Common use of No SEC or FINRA Inquiries Clause in Contracts

No SEC or FINRA Inquiries. Neither the Purchaser nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA. The Purchaser currently does not have any outstanding comment letters or other correspondences from the SEC or FINRA. The Purchaser does not reasonably know of any event or have any information which would result in the SEC or FINRA initiating an inquiry, investigation or Proceeding or otherwise affect the Purchaser.

Appears in 9 contracts

Samples: Share Exchange Agreement (Teckmine Industries Inc.), Share Exchange Agreement (Ya Zhu Silk, Inc.), Share Exchange Agreement (Ya Zhu Silk, Inc.)

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No SEC or FINRA Inquiries. Neither the Purchaser nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or the FINRA. The Purchaser currently does not have any outstanding comment letters or other correspondences from the SEC or the FINRA. The Purchaser does not reasonably know of any event or have any information which would result in the SEC or FINRA initiating an inquiry, investigation or Proceeding or otherwise affect the Purchaser.

Appears in 8 contracts

Samples: Purchase and Sale Agreement (Mobetize, Corp.), Purchase and Sale Agreement (Mobetize, Corp.), Asset Acquisition Agreement (Medical Care Technologies Inc.)

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No SEC or FINRA Inquiries. Neither the Purchaser nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA. The Purchaser currently does not have any outstanding comment letters or other correspondences from the SEC or FINRA. The Purchaser does not reasonably know of any event or have any information which would result in the SEC or FINRA initiating an inquiry, investigation or Proceeding or otherwise affect the Purchaser.

Appears in 5 contracts

Samples: Share Exchange Agreement (Swingplane Ventures, Inc.), Share Exchange Agreement (Swingplane Ventures, Inc.), Share Exchange Agreement (Swingplane Ventures, Inc.)

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