No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 142 contracts
Samples: Underwriting Agreement (Chain Bridge Bancorp Inc), Underwriting Agreement (Nyxoah SA), Sales Agreement (Nyxoah SA)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 123 contracts
Samples: Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Underwriting Agreement (aTYR PHARMA INC), Underwriting Agreement (Biolase, Inc)
No Brokers or Finders. Other Except as disclosed in the Time of Sale Disclosure Package and in the Prospectus and other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 10 contracts
Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (BioPharmX Corp)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated herebyhereby and thereby.
Appears in 4 contracts
Samples: Sales Agreement (CONTRAFECT Corp), Underwriting Agreement (CONTRAFECT Corp), Underwriting Agreement (CONTRAFECT Corp)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s 's or broker’s 's fee or agent’s 's commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 4 contracts
Samples: At the Market Offering Agreement (Marker Therapeutics, Inc.), Purchase Agreement (Chembio Diagnostics, Inc.), Purchase Agreement (Motorcar Parts America Inc)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation offering and sale of the transactions contemplated herebySecurities.
Appears in 3 contracts
Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)
No Brokers or Finders. Other than as Company has not incurred or become liable for any broker's commission or finder's fee relating to the transactions contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 3 contracts
Samples: Customer Investment Agreement (Lemonade, Inc.), Customer Investment Agreement (Lemonade, Inc.), Customer Investment Agreement (Lemonade, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, none of the Company Company, the Subsidiary or any of their consolidated subsidiaries has not incurred and or will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 3 contracts
Samples: Purchase Agreement (Habit Restaurants, Inc.), Purchase Agreement (Habit Restaurants, Inc.), Purchase Agreement (Habit Restaurants, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred and will not incur incur, directly or indirectly, as a result of any action taken or permitted to be taken by or on behalf of the Company, any liability for any broker’s or finder’s fees or broker’s fee agents’ commissions or agent’s commission similar charges in connection with the execution and delivery of this Agreement or the consummation performance of the transactions contemplated herebyby this Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (Tronc, Inc.), Purchase Agreement (Oaktree Tribune, L.P.), Stock Repurchase Agreement (Inet Technologies Inc)
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred incurred, and will not incur incur, directly or indirectly, as a result of any action taken by the Company, any liability for brokerage or finders’ fees or agents’ commissions or any finder’s or broker’s fee or agent’s commission similar charges in connection with the execution and delivery of this Agreement or the consummation any of the transactions contemplated hereby.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Q Comm International Inc), Common Stock Purchase Agreement (Q Comm International Inc), Common Stock Purchase Agreement (Q Comm International Inc)
No Brokers or Finders. Other than as contemplated by The Company has not incurred or agreed to incur, directly or indirectly, any liability for brokerage or finders’ fees, agents’ commissions or other similar charges in connection with this Agreement, the Company has not incurred and will not incur Notes or any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated herebyhereby or thereby.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (Collegium Pharmaceutical, Inc), Convertible Note Purchase Agreement (Collegium Pharmaceutical Inc)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and or will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 2 contracts
Samples: Purchase Agreement (CareDx, Inc.), Purchase Agreement (CareDx, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred incurred, and will not incur incur, directly or indirectly, as a result of any action taken or permitted to be taken by the Company, any liability for any finder’s brokerage or broker’s fee finders' fees or agent’s commission agents' commissions or similar charges in connection with the execution and delivery performance of this Agreement or the consummation of the transactions contemplated herebyany other Transaction Document.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (U S Wireless Corp), Note Purchase Agreement (Msi Holdings Inc/)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the Warrant Agreement (other than fees and/or commissions paid or payable to the Warrant Agent for performing services as warrant agent) or the consummation of the transactions contemplated herebyhereby and thereby.
Appears in 2 contracts
Samples: Purchase Agreement (CONTRAFECT Corp), Purchase Agreement (CONTRAFECT Corp)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement, the Deposit Agreement or the Underwriter’s Warrants or the consummation of the transactions contemplated herebyhereby or thereby.
Appears in 2 contracts
Samples: Purchase Agreement (Moko Social Media LTD), Purchase Agreement (Moko Social Media LTD)
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or as may be disclosed in the Time of Sale Disclosure Package and in the Prospectus, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this Agreement, neither the Company has not incurred and nor any of its subsidiaries have incurred, nor will not incur they incur, any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
Samples: Equity Sales Agreement (Accelerate Diagnostics, Inc)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement, the Warrant Agreement or the consummation of the transactions contemplated herebyhereby or thereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated herebyhereby or the Concurrent Private Placement.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or as disclosed in the Disclosure Package and the Prospectus, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
Samples: Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred incurred, and will not incur incur, directly or indirectly, as a result of any action taken or permitted to be taken by the Company, any liability for any finder’s brokerage or broker’s fee finders' fees or agent’s commission agents' commissions or similar charges in connection with the execution and delivery of this Agreement or the consummation performance of the transactions contemplated hereby.by this Agreement. (n)
Appears in 1 contract
Samples: Note Purchase Agreement (Vialink Co)
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company hereby confirms that it has not incurred and will not incur incur, directly or indirectly, as a result of any action taken or permitted to be taken by it or on its behalf, any liability for any finder’s brokerage or broker’s fee finders’ fees or agent’s commission agents’ commissions or similar charges in connection with the execution and delivery of this Agreement or the consummation performance of the transactions contemplated herebyby this Agreement.
Appears in 1 contract
Samples: Stock Repurchase Agreement (Titan International Inc)
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or as disclosed in the Time of Sale Disclosure Package and the Prospectus, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
Samples: Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has nor any of its subsidiaries have not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement, the Warrant Agreement (other than fees and/or commissions paid or payable to the Warrant Agent for performing services as warrant agent) or the consummation of the transactions contemplated herebyhereby and thereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or otherwise disclosed to the Representatives, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or the Engagement Letter (as defined below), the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred and will not incur incur, directly or indirectly, as a result of any action taken or permitted to be taken by or on behalf of the Company, any liability for any broker’s or finder’s fees or broker’s fee agents’ commissions or agent’s commission similar charges in connection with the execution and delivery of this Agreement or the consummation performance of the transactions contemplated herebyby this Agreement. 5.
Appears in 1 contract
Samples: Stock Repurchase Agreement
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation offering and sale of the transactions contemplated herebyPlacement Shares.
Appears in 1 contract
Samples: Sales Agreement (Spring Bank Pharmaceuticals, Inc.)
No Brokers or Finders. Other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the Warrant Agreement or the consummation of the transactions contemplated herebyhereby and thereby.
Appears in 1 contract
No Brokers or Finders. Other than as contemplated by this Agreement, the The Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated herebyhereby that the Purchaser would be required to pay.
Appears in 1 contract
No Brokers or Finders. Other Except as disclosed on Schedule 2(a)(xix), and other than as contemplated by this Agreement, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract
Samples: Purchase Agreement (Ener-Core Inc.)
No Brokers or Finders. Other than as contemplated by this AgreementAgreement or as otherwise disclosed in the Time of Sale Disclosure Package or in the Prospectus, the Company has not incurred and will not incur any liability for any finder’s or broker’s fee or agent’s commission in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.
Appears in 1 contract