No Finder’s Fee. Except as disclosed in the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Samples: Open Market Sale Agreement (Corvus Pharmaceuticals, Inc.), Open Market Sale Agreement (Corvus Pharmaceuticals, Inc.), Open Market Sale Agreement (Corvus Pharmaceuticals, Inc.)
No Finder’s Fee. Except as disclosed in the Registration Statement and the Prospectus, there are no contracts, agreements or understandings between the Company or any of its affiliates and any person (other than as contemplated by this Agreement or under any Terms Agreement) that would give rise to a valid claim against the Company or the Agent Agents for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 3 contracts
Samples: Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
No Finder’s Fee. Except as disclosed in the General Disclosure Package and the Final Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the any Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 3 contracts
Samples: Placement Agency Agreement (Spherix Inc), Placement Agency Agreement (Spherix Inc), Placement Agency Agreement (Clearsign Combustion Corp)
No Finder’s Fee. Except as disclosed in the Pricing Disclosure Package and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Esperion Therapeutics, Inc.)
No Finder’s Fee. Except as disclosed in the Registration Statement, the Time of Sale Prospectus or the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (AC Immune SA), Underwriting Agreement (AC Immune SA)
No Finder’s Fee. Except as disclosed in the Time of Sale Information and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent any Underwriter for a brokerage commission, finder’s 's fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp)
No Finder’s Fee. Except as disclosed in the General Disclosure Package and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent Manager for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offerings and sales contemplated by the Distribution Agreements.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Firstmerit Corp /Oh/), Distribution Agency Agreement (Firstmerit Corp /Oh/)
No Finder’s Fee. Except as disclosed in the Registration Statement and the Prospectus, there are no contracts, agreements or understandings between the Company Transaction Entities or any of their respective affiliates, and any of their respective direct or indirect subsidiaries, and any person that would give rise to a valid claim against the Company Transaction Entities or the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Open Market Sale Agreement (Postal Realty Trust, Inc.)
No Finder’s Fee. Except as disclosed in the Registration Statement and the Prospectus, there are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offering of the Shares.
Appears in 1 contract
No Finder’s Fee. Except as disclosed in the General Disclosure Package and the Final Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent Credit Suisse for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
No Finder’s Fee. Except as disclosed in the General Disclosure Package and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent any Purchaser for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offer or sale of the Offered Securities.
Appears in 1 contract
No Finder’s Fee. Except as disclosed in the General Disclosure Package and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent Manager for a brokerage commission, finder’s fee or other like payment in connection with the offerings and sales contemplated by this offeringAgreement.
Appears in 1 contract
Samples: Distribution Agency Agreement (Firstmerit Corp /Oh/)
No Finder’s Fee. Except as disclosed in the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Open Market Sale Agreement (Ra Pharmaceuticals, Inc.)
No Finder’s Fee. Except as disclosed in the Registration Statement and the Prospectus, there are no contracts, agreements or understandings between the Company Transaction Entities or any of their respective Affiliates, and any of their respective direct or indirect subsidiaries, and any person that would give rise to a valid claim against the Company Transaction Entities or the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Open Market Sale Agreement (Postal Realty Trust, Inc.)
No Finder’s Fee. Except as disclosed in the Prospectus, there are no contracts, agreements or understandings between the Company or any of its affiliates and any person that would give rise to a valid claim against the Company or the Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Equity Distribution Agreement (Two Harbors Investment Corp.)