Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Investment Technology Group, Inc.), Agreement and Plan of Merger (Virtu Financial, Inc.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bAccounting Firm 2.6(c) Accounts Receivable 4.26 Additional Transfer Documents 3.2(a)(iii) ADSP 6.3(c)(iii) ADSP Allocation 6.3(c)(iii) Agreed Amount 10.6(b) Agreement Preamble Allocation Schedule 6.3(b)(i) Alternative Financing 6.18(b) Assumed Liabilities 2.3 Assumed Taxes 10.3(d) Audited Financial Statements 4.10(a) Base Consideration 2.5 Xxxx of Sale and Assumption Agreement 3.2(a)(iii) Business Recitals Business Confidential Information 6.15 Term Section Business Permits 4.25 Cap 10.4(a) Claim Period 10.6(a) Claimed Amount 10.6(a) Closing 3.1 Closing Date 3.1 Closing Purchase Price 2.5 Closing Statement 2.6(b) Continuing Employees 6.10(a) De Minimis Amount 10.4(a) Debt Financing Failure Event 6.18(b) Disclosed Matter 6.26 Disclosed Matter Notice 6.26 Dispute 10.6(c) Escrow Account 2.7 Escrow Amount 2.5 Excluded Assets 2.2 Excluded Liabilities 2.4 Expiration Date 10.1(a) Final Closing Purchase Price 2.6(e) Financial Statements 4.10(a) FSA Plan 6.10(i) Indemnified Party 10.6(a) Indemnifying Party 10.6(a) Interim Financial Statements 4.10(a) IP Assignment Agreements 3.2(a)(xi) Latest Balance Sheet 4.10(a) Lease Assignment and Assumption Agreement 3.2(a)(iv) Leased Real Property 4.17(b) Lender 1.1 Licensed Intellectual Property 4.16(a) Material Contracts 4.14(a) Nonassignable Asset 2.8(a) Notice of Claim 10.6(a) Objections Notice 6.3(b)(ii) Owned Intellectual Property 4.16(a) Parent Seller Preamble Post-Closing Collection Amounts 6.8(a) Post-Signing Returns 6.3(a)(ii) Pre-Closing Statement 2.6(a) Pre-Closing Taxes 10.2(d) Privacy Policy 4.16(g) Purchaser Preamble Purchaser HRA Account 6.10(l) Purchaser HRA Plan 6.10(l) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Purchaser HSA Account 6.10(l) Purchaser HSA Plan 6.10(l) Purchaser Related Parties 9.3(c) Related Terms 6.23(c) Release Date 10.1(a) Response 10.6(b) Response Period 6.3(b)(ii) Restricted Competitive Products 1.1 Restrictive Covenants 6.12(b) Retention Agreements Recitals Retiree Medical Eligible Transferred Employee 6.10(h) Retiree Medical Plan 6.10(h) Review Period 10.6(b) Section 338 Forms 6.3(c)(ii) Section 338(h)(10) Elections 6.3(c)(i) Seller Preamble Acquisition Seller Bonds 4.31 Seller HRA Account 6.10(l) Seller HRA Plan 6.10(l) Sellers Preamble Sellers’ 401(k) Plan 6.10(g) Straddle Period 6.3(g) Sublease 3.2(a)(xiv) Tax Contest 6.5 Termination Date 9.1(d) Third Party Claim 10.7(a) Third Party Claim Notice 10.7(a) Threshold Amount 10.4(a) Trademarks 1.1 Transfer Taxes 6.3(d) Transferred Assets 2.1 Transferred Contracts 2.1(a) Transferred Employees 6.10(a) Transferred Leases 2.1(b) Transition Services Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b3.2(a)(ii)
Appears in 2 contracts
Samples: Stock and Asset Purchase Agreement (Scholastic Corp), Stock and Asset Purchase Agreement (Houghton Mifflin Harcourt Co)
Other Capitalized Terms. The following capitalized terms shall have the meanings specified are defined in the indicated section following Sections of this Agreement: Term Section Acquirer Expenses 9.3(bAgreement ASC ASC-Level Financings ASCRP Stock Assignments Buyer CBA Company Company Plans Company Subject Matter Contest CPA-Determined Differences CPA Firm Current Plan Year Deductible Differences Disagreement Notice Employees Preamble Preamble 1.1 Preamble 7.6 Preamble 3.14(c) Preamble 3.15(a) 9.3 11.5(b) 2.3(d)(ii) 2.3(d)(ii) 5.2(b) 10.4(a) 2.3(d)(ii) 2.3c 5.1 7 Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aEstimated Income Adjustment Amount 2.3(a) Affero GPL 4.15(gEstimated Working Capital Adjustment 2.3(a) Agreement Preamble Associated Person 4.6(cExpiration Date 10.1 FCC 3.6 Final Adjustment Certificate 2.3(b) Assumed Shares 3.3(eFinal Income Adjustment Amount 2.3(b) Certificate of Merger 2.3 Certificates 3.4(aFinal Working Capital Adjustment 2.3(b) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(cIncome Adjustment Amount 2.3(a) Company Board Recitals Company Board Recommendation 7.1(dIndemnifiable Losses 10.2 Indemnified Party 10.5(a) Company Employees 7.15(aIndemnifying Party 10.5(a) Company Equity Awards 3.3(cInsurance Policies 3.11(a) Company Indemnified Parties 7.7(aInterim Period 11.1(a) Company Intellectual Leased Real Property 4.15(a3.16(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(dClaim 10.5(a) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iOther ASC Reports 5.1 Owned Real Property 3.16(a) Parent Preamble Parent Common Stock 3.3(aPlans 3.15(a) Parties Pre-Closing Periods 11.1(a) Purchase Price 2.1 Purchasers Preamble Party Preamble Paying Agent 3.4(aPurchaser Indemnitees 10.2 Purchaser Trade Names 9.6(b) Permits 4.6(bReal Property 3.16(a) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(dReal Property Leases 3.16(a) Representatives 7.4(a9.3 Resolved Objections 2.3(d)(i) Residual Shares 3.3(eResort 1.1 Review Period 2.3c Seller Indemnitees 10.3 Sellers Preamble Seller Trade Names 9.6(a) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hStock Preamble Straddle Contest 11.5c Surveyor Certificate 3.16(f) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iIndemnifying Parties 11.1(a) Uncertificated Shares 3.4(aTax Notice 11.5(a) Union 4.12(b)ARTICLE II
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAgreed Amount 10.5(a) Agreement Preamble Associated Person 4.6(cAllocation Certificate 2.11(a) Assumed Shares 3.3(eAlternative Acquisition Agreement 7.1(b)(ii) Basket 10.2(a) Certificate of Merger 2.3 Certificates 3.4(a2.2 Chosen Court 11.9 Claim Notice 10.4(a) Claimed Amount 10.5(a) Closing 2.2 2.1 Closing Company Audited Financial Statements 7.2(b) Closing Date 2.2 2.1 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(dDisclosure Schedule Article III Company Expenses 9.3(c) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Insurance Policies 4.13 Company Material Contract 4.9(a4.2(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(dPermitted Encumbrances 4.3(a) Company Plan 4.13(a4.10(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(hPlans 4.10(a) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b9.3(e) Confidentiality Agreement 7.3(b6.4 Convertible Note Consideration 2.6(e) Debt Commitment Letter 5.8(aCVR 2.13 CVR Agreement Recitals D&O Persons 7.17(a) Debt Financing 5.8(aDamages 10.1(a) Dissenting Shares 3.7 DGCL Recitals Disposition Recitals Dispute Notice 2.12(b) DLLCA Recitals Earnout Consideration 2.12(a) Earnout Share Holdback 2.12(d) Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c2.2 Equity Interests 5.3(a) GDPR ESPP Termination Date 2.18(d) Excess 2.18(b) Excluded Units 2.6(b) Extra-Contractual Statement 10.8 Financial Statements 3.7(a) Indemnified Parties 10.1(a) Indemnified Party 10.1(a) Indemnifying Party 10.4(a) Interim Financial Statements 3.7(a) Liabilities 4.16 GPL 4.15(gMBCA Recitals Measurement Date 5.3(a) Injunction 8.1(cMediator 2.12(b) Intervening Event 7.4(dMember Approval 8.1(a) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Members’ Representative Preamble Merger 2.1 Merger Consideration 3.1(a) Recitals Merger Sub Preamble Money Laundering Laws 4.6(mMilestone Notice 2.12(b) Non-Recourse Party 10.11 Non-U.S. Company Milestones 2.12(a) Nasdaq 2.6(d) New Equity Plan 4.13(k7.5(b) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i9.1(b) Parent Preamble Parent 2011 Plan 2.18(a) Parent Balance Sheet 5.6(b) Parent Board Recitals Parent Board Recommendation 5.2(b) Parent Board Recommendation Change 7.1(b)(i) Parent Common Stock 3.3(aRecitals Parent Disclosure Schedule Article IV Parent ESPP 2.18(a) Parent ESPP Option 2.18(d) Parent Expenses 9.3(f) Parent Insurance Policies 5.21 Parent Material Contract 5.9(a) Parent Owned Real Property 5.11(b)(i) Parent Permitted Encumbrances 5.11(a) Parent Plan 5.18(a) Parent Plans 5.18(a) Parent Preferred Stock 5.3(a) Parent RSU Awards 2.18(a) Parent SEC Reports 5.6(a) Parent Shareholder Approval 8.1(b) Parent Stock Awards 2.18(a) Parent Stock Issuance Recitals Parent Stock Options 2.18(a) Parent Stock Plans 2.18(a) Parent Termination Fee 9.3(b) Parties Preamble Party Preamble Paying Agent 3.4(aPCAOB 7.2(b) Permits 4.6(bPer Class A and Class P Unit Merger Consideration 2.6(c) Personal Information 4.16 PPACA 4.10(c) Pre-Closing Dividend 7.12 Pre-Closing Tax Returns 7.15(a) Proxy Statement 7.1(aStatement/Prospectus 3.8(c) Recommendation Change Notice Period 7.4(d7.1(b) Record Date 7.3(a) Registration Statement 3.8(a) Regulation M-A Filing 3.8(b) Representatives 7.4(a7.1(a) Residual Shares 3.3(eResolution Period 2.12(b) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Rights Agent Recitals Shareholders’ Representative Preamble Surviving Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iClaim 7.15(e)(i) Uncertificated Shares 3.4(aThird Party Claim 10.4(a) Union 4.12(bTransactions Recitals Transfer Taxes 7.15(b) Voting Agreement Recitals Voting Parent Debt 5.3(c) XXXXXXX X-0 Form of Joinder Agreement (Class A Units and Class P Units) EXHIBIT D-2 Form of Joinder Agreement (Class B Units, Class C Units and Company Convertible Notes)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Communications Systems Inc)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(bAccounting Firm 3.5(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAggregate Closing Merger Consideration 3.1(a)(vi) Agreement Preamble Associated Person 4.6(cAlternative Financing 6.13(a) Assumed Shares 3.3(eAlternative Financing Commitment Letter 6.13(a) Alternative Financing Fee Letter 6.13(a) Certificate 3.2(a)(i) Certificate of Merger 2.3 Certificates 3.4(a2.2(b) Closing 2.2 2.2(a) Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c2.2(a) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Closing Merger Consideration 3.1(a) Company Preamble Company D&O Tail Policy 6.7(b) Company Plan 4.14(a) Company Subsidiaries 4.3(a) Company Subsidiary 4.3(a) Confidential Information 6.2(b) Confidentiality Agreement 6.2(b) Continuing Employee 6.5(a) D&O Indemnified Parties 6.7(a) D&O Indemnified Party 6.7(a) D&O Tail Policy 6.7(b) Debt Financing 5.7(a) DGCL Recitals Disclosure Schedules 4 Dissenting Shares 3.7(a) Effective Time 2.2(b) Equitable Exceptions 4.4 Escrow Account 3.4(a)(v) Escrow Amount 3.4(a)(v) Estimated Aggregate Closing Merger Consideration 3.3 Estimated Closing Date Cash 3.3 Estimated Closing Date Indebtedness 3.3 Estimated Closing Statement 3.3 Estimated Company Expenses 3.3 Estimated Working Capital Excess 3.3 Estimated Working Capital Shortfall 3.3 Excluded Shares 3.2(a)(iii) Fee Letter 5.7(b) Final Aggregate Merger Consideration 3.1(a)(vi) Term Section Insurance Policies 4.17 Interim Balance Sheet 1.1 In-the-Money Option 3.2(b) In-the-Money Option Payment 3.2(b) Labor Agreement 4.10(p) Leased Real Property 4.18(b) Leases 4.18(b) Letter of Transmittal 3.4(a)(i) Material Contracts 4.10 Merger Recitals Merger Sub Preamble Money Laundering Laws 4.6(mNotice of Disagreement 3.5(b) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iOwned Real Property 4.18(a) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Xxxx, Xxxxx 10.21 Paying Agent 3.4(a2.3 Payment Schedule 3.3 Permits 4.13 Real Property 4.18(b) Permits 4.6(bRegistered Intellectual Property 4.8(a) Personal Information 4.16 Proxy Related Parties 10.13 Representative Preamble Required Amount 5.8 SBA 4.10 Securities Act 5.11 Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h3.5(a) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iTermination Date 9.1(d) Uncertificated Shares 3.4(aTop Customers 4.21(b) Union 4.12(b)Top Suppliers 4.21(a) Transfer Taxes 10.18 Unresolved Matters 3.5(b) VA 4.10 Waived Benefit 6.15 Working Capital Estimate 