No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 9 contracts
Samples: Underwriting Agreement (Agilysys Inc), Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or any Guarantor and any person that would give rise to a valid claim against the Company Company, any Guarantor or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 5 contracts
Samples: Underwriting Agreement (B&G Foods, Inc.), Underwriting Agreement (B&G Foods, Inc.), Underwriting Agreement (B&G Foods, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 4 contracts
Samples: Placement Agency Agreement (Pharmathene, Inc), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.)
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Samples: Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Aquinox Pharmaceuticals, Inc)
No Finder’s Fee. There Except as disclosed in the Time of Sale Information, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Samples: Open Market Sale Agreement (Intellia Therapeutics, Inc.), Open Market Sale Agreement (Intellia Therapeutics, Inc.), Open Market Sale Agreement (Intellia Therapeutics, Inc.)
No Finder’s Fee. There Except as disclosed in the Time of Sale Information, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 3 contracts
Samples: Placement Agency Agreement (Electro Optical Sciences Inc /Ny), Placement Agency Agreement (Insmed Inc), Placement Agency Agreement (Momenta Pharmaceuticals Inc)
No Finder’s Fee. There Except as disclosed in the Time of Sale Information and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (JD.com, Inc.), Underwriting Agreement (JD.com, Inc.)
No Finder’s Fee. There Except under this Agreement and for any payments to the Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (Hutchison China MediTech LTD)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Dynavax Technologies Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Grana & Montero S.A.A.), Underwriting Agreement
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or its subsidiaries and variable interest entities and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Boqii Holding LTD), Underwriting Agreement (PPDAI Group Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Samples: Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or any of its subsidiaries and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Mosaic Co)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter Wedbush for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 1 contract
Samples: Equity Distribution Agreement (Dynavax Technologies Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company Selling Shareholder or any of its subsidiaries and any person that would give rise to a valid claim against the Company or its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Hudson Ltd.)
No Finder’s Fee. There Except for this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Amphastar Pharmaceuticals, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering, or any other arrangements, agreements, understandings, payments or issuance with respect to the Company or any of its officers, directors, shareholders, employees or affiliates that may affect the Underwriters’ compensation as determined by the Financial Industry Regulatory Authority (“FINRA”).
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than the Underwriters and the Sub-Underwriters) that would give rise to a valid claim against the Company or any Underwriter or Sub-Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Union Agriculture Group Corp.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with for the transactions contemplated by this offeringAgreement or any other of the Transaction Documents.
Appears in 1 contract
Samples: Senior Secured Convertible Promissory Note and Warrant Purchase Agreement (Netlist Inc)
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Atm Equity Offering Sales Agreement (Neoleukin Therapeutics, Inc.)
