No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents for a brokerage commission, finder’s fee or other like payment.
Appears in 4 contracts
Samples: Placement Agency Agreement (Pharmathene, Inc), Agency Agreement (Chelsea Therapeutics International, Ltd.), Agency Agreement (Chelsea Therapeutics International, Ltd.)
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 4 contracts
Samples: Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Aquinox Pharmaceuticals, Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents Agent for a brokerage commission, finder’s fee or other like payment.
Appears in 3 contracts
Samples: Placement Agency Agreement (Electro Optical Sciences Inc /Ny), Placement Agency Agreement (Momenta Pharmaceuticals Inc), Placement Agency Agreement (Insmed Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents Underwriter for a brokerage commission, finder’s fee or other like payment.
Appears in 2 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Dynavax Technologies Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or its subsidiaries and variable interest entities and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Boqii Holding LTD), Underwriting Agreement (PPDAI Group Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with the issuance and sale of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (JD.com, Inc.), Underwriting Agreement (JD.com, Inc.)
No Finder’s Fee. There Except under this Agreement and for any payments to the Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with the issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (Hutchison China MediTech LTD)
No Finder’s Fee. There Except under this Agreement and for any payments to the Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with the issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (CK Hutchison Holdings LTD)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents Underwriters for a brokerage commission, finder’s fee or other like payment.
Appears in 2 contracts
Samples: Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than this Agreement) that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Grana & Montero S.A.A.), Underwriting Agreement
No Finder’s Fee. There Except for this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Amphastar Pharmaceuticals, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company Selling Shareholder or any of its subsidiaries and any person that would give rise to a valid claim against the Company or the Placement Agents its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 1 contract
Samples: Hudson Ltd.
No Finder’s Fee. There Except those contemplated in this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering. There are no arrangements, agreements, understandings, payments or issuance with respect to the Company, its Controlled Entities, or any of their officers, directors, shareholders, partners, employees or affiliates that may affect the Underwriters’ compensation as determined by FINRA.
Appears in 1 contract
Samples: Underwriting Agreement (ChinaCache International Holdings Ltd.)
No Finder’s Fee. There Except for the transactions contemplated by this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents for a brokerage commission, finder’s fee or other like payment.
Appears in 1 contract
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents Agent for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering, or any other arrangements, agreements, understandings, payments or issuance with respect to the Company or any of its officers, directors, shareholders, employees or affiliates that may affect the Underwriters’ compensation as determined by the Financial Industry Regulatory Authority (“FINRA”).
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or the Placement Agents for a brokerage commission, finder’s fee or other like paymentpayment for the transactions contemplated by this Agreement or any other of the Transaction Documents.
Appears in 1 contract
Samples: Security Agreement (Netlist Inc)
No Finder’s Fee. There Other than this Agreement, there are no contracts, agreements or understandings between the Company Partnership, the Guarantor and any person that would give rise to a valid claim against any of the Company Partnership Entities or the Placement Agents any Purchaser for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering and sale of the Offered Securities.
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or any of its subsidiaries and any person that would give rise to a valid claim against the Company or the Placement Agents any Underwriter for a brokerage commission, finder’s fee or other like paymentpayment in connection with this offering.
Appears in 1 contract
Samples: Underwriting Agreement (Mosaic Co)