3.3 Written Consent Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Owens & Minor Inc/Va/)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(bAccounting Firm 3.5 (b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAggregate Exercise Price 3.2 Agreed Amount 3.8 (d) Agreement Preamble Associated Person 4.6(cAllis Recitals Applicable Escrow Property 3.8(b)(ii) Assumed Audited Balance Sheet 4.8 Audited Financial Statements 4.8 Buyer Preamble Buyer Holdback Fund 3.7 Buyer Indemnification Threshold 10.5 (e) Buyer Indemnified Parties 10.2 Buyer Tax Opinion Recitals Buyer Tax Provisions 8.4 Cancelled Shares 3.3(e3.1 (b) Certificate of Merger 2.3 Certificates 3.4(a3.4 (a) Claim Notice 3.8 (a) Claimed Amount 3.8 (a) Closing 2.2 Closing Buyer Common Stock 3.1I (i) Closing Date 2.2 Closing Statement 3.5 (a) Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Common Stock Recitals Company Board Recommendation 7.1(d) Licenses 4.23 Company Employees 7.15(a) Preferred Stock Recitals Company Equity Awards 3.3(c) Series A Preferred Stock Recitals Company Indemnified Parties 7.7(a) Series A-1 Preferred Stock Recitals Company Intellectual Property 4.15(a) Series B Preferred Stock Recitals Company Interim Balance Sheet 4.11(b) Shareholder Approval 7.6 Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Tax Opinion Recitals Confidentiality Agreement 7.3(bRecitals Contest 8.1 (a) Debt Commitment Letter 5.8(aContested Amount 3.8 (b) Debt Financing 5.8(aDelaware Law Recitals DGCL Recitals Dispute 3.5 (b) Dissenting Shares 3.7 3.6 (a) DLLC Recitals Employment Agreement Recitals Equityholder Indemnification Threshold 10.5 (d) Equityholders Recitals Estimated Adjustment Amount 3.5 (a) Estimated Closing Date Balance Sheet Recitals Exchange Act 5.4 Exchange Agent 3.4 (a) Exchange Fund 3.4 (a) Expiration Date 10.1 Expiration Date Distribution Amount 10.3 (b) Final Adjustment Amount 3.5 (d) Final Distribution Amount 10.3 (c) Final Judgment 3.8 (e) Financial Statements 4.8 First Certificate of Merger 2.2 First Merger Recitals First Merger Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c2.2 Houghton Recitals Indemnified Company Party 7.4 (a) GDPR 4.16 GPL 4.15(gIndemnified Party 10.7 (a) Injunction 8.1(cIndemnifying Party 10.7 (a) Intervening Event 7.4(dInitial Representative Preamble Interim Distribution Amount 10.3 (c) Joint Venture Interests 4.7(dInterim Financial Statements 4.8 Investors’ Rights Agreement Recitals JMI Recitals Key Contracts 4.12 (a) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(aLatest Balance Sheet 4.8 Leases 4.15 Letter of Transmittal 3.4 (a) Merger Sub (Corp) Preamble Money Laundering Laws 4.6(mMerger Sub (LLC) NonPreamble Mergers Recitals Oakley Recitals Objections Statement 3.5 (b) Pending Indemnification Claim 10.3 (b) Pre-Recourse Party 10.11 NonClosing Tax Period 8.2 (b) Pre-U.S. Company Plan 4.13(kClosing Taxes 10.2(b)(iv) OFAC 4.6(lPrincipal Stockholders Preamble Response Notice 3.8 (b) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Restrictive Covenants Agreement Recitals Xxxxxxxx-Xxxxx Act 4.8 Security Programs 6.8 Second Certificate of Merger 2.2 Second Merger Recitals Second Merger Effective Time 2.2 Stockholder Indemnified Parties 10.4 Surrender Agreement Recitals Surviving Company Recitals Tangible Property 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i4.11 (h) Uncertificated Shares 3.4(a) Union 4.12(bThird Party Claim 10.7 (a)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bAgreement Preamble Allocation Certificate 2.10(a) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Alternative Acquisition Agreement 7.4(a7.1(b)(ii) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Cash Dividend Recitals Certificate of Merger 2.3 2.2 Certificates 3.4(a2.10(c) Chosen Court 10.10 Closing 2.9 Closing Company Audited Financial Statements 7.2(b) Closing 2.2 Closing Date 2.2 2.9 COBRA 5.18(b) Commitment Letter Recitals Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(bDisclosure Schedule 1.3(g) Company Material Contract 4.9(a4.2(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(bPermitted Encumbrances 4.3(a) Company Stock Option 2.6(f) Company Stock Plans 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a7.5(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Voting Agreement Recitals Confidentiality Agreement 7.3(b6.3 D&O Persons 7.16(a) Debt Commitment Letter 5.8(aD&O Tail Policy 7.16(b) Debt Financing 5.8(aDGCL Recitals Dissenting Company Shares 2.18(a) Dissenting Shares 3.7 Dividend Record Date 2.11(c) Effective Time 2.3 Expenses 10.10 2.2 Employee 7.20 Equity Interests 5.3(a) ESOP 2.16(c) ESOP Fiduciary 2.16(c) ESOP Loan 5.18(j) Excess 2.16(b) Excluded Company Shares 2.6(b) Financial Statements 3.7(a) Liabilities 4.12 Maximum Annual Premium 7.16(b) MBCA Recitals Measurement Date 5.3(a) Merger Recitals Merger Consideration 2.6(c) Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(mMinimum PIPE Investment Amount Recitals Nasdaq Recitals Nasdaq Fees 7.4 Nasdaq Listing Application 7.4 New Equity Plan 7.5(b) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Nonparty Affiliate 10.13 Outside Date 9.1(b)(i9.1(b) Parent Preamble Parent 1997 Plan 2.16(a) Parent 2013 Plan 2.16(a) Parent Balance Sheet 5.6(b) Parent Board Recitals Parent Board Recommendation 5.2(b) Parent Board Recommendation Change 7.1(b)(i) Parent Common Stock 3.3(aRecitals Parent Disclosure Schedule 1.3(a) Parent Insurance Policies 5.21 Parent Material Contract 5.9(a) Parent Owned Real Property 5.11(b) Parent Permitted Encumbrances 5.11(a) Parent Plan 5.18(a) Parent Plans 5.18(a) Parent SEC Reports 5.6(a) Parent Shareholder Approval 7.5(b) Parent Stock Issuance Recitals Parent Stock Options 2.16(a) Parent Stock Plans 2.16(a) Parent Termination Fee 9.3(b)(iii) Parent Voting Agreement Recitals Parties Preamble Party Preamble Paying Agent 3.4(aPCAOB 7.2(b) Permits 4.6(bPIPE Investment Recitals PIPE Investors 7.15(a) Personal Information 4.16 Proskauer 10.14 Provisional Cash Dividend Recitals Proxy Statement 7.1(aStatement/Consent/Prospectus 3.8(c) Recommendation Change Notice Period 7.4(d7.1(b) Record Date 7.3(a) Registration Statement 3.8(a) Regulation M-A Filing 3.8(b) Representatives 7.4(a7.1(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Reverse Split 7.18 Subscription Agreement Recitals Term Section Surviving Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Transactions Recitals Uncertificated Shares 3.4(a2.10(c) Union 4.12(bVoting Parent Debt 5.3(c) Written Consent 7.5(a) EXHIBIT C Form of Parent Articles of Incorporation MATERIAL TERMS OF REINCORPORATION AND CHARTER AMENDMENT The Reincorporation and Charter Amendment shall consist of the terms set forth in the definition thereof, as supplemented by the terms set forth below and such additional terms and charter provisions as the Company may request, subject to the Parent’s approval, not to be unreasonably withheld, conditioned or delayed (“Additional Approved Terms”). As the Company may request in order to more efficiently consummate the Merger and comply with applicable law and Nasdaq rules, subject to Parent’s approval, not to be unreasonably withheld, conditioned or delayed, the Reincorporation and Charter Amendment and related filings may be (i) divided into separate filings to be filed sequentially with the appropriate secretary of state, (ii) filed as amendments and/or as amendment and restatements, as appropriate and (iii) adjusted so that the conversion into a Delaware corporation occurs prior to the other actions contemplated by the Reincorporation and Charter Amendment. The provisions below are written to comply with the Delaware General Corporation Law (“DGCL”), however to the extent such provisions are included in a filing with the Minnesota Secretary of State, such provisions shall be adjusted solely to the extent necessary to conform with the requirements of the Minnesota Business Corporation Act, as amended (“MBCA”), except as otherwise reasonably agreed to by the Parties. It is understood that in connection with the PIPE Investment a Certificate of Designations is anticipated to be required, which would be filed in conjunction with the Reincorporation and Charter Amendment. ***
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer 2011 Audited Financial Statements 5.7(a) Accounting Firm 2.3(d) Action 6.9 Acquisition Proposal 7.8(b) Agreement Preamble Antitrust Law 7.3(b) Audited Financial Statements 5.7(a) Business Recitals Buyer Preamble Buyer Common Stock 2.1(c) Buyer Expenses 9.3(b9.2(c) Buyer Financial Statements 6.6(a) Buyer Indemnitee 10.2(a) Buyer Objection 11.1(b) Buyer Stockholder Approval 6.3 Buyer Termination Fee 9.2(a) Buyer Triggering Action 7.12(c) Cap 10.3(a) Claims Notice 10.4(b) Closing 3.1 Closing Date 3.1 Closing Date Common Stock Cash Consideration 2.1(c) Commitment Letter 6.11 Common Shares Recitals Company Preamble Company Benefit Plans 5.23(a) Company Representations 10.1 Company Subsidiary 5.3 Competing Business 7.10(b) Confidentiality Agreement 7.2(b) Cut-Off Date 10.1 Deductible Amount 10.3(b) DOJ 7.3(b) EC 7.3(b) Employees 5.24(a) Financial Covenant Conditions 7.15(c) FASB 5.22(c) FDA 5.13(a) FDCA 5.13(f) FIN 48 5.21(d) Term Section Acquirer Final Working Capital 2.3(e) Financial Statements 5.7(a) Financing 6.11 FTC 7.3(b) Holdings 5.2(a) Indemnitee 10.2(b) Indemnitee Parties 10.3(d) Initial Termination Date 9.1(b) Insurance Policies 5.15 Intellectual Property Rights 5.26(b) IP License 5.26(a) Leased Real Property 5.20(b) Leases 5.20(b) Losses 10.2(a) Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aContracts 5.10(a) Affero GPL 4.15(gMedical Device 5.13(f) Agreement Preamble Associated Person 4.6(cNotice of Disagreement 2.3(b) Assumed Shares 3.3(eOpCo 5.2(a) Certificate of Merger 2.3 Certificates 3.4(aOwned Property Leases 5.20(a)(ii) Closing 2.2 Owned Real Property 5.20(a)(i) Partner 5.13(b) Per Common Share Closing Date 2.2 Company Cash Consideration 2.1(c) Per Preferred Share Cash Consideration 2.1(c) Per Share Buyer Stock Consideration 2.1(c) Permits 5.12 Post-Closing Covered Tax Returns 11.1(a) Pre-Closing Covered Tax Returns 11.1(a) Preferred Shares Recitals Preferred Stock Consideration 2.1(c) Prior Year Audited Financial Statements 5.7(a) Proceeding 5.13(i) Programs 5.13(i) Property Taxes 11.2 Proxy Statement 7.12(a) Rights Plan 6.14 Seller Indemnitee 10.2(b) Seller Objection 11.1(c) Seller Representations 10.1 Sellers Preamble Company Adverse Recommendation Change 7.4(cSellers’ Expenses 9.2(b) Company Board Sellers’ Representative Preamble Shares Recitals Company Board Recommendation 7.1(dSpecial Meeting 7.12(a) Company Employees 7.15(aStatement 2.3(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 -13- Term Section FCA 4.3 FLSA 4.12(cStockholders Agreement Recitals Substitute Financing 7.15(b) GDPR 4.16 GPL 4.15(gTax Claim 11.4 Tax Refund 11.8 Termination Date 9.1(b) Injunction 8.1(cUnaudited Financial Statements 5.7(a) Intervening Event 7.4(dWARN 5.24(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bWorking Capital Estimate 2.1(b)
Appears in 1 contract
