No Finder’s Fee. Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Samples: Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Aquinox Pharmaceuticals, Inc)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 4 contracts
Samples: Placement Agency Agreement (Pharmathene, Inc), Agency Agreement (Chelsea Therapeutics International, Ltd.), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 3 contracts
Samples: Placement Agency Agreement (Insmed Inc), Placement Agency Agreement (Electro Optical Sciences Inc /Ny), Placement Agency Agreement (Momenta Pharmaceuticals Inc)
No Finder’s Fee. Except pursuant under this Agreement and for any payments to this Agreementthe Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (CK Hutchison Holdings LTD)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company or its subsidiaries and variable interest entities and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Boqii Holding LTD), Underwriting Agreement (PPDAI Group Inc.)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Samples: Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Dynavax Technologies Corp)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Grana & Montero S.A.A.), Underwriting Agreement
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (JD.com, Inc.), Underwriting Agreement (JD.com, Inc.)
No Finder’s Fee. Except pursuant under this Agreement and for any payments to this Agreementthe Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (Hutchison China MediTech LTD)
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with for the transactions contemplated by this offeringAgreement or any other of the Transaction Documents.
Appears in 1 contract
Samples: Security Agreement (Netlist Inc)
No Finder’s Fee. Except pursuant to Other than this Agreement, there are no contracts, agreements or understandings between the Company Partnership, the Guarantor and any person that would give rise to a valid claim against any of the Company Partnership Entities or any Underwriter Purchaser for a brokerage commission, finder’s fee or other like payment in connection with this offeringoffering and sale of the Offered Securities.
Appears in 1 contract
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company or any of its subsidiaries and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Mosaic Co)
No Finder’s Fee. Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering, or any other arrangements, agreements, understandings, payments or issuance with respect to the Company or any of its officers, directors, shareholders, employees or affiliates that may affect the Underwriters’ compensation as determined by the Financial Industry Regulatory Authority (“FINRA”).
Appears in 1 contract
No Finder’s Fee. Except pursuant to this Agreement, there There are no contracts, agreements or understandings between the Company Selling Shareholder or any of its subsidiaries and any person that would give rise to a valid claim against the Company or its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Hudson Ltd.
No Finder’s Fee. Except pursuant to those contemplated in this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering. There are no arrangements, agreements, understandings, payments or issuance with respect to the Company, its Controlled Entities, or any of their officers, directors, shareholders, partners, employees or affiliates that may affect the Underwriters’ compensation as determined by FINRA.
Appears in 1 contract
Samples: Underwriting Agreement (ChinaCache International Holdings Ltd.)
No Finder’s Fee. Except pursuant to for this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Amphastar Pharmaceuticals, Inc.)
No Finder’s Fee. Except pursuant to for the transactions contemplated by this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 1 contract
