No Association with NASD. Except as described in the completed NASD Questionnaire provided by such Selling Shareholder to the Company on or before July 18, 2005, neither such Selling Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (as defined in such NASD Questionnaire), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (Adams Respiratory Therapeutics, Inc.)
No Association with NASD. Except as described in the completed NASD Questionnaire provided by such Selling Shareholder to the Company on or before July 18, 20052007, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (as defined in such NASD Questionnairewithin the meaning of Article I (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (TomoTherapy Inc)
No Association with NASD. Except as described in the completed NASD Questionnaire provided by such Selling Shareholder to the Company on or before July 18April 16, 20052007, neither such Selling Stockholder Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (as defined in such NASD Questionnairewithin the meaning of Article I (dd) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Purchase Agreement (TomoTherapy Inc)
No Association with NASD. Except as described disclosed in the completed NASD Questionnaire provided by such to Selling Shareholder Shareholders previously completed and returned to the Company on or before July 18, 2005Representatives, neither such Selling Stockholder nor any of his/her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated has any other association with (as defined in such NASD Questionnairewithin the meaning of Article I, Section 1(m) of the By-laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc.
Appears in 1 contract