Samples: Stock Purchase Agreement (Avista Capital Partners GP, LLC)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(b280G Approval 7.10 Accounting Firm 2.3(b) Agreement Preamble Award Holder Release Amount 2.3(d)(i) Balance Sheet Date 4.5(a) Buyer Preamble Buyer 401(k) Plan 7.9(d) Buyer Adjustment Amount 2.3(d)(ii) Buyer Officer’s Certificate 9.3 Buyer Plan 7.9(c) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(aBuyer Representations 6.5 Buyer RSU 2.4(a) Closing 2.2 3.1 Closing Consideration Elements 2.2(a) Closing Date 2.2 3.1 COBRA 7.9(f) COBRA Coverage 7.9(f) Company Preamble Company Adverse Recommendation Change 7.4(c401(k) Plan 7.9(d) Company Board Recitals Company Board Recommendation 7.1(dRegistered Intellectual Property 4.12(a) Company Employees 7.15(a) Related Party 4.20 Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Related Party Transactions 4.20 Company RSU Award 3.3(b2.4(a) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(bConfidential Information 7.3(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(aContinuation Period 7.9(a) Continuing Employee 7.9(a) Credit Facility Payoff Amount 2.2(b)(iv) D&O Tail 7.6(b) Debt Financing 5.8(a11.19 Debt Financing Sources 11.19 Estimated Closing Consideration 2.2(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Final Closing Consideration 2.3(c) Term Section FCA 4.3 FLSA Financial Statements 4.5(a) Governmental Consents 4.4(a) Indemnified Parties 7.6(a) Information Security Reviews 4.13(g) Insurance Policies 4.19 IP Licenses 4.12(c) GDPR 4.16 GPL 4.15(gLeased Real Property 4.15(b) Injunction 8.1(cLicenses In 4.12(c) Intervening Event 7.4(dLicenses Out 4.12(c) Joint Venture Interests 4.7(dMaterial Contracts 4.11(a) Lenders 5.8(aNotice of Disagreement 2.3(b) Losses 7.7(aPayment Notice 2.5(a) Maximum Payment Schedule 2.2(a) Payor 3.4 Permits 4.8(b) Post-Closing Representation 7.8 Pre-Closing Representation 7.8 Pre-Closing Steps 7.2 Preliminary Closing Statement 2.2(a) Prior Company Counsel 7.8 Privacy and Data Security Policies 4.13(a) Related Party Termination Agreements 7.16 Repaid Indebtedness Definitions Term Section RWI Costs Definitions Securities Act 6.8 Seller Adjustment Amount 7.7(c2.3(d)(i) Merger 2.1 Merger Consideration 3.1(aSeller/Company Representations 4.25 Seller Pre-Closing Communications 7.8 Shares Recitals Significant Customer 4.14(a) Merger Sub Preamble Money Laundering Laws 4.6(mSignificant Supplier 4.14(b) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kStatement 2.3(a) OFAC 4.6(lSupport Agreements Recitals Termination Date 10.1(b) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(aTrade Approvals 4.9(b) Union 4.12(b4.22(f) Unvested Company RSU 2.4(a) Unvested Time-Based Seller Profits Interest 2.4(b) VDR 6.7(a) Vested Company RSU 2.4(a) Waived 280G Benefits 7.10 WARN 4.22(e)
Appears in 1 contract
Samples: Share Purchase Agreement (PTC Inc.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Index of Terms 2016 Supplemental Information Section Acquirer Expenses 9.3(b4.6 2017 Supplemental Information Section 4.6 280G Shareholder Vote Section 6.10 Adjusted Base Revenue Section 7.1(j) Term Adjustment Escrow Amount Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g2.2(a)(viii) Agreement Preamble Associated Person 4.6(cBalance Sheet Section 4.6 Balance Sheet Date Section 4.6 Buyer Preamble Buyer DC Plan Section 6.9(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(aBuyer Documents Section 5.2 Buyer Guaranteed Obligations Section 11.2 Buyer Marks Section 6.21 Buyer Plans Section 6.9(b) Closing 2.2 Section 2.1 Closing Date 2.2 Section 2.1 Closing Income Tax Return Section 6.13(b) Closing Statement Section 2.6(b) Company Preamble Company Adverse Recommendation Change 7.4(cConfidentiality Agreements Section 4.11(f) Company Board Recitals Documents Section 4.2 Company Board Recommendation 7.1(dOrganizational Documents Section 4.1(b) Company Employees 7.15(aReal Property Section 4.10(b) Company Equity Awards 3.3(cRegistered Intellectual Property Section 4.11(a) Company Indemnified Units Recitals Confidential Information Section 1.1 Confidentiality Agreement Section 6.3 Continuing Employees Section 6.9(a) Contracting Parties 7.7(aSection 10.10 D&O Indemnitees Section 6.6(a) Company Intellectual Development Project Section 4.10(g)(i) Development Property 4.15(aSection 4.10(g)(i) Company Interim Balance Sheet 4.11(bDispute Notice Section 2.6(b) Company Lease 4.22(bDisputed Items Section 2.6(b) Company Employment Agreements Recitals Enforceability Exceptions Section 3.1(b) Estimated Closing Statement Section 2.2(b)(i) Estimated Purchase Price Section 2.2(b)(i) Existing Policy Section 6.6(b) Final Closing Statement Section 2.6(e) Final Purchase Price Section 2.6(f)(ii) Financial Advisors Section 4.20 Financial Statements Section 4.6 15 GS Recitals Guarantee Obligations Section 6.19 Guarantor Preamble Independent Contractor Agreements Recitals Insurance Cap Section 6.6(b) Insurance Policies Section 4.18 IO Audited Financial Statements Section 4.6 IO Unaudited Financial Statements Section 4.6 IO Parent Preamble Leased Facility 4.22(bReal Property Section 4.10(b) Company Material Contract 4.9(aLeases Section 4.10(b) Company Material Contracts 4.9(aSection 4.12(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Negative Adjustment Amount Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m2.6(b) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kParties Section 10.10 Open Source Use Section 4.11(g) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iSection 8.1(a) Overspend Projects Section 1.1 Owned Real Property Section 4.10(a) Ownership Certificate Section 6.16 Paid Time-Off Section 6.9(d) parties Preamble Payoff Amount Section 6.18 Payoff Letter Section 6.18 Positive Adjustment Amount Section 2.6(b) Proposed Final Purchase Price Section 2.6(b) Purchase Price Section 2.2(a) Refinancing Section 2.4 Released Persons Section 10.7(c) Required Consents Section 6.4 Resolution Period Section 2.6(c) Resolved Matters Section 2.6(c) Restrictive Covenant Agreements Recitals Restructuring Recitals Rev. Proc. 2011-29 Election Section 6.13(e) Review Period Section 2.6(b) Sale Section 2.5(a) Schedules Section 3.1 Seller Preamble Seller Documents Section 3.1(b) Seller Licensees Section 6.21 Sellers Preamble Sellers Representative Preamble Sellers Representative Amount Section 2.2(a)(x) Sellers Representative Indemnified Persons Section 2.11(b) Sterling Company Recitals Sterling Company Closing Income Tax Return Section 6.13(c) Sterling Company Shares Recitals Sterling Ownership Certificate Section 6.16 Sterling Parent Preamble Parent Common Stock 3.3(aTail Period Section 6.6(a) Parties Preamble Party Preamble Paying Agent 3.4(aTax Allocation Section 6.13(a) Permits 4.6(bTerminated Affiliate Arrangements Section 6.22 Trademarks Section 1.1 Unresolved Matters Section 2.6(c) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Waived Benefit Section 6.10 WARN Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bSection 4.14(d)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 5.1 Acquirer Parties Preamble Acquirer Related Parties 9.3(d) Acquisition Agreement 7.4(a) Affero GPL 4.15(g7.4(a) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate Articles of Merger 2.3 2.3 Burdensome Condition 7.2(a) Certificates 3.4(a3.4(a) CFPB 7.11 CFPB Litigation 7.11 Closing 2.2 2.2 Closing Date 2.2 2.2 Company Preamble Company 401(k) Plan 7.16(c) Company Adverse Recommendation Change 7.4(c7.4(c) Company Board Recitals Company Board Recommendation 7.1(d7.1(c) Company Employees 7.15(aCompensation Committee 3.3(c) Company Equity Awards 3.3(c3.3(e) Company Indemnified Parties 7.7(a7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(bIntervening Event 7.4(i) Company Lease 4.22(b4.22(b) Term Section Company Leased Facility 4.22(b4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b4.9(a) Company Notice of Recommendation Change 7.4(dIntervening Event 7.4(e) Company Notice of Superior Proposal 7.4(d) Company Performance-Based RSU 3.3(c) Company Plan 4.13(a4.13(a) Company Privacy Policy 4.16 4.16 Company PSU Award 3.3(cRelated Parties 9.3(d) Company Restricted Share 3.3(e) Company RSU Award 3.3(b3.3(c) Company SEC Documents 4.8 Company Securities 4.7(b4.7(b) Company Stock Option 3.3(a3.3(a) Company Stockholder Approval 4.2 4.2 Company Stockholder Meeting 7.1(a7.1(a) Company Stockholders 7.1(a7.1(a) Company Takeover Proposal 7.4(h7.4(i) Company Termination Fee 9.3(b9.3(b) Company Time-Based RCU 3.3(d) Company Time-Based RSU 3.3(b) Company Year-End Balance Sheet 4.11(b) 4.14 Confidentiality Agreement 7.3(b7.3(b) Debt Commitment Letter 5.8(aContinuation Period 7.16(a) Debt Financing 5.8(aContinuing Employees 7.16(a) Dissenting Shares 3.7 Credit Suisse 4.29 Effective Time 2.3 2.3 Environmental Laws 4.17 ERISA Plans 4.13(a) Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g10.10 Fund 3.4(a) Injunction 8.1(c8.1(c) Intervening Event 7.4(dNotice Period 7.4(e) Joint Venture Interests 4.7(dIndependent Accountant 3.1(b) Lenders 5.8(aIRS 4.13(b) Losses 7.7(a7.7(a) Maximum Amount 7.7(c7.7(c) Material Claim or Order 4.5(b) Merger 2.1 2.1 Merger Consideration 3.1(a3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k10.11 Open Source License 4.15(f) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a401(k) Plan 7.16(c) Parties Preamble Term Section Party Preamble Paying Agent 3.4(a3.4(a) PBGC 4.13(e) Permits 4.6(b4.6(b) Personal Information 4.16 PLS 4.24(b) PLS Exit 4.24(b) Post-Closing Plans 7.16(a) Proxy Statement 7.1(a7.1(a) Recommendation Change Notice Period 7.4(dPTO 7.16(d) Representatives 7.4(a7.4(a) Residual Shares 3.3(eResolution Period 3.1(b) XxxxxxxxRights Agent Recitals Sxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 4.8 SDAT 2.3 Superior Company Proposal 7.4(h7.4(i) Superior Proposal Notice Period 7.4(d) Surviving Articles of Incorporation 2.4 Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) 2.1 Surviving Organizational Documents 2.4 Uncertificated Shares 3.4(a) Union 4.12(b3.4(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Ocwen Financial Corp)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b.pdf 12.10 Accounts Payable 2.3(a) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Accounts Receivable 2.1(a) Acquired Real Property 4.12(b) Acquisition Agreement 7.4(aProposal 6.3(a) Affero GPL 4.15(gAdditional Transfer Documents 3.2(a)(v) AFE 6.20 Agreed Amount 11.7(b) Agreement Preamble Associated Person 4.6(cAllocation Schedule 2.7(a) Assigned Contracts 2.1(c) Assignment and Assumption of Lease 3.2(a)(iv) Assumed Shares 3.3(eLiabilities 2.3 Audited Financials 4.6(a) Certificate Benefit Plan 4.14(a) Xxxx of Merger 2.3 Certificates 3.4(aSale, Assignment and Assumption Agreement 3.2(a)(i) Business Recitals Business Intellectual Property 4.11(a) Buyer Preamble Buyer Cap Exclusions 11.4(b) Buyer Indemnified Parties 11.2 Cash Portion 2.5 Claim Notice 11.7(a) Claimed Amount 11.7(a) Closing 2.2 3.1 Closing Cash Payment 2.5(a) Closing Date 3.1 Direct Claim 11.7(a) Direct Claim Notice 11.7(a) Disputed Amounts 11.11(a) Employment Agreement 3.2(a)(xix) Employee Benefit Claims 6.9(b) Employee Claims 6.9(b) Employment Arrangements 6.9(c) Enforceability Limitations 4.3 Eureka Hunter Financial Statements 5.8 Eureka Hunter Holdings Units 2.5 Excluded Assets 2.2 Company Preamble Company Adverse Recommendation Change 7.4(cExcluded Contracts 2.2(d) Company Board Recitals Company Board Recommendation 7.1(dExcluded Liabilities 2.4 Final Determination 11.8(a) Company Employees 7.15(aFinancial Statements 4.6(a) Company Equity Awards 3.3(cHoldback Amount 2.5(a) Company Holdback Period 2.5(b) Indebtedness Amount 2.6 Indemnification Dispute 11.7(c) Indemnified Parties 7.7(aParty 11.6(a) Company Indemnifying Party 11.6(a) Independent Accountants 2.7(b) Insurance Policies 4.16 Term Section Intellectual Property 4.15(aAssignment 3.2(a)(ii) Company Interim Balance Sheet 4.11(bCapital Expenditures 6.20 Inventory 2.1(b) Company IP Licenses 4.11(c) Leased Real Property 4.12(b) Lease 4.22(b4.12(b) Company Leased Facility 4.22(bLicensed Intellectual Property 4.11(a) Company Material Contract 4.9(a) Company Lien Holder 2.6 Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(bCustomers 4.10(a) Company Notice of Recommendation Change 7.4(dMaterial Suppliers 4.10(b) Company Plan 4.13(aMembership Interest Assignment Agreement 3.2(a)(xvii) Company Privacy Policy 4.16 Company PSU Award 3.3(cNoncompete Agreements 3.2(a)(xvi) Company RSU Award 3.3(bOwned Intellectual Property 4.11(a) Company SEC Documents 4.8 Company Securities 4.7(bOwned Real Property 4.12(a) Company Stock Option 3.3(aPost-Closing Collection Amounts 6.7(b) Company Stockholder Approval 4.2 Company Stockholder Meeting Prorated Charges 6.12 Purchased Assets 2.1 Purchase Price 2.5 Required Consents 4.4 Response 11.7(b) Restricted Period 7.1(a) Company Stockholders Restricted Territory 7.1(a) Company Takeover Proposal 7.4(hRestrictive Covenants 7.2 Schedule Supplement 6.14(b) Company Termination Fee 9.3(bSpecial Damages 11.5 Special Warranty Deed 3.2(a)(iii) Company Tangible Personal Property 2.1(d) Third Party Claim 11.6(a) Third Party Claim Notice 11.6(a) Transferred Employees 6.9(a) Transition Services Agreement 3.2(a)(vi) TranStar 2.1(n) TransTex Preamble TransTex Cap Exclusions 11.4(a) TransTex Consents 4.4 TransTex Indemnified Parties 11.3 Workers’ Compensation Claims 6.9(b) Unaudited Annual Financial Statements 4.6(a) Union 4.15(b) Year-End Balance Sheet 4.11(b4.6(a) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) NonYear-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bEnd Financial Statements 4.6(a)
