes depends on several factors and is further described in our Order Execution Policy. 13.4. Details regarding any maximum or minimum trade sizes can be provided to you by us. It is your responsibility to remain informed as to any maximum or minimum trade sizes which may apply at any time. 13.5. We may at our discretion waive any maximum or minimum trade sizes which may be applicable at any time.

Appears in 3 contracts

Samples: Investment Services Agreement, Investment Services Agreement, Investment Services Agreement

MINIMUM AND MAXIMUM TRADE SIZES. β€Œ 13.1. We have the right (but not the obligation) to set limits and/or parameters to control your ability to place Orders at our absolute discretion. We may at any time require you to limit the number of open positions which you may have with us. It is your responsibility to ensure that you remain informed at all times, of such minimum or maximum trade sizes or stakes which we may have in place. 13.2. Such trading limits and/or parameters may be amended, increased, decreased, removed or added by us at our absolute discretion and may include (without limitation): a) controls over maximum order amounts and maximum order sizes; b) controls over our total exposure; c) controls over Prices at which Orders may be submitted (to include (without limitation) controls over Orders which are at a Price which differs greatly from the market price at the time the order is submitted to us; d) controls implemented in respect of Electronic Trading Platforms (to include (without limitation) any verification procedures to ensure that any particular order or orders has come from you); and/or e) any other limits, parameters or controls which we may be required to implementimplement in accordance with Applicable Laws and Regulations. 13.3. The variation of any maximum or minimum trade sizes depends on several factors and is further described in our Order Execution Policy. 13.4. Details regarding any maximum or minimum trade sizes can be provided to you by us. It is your responsibility to remain informed as to any maximum or minimum trade sizes which may apply at any time. 13.5. We may at our discretion waive any maximum or minimum trade sizes which may be applicable at any time.

Appears in 1 contract

Samples: Investment Services Agreement

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MINIMUM AND MAXIMUM TRADE SIZES. 13.1. We have the right (but not the obligation) to set limits and/or parameters to control your ability to place Orders at our absolute discretion. We may at any time require you to limit the number of open positions which you may have with us. It is your responsibility to ensure that you remain informed at all times, of such minimum or maximum trade sizes or stakes which we may have in place. 13.2. Such trading limits and/or parameters may be amended, increased, decreased, removed or added by us at our absolute discretion and may include (without limitation): a) controls over maximum order amounts and maximum order sizes; b) controls over our total exposure; c) controls over Prices at which Orders may be submitted (to include (without limitation) controls over Orders which are at a Price which differs greatly from the market price at the time the order is submitted to us; d) controls implemented in respect of Electronic Trading Platforms (to include (without limitation) any verification procedures to ensure that any particular order or orders has come from you); and/orhas e) any other limits, parameters or controls which we may be required to implementimplement in accordance with Applicable Laws and Regulations. 13.3. The variation of any maximum or minimum trade sizes depends on several factors and is further described in our Order Execution Policy. 13.4. Details regarding any maximum or minimum trade sizes can be provided to you by us. It is your responsibility to remain informed as to any maximum or minimum trade sizes which may apply at any time. 13.5. We may at our discretion waive any maximum or minimum trade sizes which may be applicable at any time.

Appears in 1 contract

Samples: Investment Services Agreement

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