Appears in 1 contract
Samples: Asset Purchase Agreement (Magnum Hunter Resources Corp)
Other Capitalized Terms. The For all purposes of and under this agreement, the following terms capitalized term shall have the respective meanings specified ascribed thereto in the indicated section of this AgreementAgreement set forth opposite each such capitalized term below: Capitalized Term Section Acquirer 401(k) Fees 2.23(q) 401(k) Plan 5.20 Acquisition Proposal 4.2(a) Action of Divestiture 5.4(a) Agent Indemnification Expenses 9.3(b7.4(k)(vii) Agent Interpleader Expenses 7.4(k)(vi) Aggregate Cash Component of the Preferred Preference 1.6(a)(i) Aggregate Consideration Amount 1.6(a)(i) Capitalized Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAggregate Stock Component of the Preferred Preference 1.6(a)(i) Affero GPL 4.15(gAgreed-Upon Loss 7.4(i)(v) Agreement Preamble Associated Person 4.6(cAssumed Liabilities 1.6(i)(i) Assumed Shares 3.3(eBalance Sheet Date 2.7 Basket Amount 7.4(b)(i) Business Day 1.6(a)(i) Cash Component of the Common Stock Consideration 1.6(a)(i) Cash Component of the Series A Preference 1.6(a)(i) Cash Component of the Series B Preference 1.6(a)(i) Certificate of Incorporation 2.1(a) Certificate of Merger 2.3 Certificates 3.4(a1.2 CFRA 2.23(a) Charter Documents 2.1(a) Closing 2.2 1.2 Closing Assumed Liability Differential 1.6(i)(i) Closing Date 2.2 1.2 Closing Financials 2.7 Closing Interim Financials 2.7 Closing Statement of Assumed Liabilities 1.6(i)(i) Closing Year-End Financials 2.7 COBRA 2.23(a) Common Stock Consideration 1.6(a)(i) Company Preamble Company Adverse Recommendation Change 7.4(cAssumed Liabilities Report 1.6(i)(ii) Company Board Recitals Authorizations 2.18 Company Board Recommendation 7.1(dCapital Stock 1.6(a)(i) Company Employees 7.15(aCommon Stock 1.6(a)(i) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(aEmployee Plan 2.23(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b2.15(a) Company Material Contract 4.9(aAdverse Effect 1.6(a)(i) Company Material Contracts 4.9(aNote Shares 1.6(a)(i) Company Material Employment Arrangement 4.9(bOptions 1.6(a)(i) Company Notice of Recommendation Change 7.4(dPreferred Stock 1.6(a)(i) Company Plan 4.13(aProduct 2.15(a) Company Privacy Policy 4.16 Company PSU Award 3.3(cRegistered Intellectual Property 2.15(b) Company RSU Award 3.3(bSeries A Preferred Stock 1.6(a)(i) Company SEC Documents 4.8 Company Securities 4.7(bSeries B Preferred Stock 1.6(a)(i) Company Stock Option 3.3(aCertificates 1.8(c) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(aUnvested Common Stock 1.6(a)(i) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Vested Common Stock 3.3(a1.6(a)(i) Parties Preamble Party Preamble Paying Agent 3.4(aConflict 2.5 Continuing Employee 1.6(a)(i) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bContract 1.6(a)(i)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bAccounting Firm Section 2.3(b) Agreement Preamble Allocation Section 2.5 Allocation Dispute Section 2.5 Balance Sheet Date Section 5.8(a) Base Purchase Price Section 2.2(a) Buyer Preamble Buyer Indemnified Parties Section 9.2 Buyer Released Parties Section 7.5(a) Buyer Releasing Parties Section 7.5(b) Cap Section 9.4(a) Closing Date Section 3.1 Closing Statement Section 2.3(a) Company Preamble Company Financial Statements Section 5.8(a) Company Licenses Section 5.19(c) Continuing Employee Section 7.6(a) Deficit Section 2.3(d)(ii) Direct Claim Section 9.7 Distribution Rights Section 5.13(a)(i) Estimated Closing Cash Section 2.2(b) Estimated Closing Indebtedness Section 2.2(b) Estimated Closing Net Working Capital Section 2.2(a) Estimated Purchase Price Section 2.2(a) Expiration Date Section 9.1 Exploit Section 5.13(a)(ii) Exploitation Section 5.13(a)(ii) Exploitation Rights Section 5.13(a)(iii) Final Closing Cash Section 2.3(d) Final Closing Indebtedness Section 2.3(d) Final Closing Net Working Capital Section 2.3(d) Guild Section 5.13(a)(iv) Hemisphere Recitals Holdings LLC Recitals Indemnified Party Section 9.6(a) Indemnifying Party Section 9.6(a) Insurance Policies Section 5.18 Landlord Section 7.4 Lease Section 5.15(a) Leased Property Section 5.15(a) Lease Guaranty Section 7.4 Leases Section 5.15(a) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(aSection 5.11(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Service Agreements Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c5.11(a)(xiii) Merger 2.1 Recitals Merger Consideration 3.1(a) Agreement Recitals Merger Sub Preamble Money Laundering Laws 4.6(m1 Recitals Merger Sub 2 Recitals Mini-Basket Section 9.4(a) Non-Recourse Party 10.11 Assignable Contract Section 7.12(b)(i) Non-U.S. Company Plan 4.13(kParty Affiliates Section 11.12 Objections Statement Section 2.3(b) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iSection 10.1(b)(iii) Owned Programs Section 5.13(a)(v) Parent Preamble Parent Common Stock 3.3(aRecitals Participation Section 5.13(a)(vi) Parties Preamble Performing Rights Organization Section 5.13(f)(iii) Post-Closing Claim Section 7.11 Pre-Closing Claim Section 7.11 Pre-Closing Statement Section 2.2(b) Pre-Closing Taxes Section 8.2(a)(i) Premium Content Section 7.7 Purchase Price Section 2.2(a) Purchase Price Dispute Section 2.3(b) Radio Stations Company Recitals Radio Stations Purchase Agreement Recitals Reimbursement Section 9.8(a) Release Date Section 9.1 Residual Section 5.13(a)(vii) Restricted Period Section 7.2(a) Restrictive Covenant Section 7.2(c) ROFO Offer Section 7.7(c) ROFO Project Section 7.7(a) Seller Preamble Seller Guarantor Preamble Seller Indemnified Parties Section 9.3 Seller Prepared Returns Section 8.1(a) Seller Released Parties Section 7.5(b) Seller Releasing Parties Section 7.5(a) Straddle Period Section 8.5 Submission Materials Section 7.7(b) Submission Period Section 7.7(a) Surplus Section 2.3(d)(i) Tangible Materials Section 5.13(a)(viii) Tax Contest Section 8.4(a) Third Party Preamble Paying Agent 3.4(aClaim Section 9.6(a) Permits 4.6(bThreshold Amount Section 9.4(a) Personal Information 4.16 Proxy Statement 7.1(aTop Licensed Program Section 5.13(b)(ii) Recommendation Change Notice Period 7.4(dTotal Consideration Section 2.1 Trade Secrets Section 1.1 Underlying Material Section 5.13(a)(ix) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)Units Recitals
Appears in 1 contract
Samples: Membership Interest Purchase Agreement (Hemisphere Media Group, Inc.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bActual Royalty Payments 2.12(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Affiliate Arrangements 5.19 Agreement Preamble Associated Person 4.6(cAllocation Schedule 2.13 Anti-discrimination Laws 5.17(e) Assumed Shares 3.3(eAssumption Conditions 2.10(b) Audited Financial Statements 5.5(a) Buyer 1 Preamble Buyer 2 Preamble Buyer-Related Party 2.10(a) Buyers Preamble Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c401(k) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(aPlan 7.9(b) Company Intellectual Property 4.15(a5.18(a) Company Interim Balance Sheet 4.11(bConveyance Taxes 7.3(e) Company Lease 4.22(bDeemed Royalty Payments 1.1 Downward Adjustment Amount 2.9(d) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Date Preamble Effective Time 2.3 Enforceability Exceptions 4.3 Escrow Account 3.2(c) Estimated Closing Statement 2.8 Estimated Company Cash 2.8 Estimated Company Expenses 10.10 Term Section FCA 4.3 2.8 Estimated Company Indebtedness 2.8 Estimated Working Capital 2.8 Excess Claim Amount 2.10(i) Exploit 1.1 Final Closing Statement 2.9(a) Final Company Cash 2.9(a) Final Company Expenses 2.9(a) Final Company Indebtedness 2.9(a) Final Working Capital 2.9(a) Financial Statements 5.5(a) FLSA 4.12(c5.17(a) GDPR 4.16 GPL 4.15(gFunds Flow 2.6 Government Antitrust Entity 7.6(d)(i) Injunction 8.1(cHarassment Policies 5.17(f) Intervening Event 7.4(dInterim Financial Statements 5.5(a) Joint Venture Interests 4.7(dInterim Period 7.5(a) Lenders 5.8(aLatest Balance Sheet Date 5.5(a) Losses 7.7(aLease 5.25(b) Maximum Amount 7.7(cLeases 5.25(b) Material Contracts 5.13(a) Merger 2.1 Merger Consideration 3.1(a) Recitals Merger Sub Preamble Money Laundering Laws 4.6(mNotice of Disagreement 2.9(b) NonOutstanding Claims Amount 2.10(i) Outstanding Claims Notice 2.10(i) Patents 1.1 Pinnacle Pay-Recourse Party 10.11 NonOff Letters 3.1(e) Pre-U.S. Company Plan 4.13(kClosing Flow-Through Returns 7.3(a)(i) OFAC 4.6(lPrivileged Communications 12.8(b) Offering Documents 7.11(cR&W Insurance Policy 7.7 Registrations 1.1 Releasees 2.12(c) Orders 4.2 Outside Date 9.1(b)(iReleasors 2.12(c) Parent Preamble Parent Common Stock 3.3(aRemaining Album 2.11(a) Parties Preamble Party Preamble Paying Agent 3.4(aRemaining [***] Escrow Amount 2.11(a)(iii) Permits 4.6(bReserve 7.12 Retained Firm 12.8(a) Personal Information 4.16 Proxy Statement 7.1(aSecurities Recitals Securities Law Permitted Encumbrances 1.1 Sellers Consent Claim 2.10(a) Recommendation Change Notice Specific Reserve 7.12 Straddle Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) XxxxxxxxFlow-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hThrough Returns 7.3(a)(ii) Surviving Corporation Company 2.1 Tax Sharing Agreements 4.11(iTermination Date 9.1(b) Uncertificated Shares 3.4(a) Union 4.12(b)Trade Secrets 1.1 Trademarks 1.1
Appears in 1 contract
Samples: Agreement and Plan of Merger (Warner Music Group Corp.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b14C Information Statement 7.1(e) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAction 10.7(d) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Class A Warrants 4.7(a) Class B Warrants 4.7(a) Closing 2.2 Closing Date 2.2 Commitment Letters 5.8(a) Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c3.3(d) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(bIP Licenses 4.9(a)(ix) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan Plans 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Software 4.15(d) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Warrants 4.7(a) Company Year-End Balance Sheet 4.11(b1.1(b) Confidentiality Agreement 7.3(b) Customer Information 4.16 Debt Commitment Letter Letters 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Equity Commitment Letters 5.8(b) Term Section Equity Financing 5.8(a) Equity Financing Sources 5.8(a) Expenses 10.10 Term Section Financing 5.8(a) FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g4.15(d) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders Investment Agreements 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a3.1(a)(i) Merger Sub Preamble Money Laundering Laws 4.6(m4.6(h) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l4.6(g) Offering Documents 7.11(c7.11(d) Orders Option Consideration 3.3(a) Order 4.2 Outside Date 9.1(b)(i) Owned Software 4.15(d) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Refinancing 5.8(a) Representatives 7.4(a) Residual Shares 3.3(eRSUs 3.3(c) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Charter 2.4 Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iSurviving Organizational Documents 2.4 Temasek Investment Agreement 5.8(a) Union 4.12(b) Uncertificated Shares 3.4(a) Union 4.12(bVoting Agreement Recitals Warrant Consideration 3.1(a)(ii)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(bAccounting Firm 8.4(b) Affiliate Payments 5.25(j) Affiliate Payments Amount 2.2(b) Aggregate Funded PRC IIT Amount 8.4(d) Agreement Preamble Audited Balance Sheet 5.8(a) Audited Financial Statements 5.8(a) Buyer Preamble Buyer Disclosure Letter VI Buyer Indemnified Parties 9.2 Cap 9.4(a) China Stamp Duty 8.8 Closing 3.1 Closing Date 3.1 Closing Statement 2.2(b) Company Preamble Company Intellectual Property 5.14(a) Term Section Acquirer Company Licenses 5.22 Company Released Claims 7.5(b) Contest 8.3(a) Escrow Account 2.3 Escrow Amount 2.2(a) Expiration Date 9.1 Financial Statements 5.8(a) Funded PRC IIT Amount 8.4(d) HK Stamp Duty 8.7(a) Indemnified D&O Parties 7.8 Indemnified Party 9.6(a) Indemnifying Party 9.6(a) Initial Release Unpaid Claims Amount 9.9(a) Interim Financial Statements 5.8(a) Latest Balance Sheet 5.8(a) Lease 5.15(b) Leased Property 5.15(b) Leases 5.15(b) Licensed Intellectual Property 5.14(a) Lockbox Indebtedness 5.8(b) Material Adverse Effect 5.1 Acquirer Parties Contracts 5.12(a) MKHL 7.2(a)(i) Multiemployer Plan 5.18(c) New Employment Agreements Recitals Non-Party Affiliates 10.16 Non-Solicitation Agreement Recitals OFAC 5.20(d) Options Payment Amount 2.2(a) Owned Intellectual Property 5.14(a) Owner Letter Agreement Recitals Personal Information 5.14(d) PRC IIT Matter 8.1(a) PRC Withholding Tax Escrow Account 2.5(b) PRC Withholding Tax Escrow Amount 2.5(b) PRC Withholding Taxes 2.5(a) Pre-Lockbox Tax Periods 8.4(a) Pre-Lockbox Taxes 8.1(a) Purchase Price 2.2(a) Related Party 5.23 Release Date 9.1 Release Event 2.5(c)(iii) Released Claims 7.5(b) Remaining Release Unpaid Claims Amount 9.9(b) Restrictive Covenants 7.2(d) Seller Preamble Acquisition Agreement 7.4(aTerm Section Seller Disclosure Letter IV Seller HK Stamp Duty Withheld Amount 2.2(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Seller Indemnified Parties 7.7(a9.3 Seller Released Claims 7.5(a) Company Intellectual Property 4.15(aSettled PRC IIT Amount 8.4(d) Company Interim Balance Sheet 4.11(bShares Recitals SHL Preamble Straddle Period 8.5 Tax Indemnified Buyer Parties 8.1(a) Company Lease 4.22(bThird Party Claim 9.6(a) Company Leased Facility 4.22(bThreshold Amount 9.4(a) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter Unaudited Financial Statements 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)
Appears in 1 contract
Samples: Share Purchase Agreement (Michael Kors Holdings LTD)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b2011 Audited Financial Statements 8.10 2011 Bonus Plan 7.10(c) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAccounting Firm 2.3(b) Agreement Preamble Associated Person 4.6(cBasket Amount 11.3(c) Assumed Shares 3.3(eBuyer Preamble Buyer Adjustment Amount 2.3(c) Certificate of Merger 2.3 Certificates 3.4(aBuyer Indemnitee 11.2(a) Claims Notice 11.4(b) Closing 2.2 3.1 closing agreement 5.12(l)(ii) Closing Date 2.2 3.1 COBRA 5.14(d) Company Preamble Company Adverse Recommendation Change 7.4(cPlans 5.14(a) Company Board Recitals Subsidiaries 5.3 Company Board Recommendation 7.1(dSubsidiary 5.3 Confidentiality Agreement 7.2(b) Cut-Off Date 11.1(a) DeMinimis Losses 11.3(b) Equitable Exceptions 4.2 Escrow Agent 7.11 Escrow Agreement 7.11 Estimated Assumed Indebtedness Amount 2.1(c) Estimated Company Employees 7.15(aExpenses 2.1(c) Company Equity Awards 3.3(cEstimated Purchase Price 2.1(a) Company Indemnified Parties 7.7(aFinal Assumed Indebtedness 2.3(c) Company Final Purchase Price 2.1(a)(iii)(D) Final Working Capital 2.3(c) First Meeting 12.13 Foreign Plan 5.14(a) Indemnitee 11.2(b) Indemnitees 11.2(b) Indemnity Escrow Account 2.2(c) Indemnity Escrow Amount 2.2(b) Information 7.2(b) Insurance Policies 5.16 Inventions 5.8(g) IP License 5.8(a) Leases 5.17 Losses 11.2(a) Material Contracts 5.10 Multiemployer Plan 5.14(b) Notice of Disagreement 2.3(b) Xxxx, Xxxxx 7.9 Permits 5.13 proceedings 5.12(d) Real Property 5.17 Registered Owned Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(aReserved Amount 11.10(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Restrictive Covenant Agreement 7.12 Securities Act 6.9 Term Section FCA 4.3 FLSA 4.12(cSeller Preamble Seller Adjustment Amount 2.3(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bSeller Indemnitee 11.2(b)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer 2011 Audited Financial Statements 5.7(a) Accounting Firm 2.3(d) Action 6.9 Acquisition Proposal 7.8(b) Agreement Preamble Antitrust Law 7.3(b) Audited Financial Statements 5.7(a) Business Recitals Buyer Preamble Buyer Common Stock 2.1(c) Buyer Expenses 9.3(b9.2(c) Buyer Financial Statements 6.6(a) Buyer Indemnitee 10.2(a) Buyer Objection 11.1(b) Buyer Stockholder Approval 6.3 Buyer Termination Fee 9.2(a) Buyer Triggering Action 7.12(c) Cap 10.3(a) Claims Notice 10.4(b) Closing 3.1 Closing Date 3.1 Closing Date Common Stock Cash Consideration 2.1(c) Commitment Letter 6.11 Common Shares Recitals Company Preamble Company Benefit Plans 5.23(a) Company Representations 10.1 Company Subsidiary 5.3 Competing Business 7.10(b) Confidentiality Agreement 7.2(b) Cut-Off Date 10.1 Deductible Amount 10.3(b) DOJ 7.3(b) EC 7.3(b) Employees 5.24(a) Financial Covenant Conditions 7.15(c) FASB 5.22(c) FDA 5.13(a) FDCA 5.13(f) FIN 48 5.21(d) Term Section Acquirer Final Working Capital 2.3(e) Financial Statements 5.7(a) Financing 6.11 FTC 7.3(b) Holdings 5.2(a) Indemnitee 10.2(b) Indemnitee Parties 10.3(d) Initial Termination Date 9.1(b) Insurance Policies 5.15 Intellectual Property Rights 5.26(b) IP License 5.26(a) Leased Real Property 5.20(b) Leases 5.20(b) Losses 10.2(a) Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aContracts 5.10(a) Affero GPL 4.15(gMedical Device 5.13(f) Agreement Preamble Associated Person 4.6(cNotice of Disagreement 2.3(b) Assumed Shares 3.3(eOpCo 5.2(a) Certificate of Merger 2.3 Certificates 3.4(aOwned Property Leases 5.20(a)(ii) Closing 2.2 Owned Real Property 5.20(a)(i) Partner 5.13(b) Per Common Share Closing Date 2.2 Company Cash Consideration 2.1(c) Per Preferred Share Cash Consideration 2.1(c) Per Share Buyer Stock Consideration 2.1(c) Permits 5.12 Post-Closing Covered Tax Returns 11.1(a) Pre-Closing Covered Tax Returns 11.1(a) Preferred Shares Recitals Preferred Stock Consideration 2.1(c) Prior Year Audited Financial Statements 5.7(a) Proceeding 5.13(i) Programs 5.13(i) Property Taxes 11.2 Proxy Statement 7.12(a) Rights Plan 6.14 Seller Indemnitee 10.2(b) Seller Objection 11.1(c) Seller Representations 10.1 Sellers Preamble Company Adverse Recommendation Change 7.4(cSellers’ Expenses 9.2(b) Company Board Sellers’ Representative Preamble Shares Recitals Company Board Recommendation 7.1(dSpecial Meeting 7.12(a) Company Employees 7.15(aStatement 2.3(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(cStockholders Agreement Recitals Substitute Financing 7.15(b) GDPR 4.16 GPL 4.15(gTax Claim 11.4 Tax Refund 11.8 Termination Date 9.1(b) Injunction 8.1(cUnaudited Financial Statements 5.7(a) Intervening Event 7.4(dWARN 5.24(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bWorking Capital Estimate 2.1(b)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b2007 Audit 7.24 Accounting Firm 2.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Accredited Investor 6.13 Aggregate Option Consideration 2.4 Agreement Preamble Associated Person 4.6(cAlternative Financing 7.22(a) Assumed Shares 3.3(eBasket Amount 11.3(b) Certificate of Merger 2.3 Certificates 3.4(aBuyer Preamble Buyer Adjustment Amount 2.3(c) Buyer Indemnitee 11.2(a) Buyer Stockholder Approval 7.14(a) Cap 11.3(a) Cash Equity 6.9(b) Claims Notice 11.4(b) Closing 2.2 3.1 Closing Date 2.2 3.1 COBRA 5.17(j) Commitment Letters 6.9(b) Company Preamble Company Adverse Recommendation Change 7.4(cAccreditation 5.16(e) Company Board Recitals Company Board Recommendation 7.1(dAccreditations 5.16(e) Company Employees 7.15(aBenefit Plans 5.17(a) Company Equity Awards 3.3(cCovenants 11.2(a) Company Expenses 13.1 Company Health Care License 5.16(j) Company Health Care Licenses 5.16(j) Company Indemnified Parties 7.7(a7.13(a) Company Intellectual Property 4.15(aReimbursement Approval 5.16(f) Company Interim Balance Sheet 4.11(bReimbursement Approvals 5.16(f) Term Section Company Lease 4.22(b) Representations 11.1 Company Leased Facility 4.22(b) Subsidiaries 5.3 Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Subsidiary 5.3 Confidentiality Agreement 7.3(b7.2(b) Covered Entities 5.16(i)(i) Cut-Off Date 11.1 Debt Commitment Letter 5.8(a6.9(a) Debt Financing 6.9(a) Definitive Proxy Statement 7.14(b) DeMinimis Losses 11.3(b) DGCL 6.4 Employees 5.23(a) Employment Agreements Recitals Equity Commitment Letter 6.9(b) Equity Investor 6.9(b) Estimated Assumed Indebtedness Amount 2.1(c) Estimated Company Indebtedness Amount 2.1(c) Estimated Purchase Price 2.1(a) Evaluation Material 7.2(b) Evaluation Materials 7.2(b) Federal Privacy Regulations 5.16(i) Federal Security Regulations 5.16(i) Final Assumed Indebtedness 2.3(c) Final Purchase Price Other Final Working Capital 2.3(c) Financing 6.9(b) General Release 7.18 Health Care Audits 5.16(g) Health Care Licenses 5.16(j) Health Care Surveys 5.16(g) HIPAA Requirements 5.16(i) Indemnitee 11.2(b) Indemnitees 11.2(b) Insurance Policies 5.19 Intellectual Property Rights 5.8(b) IP License 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(cLeased Real Property 5.20(b) GDPR 4.16 GPL 4.15(gLeases 5.20(b) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(aLender 6.9(a) Losses 7.7(a11.2(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(mMaterial Contracts 5.10(a) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kContributing Seller 11.3(c) OFAC 4.6(lNotice of Disagreement 2.3(b) Offering Documents 7.11(cOwned Property Leases 5.20(a)(ii) Orders 4.2 Outside Date 9.1(b)(iOwned Real Property 5.20(a)(i) Parent Preamble Parent Common Stock 3.3(aTerm Section Pxxx Xxxxx 3.1 Pxxxxx Xxxxxxxx 7.10(b) Parties Preamble Party Preamble Paying Agent 3.4(aPer Share Price 2.1(b) Permits 4.6(b5.13 Post-Signing Returns 7.21(a) Personal Information 4.16 Preliminary Proxy Statement 7.1(a7.14(a) Recommendation Change Notice Period 7.4(dPress Release 7.15 Program Agreements 5.14(a) Representatives 7.4(aPrograms 5.14(a) Residual Seller Preamble Seller Adjustment Amount 2.3(c) Seller Covenant 11.2(a) Seller Indemnitee 11.2(b) Seller Representations 11.1 Sellers Preamble Sellers’ Representative Preamble Shares 3.3(eRecitals Special Adjustment Exhibit B Special Meeting 7.14(a) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hSpecified Covenants 11.1 Specified Representations 11.1 Statement 2.3(a) Surviving Corporation 2.1 Straddle Returns 12.2(c) Tax Sharing Agreements 4.11(iIndemnified Seller Parties 12.1(c) Uncertificated Shares 3.4(aThird Party Payor Contracts 5.14(b) Union 4.12(bThird Party Payors 5.14(b) Trust Account 6.8 Trust Agreement 6.8 Trust Fund 6.8 Trustee 6.8 WARN 5.17(h) Withholding Amounts 2.4 Working Capital Estimate 2.1(c)
Appears in 1 contract
Samples: Stock Purchase Agreement (MBF Healthcare Acquisition Corp.)
Other Capitalized Terms. The following capitalized terms shall have the meanings specified are defined in the indicated section following Sections of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing ASC Preamble ASC-Level Financings 1.1 Assignments 7.6 Base Balance Sheet 1.1 Base Balance Sheet Date 2.2 1.1 Buyer Preamble Capital Program 3.7 Company Preamble Company Adverse Recommendation Change 7.4(cPlans 3.15(a) Company Board Recitals Company Board Recommendation 7.1(dSubject Matter 9.3 Contest 11.5(b) Company CPA-Determined Differences 2.3(e)(ii) CPA Firm 2.3(e)(ii) Current Plan Year 5.2(b) Differences 2.3(d)(ii) Disagreement Notice 2.3d Employees 7.15(a5.1 Enforceability Exceptions 3.4 Estimated Working Capital Amount 2.3(a) Company Equity Awards 3.3(cFCC 3.6 Final Adjustment Certificate 2.3(c) Company Indemnified Parties 7.7(aFinal Working Capital Amount 2.3(c) Company GSRP 1.1 Indemnifiable Losses 10.2 Insurance Policies 3.11(a) Intellectual Property 4.15(a1.1 Interim Financial Statements 1.1 Interim Period 11.1(a) Company Interim Balance Sheet 4.11(bKIC 9.12 KIC Interest 9.12 Leased Real Property 3.16(a) Company Lease 4.22(bNonqualified Deferred Compensation Plan 3.15(j) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iOther ASC Resorts 5.1 Owned Real Property 3.16(a) Parent Preamble Parent Common Stock 3.3(aPlans 3.15(a) Parties Pre-Closing Periods 11.1(a) Purchase Price 2.1 Purchasers Preamble Party Preamble Paying Agent 3.4(aPurchaser Indemnitees 10.2 Purchaser Trade Names 9.6(b) Permits 4.6(bReal Property 3.16(a) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(dReal Property Leases 3.16(a) Representatives 7.4(a9.3 Term Section Resolved Objections 2.3(e)(i) Residual Shares 3.3(eResort 1.1 Review Period 2.3(d) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hSEC 9.4(e) Surviving Corporation 2.1 Section 338(h)(10) Election 11.7(a) Seller Indemnitees 10.3 Seller LCs 8.6 Sellers Preamble Seller Trade Names 9.6(a) Software 1.1 Stock Preamble Straddle Contest 11.5c Surveyor Certificate 3.16(f) Tax Sharing Agreements 4.11(iIndemnifying Party 11.1(a) Uncertificated Shares 3.4(aTax Notice 11.5(a) Union 4.12(b)US Forest Service Permit 3.16(c) USFS 3.6 WPA Stockholder’s Agreement 9.12
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(bAccess and Assistance Limitations 6.2(a) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Accounting Firm 2.8 (c) Accredited Investor 5.8 Acquisition Agreement 7.4(aProposal 6.6 Additional Consideration Payment 2.8 (g)(i) Affero GPL 4.15(gAdministrative Costs 10.19 (a) Aggregate Closing Date Consideration Estimate 2.8(a) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(eBusiness IP 4.8 (b) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing 3.1 Closing Date 2.2 3.1 Company Preamble Company Adverse Recommendation Change 7.4(cBoard Preamble Company Officer’s Certificate 7.4 Company Plans 4.14 (a) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(bSubsidiary 4.3 (a) Confidentiality Agreement 7.3(b6.2 (b) Debt Commitment Consent and Agreemen Preamble Consideration Elements 2.8(a) D&O Tail Policy 6.5 (b) Data Policies 4.23 (e) Data Room 1.3 (t) Disclosure Letter 5.8(a39 Dollars 1.3 (c) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c2.2 Equitable Exceptions 4.4 (a) GDPR 4.16 GPL 4.15(gFinal Aggregate Closing Date Consideration 2.8 (f) Injunction 8.1(cFIRPTA Certificates 6.9 Guarantor Preamble Indemnified Earnout Defense Costs 2.12 Indemnifying Person 6.16(b) Intervening Event 7.4(dInformation Security Reviews 4.23 (e) Joint Venture Interests 4.7(dInsurance Policies 4.17 Intended Tax Treatment 6.11(e) Lenders 5.8(aIT Assets 4.8 (f) Leased Property 4.19 Leases 4.14 Letter of Transmittal 2.9 (a) Losses 7.7(a) Maximum Amount 7.7(c) 6.16 Managing Members Preamble Material Contract 4.10 Material Contracts 4.10 Merger 2.1 Merger Consideration 3.1(a) Preamble Merger Sub Preamble Money Laundering Laws 4.6(mMultiemployer Plan 4.14 (a) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(iNotice of Disagreement 2.8 (c) Parent Preamble Parent Common Stock 3.3(aAdjustment Amount 2.8 (g) (ii) Parent Escrow Portion 6.16 Parent Indemnified Person 6.16 Parent Indemnified Persons 6.16 Parent Officer’s Certificate 8.3 Parent Parties Preamble Party Preamble Paying Agent 3.4(aPass-Through Tax Contest 6.11 (c) (ii) Xxxx, Xxxxx 3.1 Payoff Letters 3.2 (x) Permits 4.6(b4.13 Post-Closing Payments 2.6 (a) Personal Information 4.16 Proxy (i) Preliminary Closing Statement 7.1(a2.8(a) Recommendation Change Notice Period 7.4(dPrivacy Agreements 4.23 (e) Representatives 7.4(aPrivacy Consents 4.23 (e) Residual Shares 3.3(eRemaining Funds 10.19(c) Xxxxxxxx-Xxxxx Restrictive Covenant Agreements Preamble Securities Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h5.8 Seller Representative Preamble Statement 2.8 (b) Submissions 4.23 (h) Surviving Corporation 2.1 Company Preamble Tax Sharing Agreements 4.11(iAccounting Firm 6.11(b) Uncertificated Shares 3.4(aTax Contest 6.11 (c) Union 4.12(b)(i) Termination Date 9.1 Waived 280G Benefits 6.14 Warrant Cancellation Agreement Preamble
Appears in 1 contract
Other Capitalized Terms. The For all purposes of and under this Agreement, the following terms capitalized term shall have the respective meanings specified ascribed thereto in the indicated section of this AgreementAgreement set forth opposite each such capitalized term below: Term Capitalized Terms Section Acquirer 280G Shareholder Approval 6.18 401(k) Plan 6.17 Acquisition Proposal 5.2(a) Action of Divestiture 6.4(a) Agent Indemnification Expenses 9.3(b8.4(j)(vii) Term FOIA confidential treatment requested: [***] indicates that certain information contained herein has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to such omitted portions. Capitalized Terms Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAgent Interpleader Expenses 8.4(j)(vi) Affero GPL 4.15(gAgreed-Upon Loss 8.4(h)(v) Agreement Preamble Associated Person 4.6(cAssumed Assets 2.6(h)(i)(A) Assumed Shares 3.3(eLiabilities 2.6(h)(i)(B) Basket Amount 8.4(c)(i) California Law 2.7(a) Cadence Agreement 1.1(oo) Cashed-Out Company Optionholder Company Employment Taxes 2.6(h)(i) Cashed-Out Company Optionholder Parent Employment Taxes 2.6(h)(i) Cashed-Out Company Optionholders 2.6(b) Cause 6.23(e) Certificate of Merger 2.3 Certificates 3.4(a) 2.2 Closing 2.2 Closing Date 2.2 Closing Merger Consideration 2.6(a)(iii) Closing Statement of Assumed Assets 2.6(h)(i) Closing Statement of Assumed Liabilities 2.6(h)(i) Common Stockholders 2.13 Company Preamble Company Adverse Recommendation Change 7.4(cAssumed Assets and Liabilities Report 2.6(h)(ii) Company Board Recitals Company Board Recommendation 7.1(dCertificates 2.8(c) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Registered Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b3.9(ee) Confidentiality Agreement 7.3(b3.35 Continuing Employees 6.12(b) Debt Commitment Letter 5.8(aCovered Parties 6.22(a) Debt Financing 5.8(a[***] 8.2(a) D&O Policy 6.22(b) Data Site 3.14(b) Delaware Law 2.1 Disclosure Schedule Article III Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bShare Payments 2.7(c)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Spreadtrum Communications Inc)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(bAccounting Firm 6.7(e) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAgreements 4.17(e) Affero GPL 4.15(g) Act 2.1 Affiliate Contract 4.19 Agreement Preamble Associated Person 4.6(cAmended LLC Agreement 2.5(b) Assumed Shares 3.3(eAudited Financial Statements 4.8(a) Base Cash Merger Consideration 2.3(a) Base Prospectus 6.13(a)(i) Basket Amount 10.3(b) Cash Merger Consideration 2.3(a) Certificate of Merger 2.3 Certificates 3.4(a2.2 Claims Notice 10.4(a)(i) Closing 2.2 3.1(a) Closing Date 2.2 Cash Merger Consideration 2.3(a) Closing Determination 3.1(b) Closing Stock Merger Consideration 2.3(b) Company Preamble Company Adverse Recommendation Change 7.4(cClosing Documents 4.4 Company Expenses 11.1 Company Permits 4.13(a) Company Board Recitals Company Board Recommendation 7.1(dCompany’s Interim Financial Statements 6.15 Confidential Information 6.3(b) Company Employees 7.15(aCurrent Issuers 6.9 Effective Time 2.2 Escrow Agent 2.11(a) Company Equity Awards 3.3(cEscrow Agreement 6.18 Exchange Agent Agreement 2.6(a)(ix) Company Indemnified Parties 7.7(aExcluded Units 2.4(b) Company Final Allocation 2.14 Final Cash Merger Consideration 2.8(d) Final Closing Working Capital 2.8(d) Final Credit Facility Payoff Amount 2.8(d) Financial Statements 4.8(a) Fundamental Representations 10.1(a)(i) Guaranty 11.20(a) Indemnification Escrow Account 2.11(a) Indemnitee 10.2(b) Indemnitees 10.2(b) Indemnity Termination Dates 10.1(a) Initial Allocation 2.14 Initial Suspension Period 6.14(b) Letter of Transmittal 2.7(a) Licensed Intellectual Property 4.15(a4.25(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a10.3(g) Company Material Contracts 4.9(aMember Indemnitee 10.2(b) Company Material Employment Arrangement 4.9(bMembers Recitals Members’ Representative Preamble Members’ Representative Holdback 11.18(c) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(cMembers’ Representative Holdback Account 11.18(c) Merger 2.1 Recitals Merger Consideration 3.1(a2.3 Merger Consideration Certificates 2.7(a) Merger Sub Preamble Money Laundering Laws 4.6(mMost Recent Balance Sheet 4.8(a) Non-Recourse Most Recent Balance Sheet Date 4.8(a) Notice Delivering Party 10.11 Non-U.S. Company Plan 4.13(k3.1(b) OFAC 4.6(lNotice of Closing 3.1(b) Notice of Disagreement 2.8(c) Notice of Proposed Marketed Secondary Offering Documents 7.11(c6.14(d)(i) Orders 4.2 Outside Date 9.1(b)(iNotice Receiving Party 3.1(b) Owned Intellectual Property 4.25(a) Parent Preamble Parent Common Closing Documents 5.2 Parent Financial Statements 5.13(b) Parent Indemnitees 10.2(a) Parent Permits 5.9(a) Post-Closing Statement 2.8(b) Pre-Closing Statement 2.8(a) Prospectus 6.13(a)(i) Prospectus Supplement 6.13(a)(i) Registration Period 6.14(b) Registration Statement 6.13(a)(i) Releasors 11.12 Restricted Period 2.12 Restructuring Agreement Recitals SEC Filings 5.13(a) Stock 3.3(aMerger Consideration 2.3(b) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Straddle Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h6.7(e) Surviving Corporation LLC 2.1 Suspension Event 6.14(b) Suspension Period 6.14(b) Tax Sharing Agreements 4.11(iPurchase Price 2.14 TCF Shortfall 10.3(a) Uncertificated Shares 3.4(aTermination Date 9.1(b) Union 4.12(bTop-up Amount 9.1(f) TowerCo III Preamble TowerCo Staffing Recitals Trigger Event Termination Notice 9.1(f) Unaudited Financial Statements 4.8(a) Updated Schedules 6.17 Valuation Multiplier 10.3(a) Working Capital Escrow Account 2.11(a) Working Capital Estimate 2.8(a) Working Capital Excess 2.8(e)(i) Working Capital Shortfall 2.8(e)(ii)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Sba Communications Corp)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Accounting Firm Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g2.3(b) Agreement Preamble Associated Person 4.6(cBalance Sheet Date Section 5.12(b) Assumed Shares 3.3(eBuyer Preamble Buyer Indemnitee Section 11.2(a) Certificate of Merger 2.3 Certificates 3.4(aBuyer Representations Section 11.1 Cap Section 11.3(a) Claims Notice Section 11.4(b) Closing 2.2 Section 3.1 Closing Date 2.2 Section 3.1 Company Preamble Company Adverse Recommendation Change 7.4(cRepresentations Section 11.1 Company Subsidiaries Section 5.3(a) Company Board Recitals Company Board Recommendation 7.1(dSubsidiary Section 5.3(a) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(bSubsidiary Losses Section 11.2(a) Confidentiality Agreement 7.3(bSection 7.2(b) Debt Commitment Letter 5.8(aDeductible Amount Section 11.3(b) Debt Financing 5.8(aDeMinimis Losses Section 11.3(b) Dissenting Shares 3.7 Effective Time 2.3 Equitable Exceptions Section 4.2 Estimated Accrued Expenses 10.10 Term Payable to RSA and Related Parties Section FCA 4.3 FLSA 4.12(c2.1(c) GDPR 4.16 GPL 4.15(gEstimated Assumed Indebtedness Amount Section 2.1(c) Injunction 8.1(cEstimated Purchase Price Section 2.1(a) Intervening Event 7.4(dEstimated Total Closing Adjustment Item Section 2.1(c) Joint Venture Interests 4.7(dEstimated Total Working Capital Overage/Underage Section 2.1(c) Lenders 5.8(aFiling Section 7.3(c) Final Accrued Expenses Payable to RSA and Related Parties Section 2.3(c) Final Assumed Indebtedness Section 2.3(c) Final Purchase Price Section 2.3(c) Final Total Closing Adjustment Items Section 2.3(c) Final Total Working Capital Overage/Underage Section 2.3(c) First Cut-Off Date Section 11.1 Guarantor Preamble Indemnified Parties Section 7.6(a) Indemnified Party Section 7.6(a) Indemnitee Section 11.2(b) Indemnitees Section 11.2(b) Information Section 7.2(b) Insurance Policies Section 5.18 10 Leased Real Property Section 5.19(b) Leases Section 5.19(b) Losses 7.7(aSection 11.2(a) Maximum Amount 7.7(cMaterial Carriers Section 5.22 Material Contracts Section 5.10(a) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(aNotice of Disagreement Section 2.3(b) Permits 4.6(bSection 5.13 Pre-Closing Reorganization Section 7.13(a) Personal Information 4.16 Proxy RBC Financing Statement 7.1(aSection 7.11 Second Cut-Off Date Section 11.1 Seller Preamble Seller Guarantee Section 7.11 Seller Indemnitee Section 11.2(b) Recommendation Change Notice Period 7.4(dSeller Representations Section 11.1 Shares Recitals Statement Section 2.3(a) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bTermination Date Section 10.1(b)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(b1933 Act 6.8(b)(i) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAccounting Fees 2.10(b) Affero GPL 4.15(gAffidavit of Lost Certificate 2.6(f) Agreement Preamble Associated Person 4.6(cAllocation Schedule 2.8(a) Assumed Shares 3.3(eBulletin 7 First Draft 7.8(b) Bulletin 7 Reporting Materials 7.8(b) Bulletin 7 Tax Filing 7.8(a) Cash-Out Share Merger Consideration 2.5(g) Certificate of Merger 2.3 2.4 Certificate of Merger I 2.4 Certificate of Merger II 2.4 Certificated Security Instrument 2.6(b)(i) Certificates 3.4(a2.6(b)(i) Claim Notice 8.4(a) Closing 2.2 3.1 Closing Date 2.2 3.1 Closing Option Merger Consideration 2.5(c) COBRA 4.13(d) Code Recitals Company Preamble Company Adverse Recommendation Change 7.4(cEmployees 4.14(a) Company Board Recitals Company Board Recommendation 7.1(dIT Systems 4.8(i) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Owned Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a4.8(a) Company Privacy Policy 4.16 Company PSU Award 3.3(cPolicies 4.23(b) Company RSU Award 3.3(bProduct 4.22 Company Subsidiaries 4.3 Company Subsidiary 4.3 Contingent Option Merger Consideration 2.5(c) Company SEC Documents 4.8 Company Securities 4.7(bContingent Workers 4.14(b) Company Stock Option 3.3(aCutoff Date 8.1 Deductible 8.5(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(aDGCL Recitals Dissenting Shares 2.7(a) Dissenting Shares 3.7 Stockholder 2.7(a) DOJ 6.1(a) Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c2.4 Escrow Account 2.9(a)(vi) GDPR 4.16 GPL 4.15(gEscrow Agent Recitals Escrow Agreement Recitals Estimated Adjustment Amount 2.8(b) Injunction 8.1(cExcluded Shares 2.5(b) Intervening Event 7.4(dFCPA 4.27(a) Joint Venture Interests 4.7(dFinal Adjustment Amount 2.10(c) Lenders 5.8(aFTC 6.1(a) Losses 7.7(aFundamental Representations Cutoff Date 8.1 General Survival Date 8.1 Indemnified Parties 6.5(a) Maximum Amount 7.7(cIndemnitee 8.4(a) Merger 2.1 Merger Consideration 3.1(aIndemnitor 8.4(a) Merger Sub Preamble Money Laundering Laws 4.6(mInformation Security Reviews 4.23(e) NonLeases 4.17(b) Letter of Transmittal 2.6(b)(i) Lock-Recourse Party 10.11 NonUp Acknowledgement Agreement 2.9(b)(vii) Lock-U.S. Company Plan 4.13(kUp Period 6.8(a) OFAC 4.6(lMaterial Contracts 4.10 Material Customers 4.21(a) Offering Documents 7.11(cMaterial Suppliers 4.21(b) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)McGuireWoods 3.1
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquirer Related Parties 9.3(d) Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate Articles of Merger 2.3 Burdensome Condition 7.2(a) Certificates 3.4(a) CFPB 7.11 CFPB Litigation 7.11 Closing 2.2 Closing Date 2.2 Company Preamble Company 401(k) Plan 7.16(c) Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d7.1(c) Company Employees 7.15(aCompensation Committee 3.3(c) Company Equity Awards 3.3(c3.3(e) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(bIntervening Event 7.4(i) Company Lease 4.22(b) Term Section Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(bNotice of Intervening Event 7.4(e) Company Notice of Recommendation Change Superior Proposal 7.4(d) Company Performance-Based RSU 3.3(c) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(cRelated Parties 9.3(d) Company Restricted Share 3.3(e) Company RSU Award 3.3(b3.3(c) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h7.4(i) Company Termination Fee 9.3(b) Company Time-Based RCU 3.3(d) Company Time-Based RSU 3.3(b) Company Year-End Balance Sheet 4.11(b) 4.14 Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(aContinuation Period 7.16(a) Debt Financing 5.8(aContinuing Employees 7.16(a) Dissenting Shares 3.7 Credit Suisse 4.29 Effective Time 2.3 Environmental Laws 4.17 ERISA Plans 4.13(a) Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(gFund 3.4(a) Injunction 8.1(c) Intervening Event 7.4(dNotice Period 7.4(e) Joint Venture Interests 4.7(dIndependent Accountant 3.1(b) Lenders 5.8(aIRS 4.13(b) Losses 7.7(a) Maximum Amount 7.7(c) Material Claim or Order 4.5(b) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kOpen Source License 4.15(f) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a401(k) Plan 7.16(c) Parties Preamble Term Section Party Preamble Paying Agent 3.4(a) PBGC 4.13(e) Permits 4.6(b) Personal Information 4.16 PLS 4.24(b) PLS Exit 4.24(b) Post-Closing Plans 7.16(a) Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(dPTO 7.16(d) Representatives 7.4(a) Residual Shares 3.3(eResolution Period 3.1(b) Rights Agent Recitals Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 SDAT 2.3 Superior Company Proposal 7.4(h7.4(i) Superior Proposal Notice Period 7.4(d) Surviving Articles of Incorporation 2.4 Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Surviving Organizational Documents 2.4 Uncertificated Shares 3.4(a) Union 4.12(b)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(bAccounting Firm 2.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAccounting Principles 5.8 Adjustment Escrow Amount Excess 2.3(d)(iii) Affero GPL 4.15(gAdjustment Escrow Amount Shortfall 2.3(d)(iii) Adjustment Shortfall 2.3(d)(iii) Affiliate Contracts 5.19(a) Agreement Preamble Associated Person 4.6(cAlternative Accounting Firm 11.3(c) Assumed Shares 3.3(eAnnual Term 11.5(c) Certificate of Merger 2.3 Certificates 3.4(aAnti-Corruption Representations 11.1(a)(iii) Antitrust Governmental Authority 7.4(d)(i) Appeal Expenses 11.3(c) Approved Counsel 11.3(c) Base Consideration 2.2(a) Binder Agreement 6.10 Brazilian Tax Representations 11.1(a)(iii) Business IP 5.12(b) Buyers or Buyer Preamble Buyers’ 401(k) Plan 7.6(f) Buyers’ Approvals 6.4 Buyers’ Fundamental Representations and Warranties 9.1 Buyers’ Indemnified Party or Parties 11.2(a) Buyers’ Parent or Buyers’ Representative Preamble Closing 3.1 Closing Date 3.1 Term Section Closing Statement 2.3(a) Closing 2.2 Brazilian Withholding Tax Amount 2.2(b) Closing Brazilian Withholding Tax Amount Overpayment 2.3(d)(iii) Closing Transaction Expenses 2.2(b) Companies Preamble Companies Allocation Schedule 11.8(g) Companies’ Approvals 5.4 Consents 7.4(a) Contest 11.8(e)(i) Continuation Period 7.6(a) Continuing Employees 7.6(a) DCFSA 7.6(e) Direct Claim 11.3(d) Dispute 2.3(b) Estimated Adjustment Amount 2.2(b) Estimated Purchase Price 2.2(a) Film Trading Preamble Final Brazilian Withholding Tax Amount 2.3(a) Final Purchase Price 2.3(d)(i) Financial Statements 5.8 HCFSA 7.6(e) Identified Labor Matters 11.2(a)(iii) Identified Tax and Labor Matters 11.2(a)(iii) Identified Tax and Labor Matters Indemnity Cap 11.4(e) Identified Tax and Labor Matters Update Date 2.2 Company 11.5(b) Identified Tax Matters 11.2(a)(iii) Indemnified Party 11.3(a) Indemnified Persons 7.7 Indemnifying Party 11.3(a) Indemnity Escrow Release Date 11.1(c) Indemnity Reduction Amounts 11.4(l) Insurance Policies 5.16 Interests Recitals Interim Breach 7.8(a) Investments Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim LatAm Preamble Latest Balance Sheet 4.11(b5.8 Lessee 5.18(b) Company Lease 4.22(bLimitada Preamble Losses 11.2(a) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a5.11(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(mMinor Claim 11.4(a) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kAffiliates 12.13 Notice of Claim 11.3(a) OFAC 4.6(lObjections Statement 2.3(b) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)Term Section
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gTransaction 6.11(a) Agreement Preamble Associated Person 4.6(cApplicable Party 6.11(a) Assumed Shares 3.3(eBasket Amount 10.3(b) Certificate Cash Bonus Plan 6.23 CERCLIS 4.17(a)(iv) Certificates 2.10(a) Certificates of Merger 2.3 Certificates 3.4(a2.2(b) Change in Recommendation 6.11(b) Claims Notice 10.4(b) Closing 2.2 2.3 Closing Date 2.2 2.3 COBRA 4.14(h) Code Recitals Company Preamble Company Adverse Recommendation Change 7.4(cCapital Stock 2.7(a) Company Board Recitals Company Board Recommendation 7.1(dCommon Per Share Amount 2.7(c) Company Employees 7.15(aCommon Stock 2.7(a) Company Equity Awards 3.3(cCovenants 10.2(a) Company Expense Cap 9.3 Company Indemnified Parties 7.7(a6.13(a) Company Intellectual Property 4.15(a4.8(a) Company Interim Balance Sheet 4.11(bPreferred Stock 2.7(a) Company Lease 4.22(bRepresentations 10.1 Company Series A Preferred Per Share Amount 2.7(d) Company Leased Facility 4.22(bSeries A Preferred Stock 2.7(a) Company Material Contract 4.9(aSeries B Preferred Per Share Amount 2.7(e) Company Material Contracts 4.9(aSeries B Preferred Stock 2.7(a) Company Material Employment Arrangement 4.9(bSeries C Preferred Per Share Amount 2.7(f) Company Notice of Recommendation Change 7.4(dSeries C Preferred Stock 2.7(a) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Subsidiary 4.3 Confidentiality Agreement 7.3(b6.3(b) Debt Commitment Letter 5.8(aCut-Off Date 10.1 Delaware Secretary of State 2.2(a) Debt Financing 5.8(aDeMinimis Losses 10.3(b) DGCL 2.1(a) Dissenting Shares 3.7 2.9 DLLCA 2.1(b) Employees 4.20(a) Employment Agreement Recitals Escrow Period 10.1 Escrow Shares 2.12 Evaluation Material 6.3(b) First Merger 2.1(a) General Releases 6.17 HIPAA 4.14(h) Indemnitee 10.2(b) Indemnitees 10.2(b) Insurance Policies 4.15 Intervening Event 6.11(c) Leased Real Property 4.16(b) Liability Taxes 10.2(a) Losses 10.2(a) Material Contracts 4.10(a) Merger I Certificate of Merger 2.2(a) Merger I Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c2.2(a) Merger 2.1 I Surviving Entity 2.1(a) Merger Consideration 3.1(aII Certificate of Merger 2.2(b) Merger II Effective Time 2.2(b) Merger Sub 1 Preamble Money Laundering Laws 4.6(mMerger Sub 2 Preamble Merger Subs Preamble Mergers 2.1(b) Non-Recourse New Employment Agreement 7.10 Other Party 10.11 Non-U.S. Company Plan 4.13(k6.11(a) OFAC 4.6(lOwned Intellectual Property 4.8(a) Offering Documents 7.11(cOwned Property Leases 4.16(a)(iv) Orders 4.2 Outside Date 9.1(b)(iOwned Real Property 4.16(a)(i) Parent Preamble Parent Common Stock 3.3(aD&O Policy 5.13 Parent Indemnitee 10.2(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Parent Proxy Statement 7.1(a6.14(a) Recommendation Change Notice Parent Restricted Shares 2.7(i) 12 Parent Stock Voting Agreement Recitals Press Release 6.15(a) Proxy Materials 6.11(e) Response Period 7.4(d10.4(d) Representatives 7.4(aRestated Parent Charter 2.4 SBBC Preamble Second Merger 2.1(b) Residual Shares 3.3(eSecurityholder Covenant 10.2(a) XxxxxxxxSecurityholder Indemnitee 10.2(b) Securityholder Representations 10.1 Securityholders Preamble Securityholders’ Representative Preamble Securityholders’ Representative Director Designees 6.6(a) Special Meeting 6.14(a) Specified Representations 10.1 State Mini-Xxxxx Act 4.8 Security Programs 4.16 COBRA 4.14(h) Stock Incentive Plan 6.24 Stockholder Consent Recitals Superior Company Proposal 7.4(h6.11(b) Surviving Corporation 2.1 Entity 2.1(b) Tax Sharing Agreements 4.11(iRepresentation Letter 6.26 Third Party 6.11(a) Uncertificated Shares 3.4(aThird Party Intellectual Property 4.8(c) Union 4.12(bTotal Cap 10.3(a) Trust Account 5.18 Trust Agreement 5.18 Trust Fund 5.18 Trustee 5.18 Unrestricted Claims 10.3(a) WARN 4.20(c)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Enterprise Acquisition Corp.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section Section of this Agreement: Term Section Acquirer Expenses 9.3(bAccredited Investor 5.11 Agreement Preamble Allied GP Recitals Allied Interests Recitals Allied JV Recitals Allied LP Recitals Allied ROFR Notice 6.17(a) Allied ROFR Waiver 6.17(a) Appointed Representative 11.11(a) Assumed PTO Amount 6.13(f) Books, Records and Data 6.2(d) Business Recitals Business Companies Counsel 6.20(a) Business Employee on Leave 1.1 Business Interests Recitals Business JV Commercial Agreements 4.4(g) Business JVs Recitals Business Subsidiaries 4.3(a) Business Subsidiary 4.3(a) Business Wrong Pockets Contract 6.12(d) Business Wrong Pockets Items 6.12(e) Buyer Preamble Buyer 401(k) Plan 6.13(j) Buyer FSA Plans 6.13(h) Buyer Indemnitee 10.2(a) Buyer Portion 6.12(c) Buyer Released Party 11.15(b) Buyer Releasing Parties 11.15(a) Buyer True-Up Amount 2.4(d) Claims Notice 10.4(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 3.1 Closing Date 2.2 Company 3.1 Collective Bargaining Agreements 4.16(a) Confidentiality Agreement 6.2(c) Continuation Period 6.13(b) Contracting Parties 11.16 Conveyance Taxes 11.18 Debt Financing Sources 6.16(a) Debt Financings 6.16(a) Disputes 11.11(b) Environmental Indemnity Claim 10.3(e) Environmental Permits 4.17(b) Estimated Purchase Price 2.1(a) Estimated True-Up Amount 2.2(a) Evaluation Material 6.2(c) Excluded Employment Liabilities 6.13(i) Existing Sellers Counsel 6.20(a) Final True-Up Amount 2.4(c) Xxxxxx Aggregates Recitals HBMA Preamble Company Adverse Recommendation Change 7.4(cIndemnified Guarantees 6.10(a) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a6.8(a) Company Intellectual Property 4.15(aIndemnitee 10.2(c) Company Indemnitees 10.2(c) Insurance Policies 4.18 JV Closing Deferral Event 3.1 JV Interests Recitals JV Interim Balance Sheet 4.11(bDate 1.1 JV Permits 4.4(e) Company Lease 4.22(bLeased Real Property 4.19(b) Company Leased Facility 4.22(bLeases 4.19(b) Company Material Contract 4.9(aLehigh Preamble Losses 10.2(a) Company LSCC Preamble Material Contracts 4.9(a4.12(k) Company Material Employment Arrangement 4.9(bMexican Allocation Schedule 6.18(b) Company Mexican Objection Notice 6.18(b) Mexican Response Period 6.18(b) Newco Recitals Notice of Recommendation Change 7.4(dDisagreement 2.4(b) Company Plan 4.13(aOrganizational Documents 4.1 Owned Intellectual Property 4.10(b) Company Privacy Policy 4.16 Company PSU Award 3.3(cOwned Real Property 4.19(a) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet Xxxx, Xxxxx 3.1 Permits 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Representatives 7.4(a) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(b)
Appears in 1 contract
Samples: Securities Purchase Agreement (Martin Marietta Materials Inc)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(b2010 Health Care Law 5.20(o) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Accounting Firm 2.4(b) Acquisition Agreement 7.4(aEngagement 10.19(a) Affero GPL 4.15(g) Affiliate Contracts 7.4 Agreement Preamble Associated Person 4.6(cAnnual Balance Sheets 5.8(a) Assumed Shares 3.3(eAnnual Financial Statements 5.8(a) Certificate of Merger 2.3 Certificates 3.4(aBack-Office Employees 7.11(b)(ii) Business Confidential Information 7.1(c) Business Employees 5.19(a) Buyer Indemnified Parties 9.2 Buyer’s 401(k) Plan 7.8(d) Cap 9.4(a) Claim Notice 9.5(a) Closing 2.2 3.1 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c3.1 Closing Statement 2.4(a) Company Board COBRA 5.20(e) Combined Tax Return 8.2(b) Competitive Business 7.11(b)(i) Content 5.16(b) Continuing Employees 7.8(a) Contribution Agreement Recitals Company Board Recommendation 7.1(dCopyrights 1.1 D&O Tail Policy 3.2(a)(x) Company Employees 7.15(aData Room 1.3(n) Company Equity Awards 3.3(cDDTC 7.12 Direct Claim 9.5(b) Company Dispute 2.4(b) Distribution Agreement Recitals Easement 5.17(b) Easement Agreement 5.17(b) Easement Agreements 5.17(b) Easements 5.17(b) Effective Time 3.1 Environmental Law 5.24(b) Estimated Purchase Price 2.2(a) Excluded Subsidiary Business 1.1 Final Purchase Price 2.4(d) Financial Statements 5.8(a) Flow of Funds Memorandum 2.3 FOCI 6.8 Forms 8.9(a) Funded Indebtedness 2.3 Xxxxxx Xxxx 10.19(a) Hazardous Substance 5.24(c) Indemnified Parties 7.7(a9.3 Interim Financial Statements 5.8(a) Company Intellectual Property 4.15(aInternet Names 1.1 ITAR 7.12 Key Contractor 7.11(b)(ii) Company Interim Latest Balance Sheet 4.11(b5.8(a) Company Lease 4.22(b5.17(b) Company Leased Facility 4.22(bProperties 5.17(b) Company Material Contract 4.9(aLeased Property 5.17(b) Company Leases 5.17(b) Losses 9.2 Material Contracts 4.9(a5.14(a) Company Material Employment Arrangement 4.9(bMaterials 7.7(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(mNet Proceeds 9.4(c) Non-Recourse Party 10.11 NonOwned Intellectual Property 1.1, 5.16(d) Objections Statement 2.4(b) Owned Intellectual Property 1.1 PAR Marks 7.7(b) Pay-U.S. Company Plan 4.13(kOff Lender 2.3 Pay-Off Letters 3.2(a)(ii) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(bPEO 5.20(m) Personal Information 4.16 Proxy 5.16(p) Pre-Closing Statement 2.2(b) Pre-Transaction Asset Contribution Recitals Pre-Transaction Asset Distribution Recitals Pre-Transaction Asset Transfers Recitals Privacy Laws 5.16(p) Privacy Policy 5.16(p) Protected Communications 10.19(b) Purchase Price 2.1 R&W Insurance Policy 9.6 Related Party Agreements 5.26 Released Claims 9.7 Releasees 9.7 Releasing Person 9.7 Restricted Territory 7.11(b)(i) Section 338(h)(10) Allocation Schedule 8.9(d) Section 338(h)(10) Election 8.9(a) Seller Deferred Compensation Plan 7.8(f) Seller Indemnified Parties 9.3 Seller Post-Close Access Limitations 7.1(a) Recommendation Change Notice Period 7.4(dSeller Tax Contest 8.1(a) Representatives 7.4(aSeller’s 401(k) Residual Plan 7.8(d) 20 Shares 3.3(eRecitals Stock Purchase Recitals Tangible Property 5.18(a) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i5.13(g) Uncertificated Shares 3.4(aThird Party Claim 9.5(a) Union 4.12(bTrademarks 1.1 Transaction Tax Deductions 8.6 Transfer Taxes 8.4 Transitional Period 7.7(b)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(bAccounting Firms 2.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(g) Accounts Receivable 5.23 Agreement Preamble Associated Person 4.6(cAllocation 2.4 Balance Sheet 5.7 Balance Sheet Date 5.8 Base Consideration 2.1 Buyer Preamble Buyer Indemnified Parties 12.3 Buyer Indemnifying Party 12.4 Buyer Plans 7.3(b) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Claim 12.9 Claim Notice 12.9 Closing 2.2 3.1 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c3.1 Closing Payment 2.2(a) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a5.12(a) Company Interim Balance Sheet 4.11(bPermits 5.20 Continuation Period 7.3(b) Company Continuing Employees 7.3(a) Controlled Group Liability 5.16(d) Current Representation 13.13(a) Designated Business Employee 7.3(a) Designated Contracts 7.8(b)(i) Designated Person 13.13(a) Dispute 2.3(b) Effective Date Preamble Estimated Inventory 2.2(c) Estimated Net Working Capital 2.2(c) Excluded Assets 7.11(a) Final Inventory 2.3(b) Final Net Working Capital 2.3(b) Financial Statements 5.7 Hire Date 7.3(a) Indemnified Party 12.5(b) Indemnifying Party 12.5(b) Interests Recitals Lease 4.22(b5.13(d) Company Leased Facility 4.22(bReal Property 5.13(d) Company Material Contract 4.9(a) Company Material Contracts 4.9(a5.11(a) Company Material Employment Arrangement 4.9(bObjections Statement 2.3(b) Company Notice of Recommendation Change 7.4(dOwned Real Property 5.13(a) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(aPost-Closing Representation 13.13(a) Permits 4.6(bPost-Closing Statement 2.3(a) Personal Information 4.16 Proxy Pre-Closing Statement 7.1(a2.2(c) Recommendation Change Notice Period 7.4(dReal Property 5.13(g) Representatives 7.4(a7.2(a) Residual Shares 3.3(eRetained Liabilities 7.11(b) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hReview Period 2.3(a) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iRevised Allocation 2.4 Seller Preamble Seller Indemnified Parties 12.4 Seller Indemnifying Party 12.3 Seller Insurance Policies 5.17 Seller’s Counsel 13.13(a) Uncertificated Shares 3.4(aSigning Date Preamble Tangible Personal Property 5.14 Third Party Claim 12.10(a) Union 4.12(bQualified Benefit Plan 5.16(b)
Appears in 1 contract
Samples: Membership Interest Purchase Agreement (Calumet Specialty Products Partners, L.P.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bAccounting Firm 3.6(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aAggregate Cash Option Consideration 3.7(c) Affero GPL 4.15(gAggregate Option Consideration 3.7(e) Agreement Preamble Associated Person 4.6(cAlternative Financing 8.22(a) Assumed Shares 3.3(eApplicable Stock Value 3.9(c) Basket Amount 12.3(b) Cap 12.3(a) Cash Option Consideration 3.7(c) Certificates 3.3(a) Certificate of Merger 2.3 Certificates 3.4(a2.2 CHS Stockholder Approval Recitals Claims Notice 12.4(b) Closing 2.2 Certificate 3.1(a) Closing Date 2.2 4.1 Closing 4.1 Company Preamble Company Adverse Recommendation Change 7.4(cAccreditation 6.16(e) Company Board Recitals Company Board Recommendation 7.1(dAccreditations 6.16(e) Company Employees 7.15(aCovenants 12.2(a) Company Equity Awards 3.3(cExpenses 14.1 Company Benefit Plans 6.17(a) Company Health Care License 6.16(j) Company Health Care Licenses 6.16(j) Company Indemnified Parties 7.7(a8.13(a) 13 Term Section Company Reimbursement Approval 6.16(f) Company Reimbursement Approvals 6.16(f) Company Representations 12.1 Company Subsidiaries 6.3 Company Subsidiary 6.3 Company Preamble Controlled Group Liability 6.17(b) Covered Entities 6.16(i)(i) Cucuel Recitals Cut-Off Date 12.1 Definitive Proxy Statement 8.14(b) DeMinimis Losses 11.3(b) DGCL Recitals Estimated Company Net Indebtedness Amount 3.1(a) Excess Cash Amount 3.9 Exchange Ratio 3.7(d)(ii) Federal Privacy Regulations 6.16(i) Federal Security Regulations 6.16(i) Final Company Expenses 3.6(c) Final Company Net Indebtedness 4.6(c) Final Purchase Price Other Final Preferred Liquidation Amount 3.6(c) Grandfathered Employees 8.11(a) Health Care Audits 6.16(g) Health Care Licenses 6.16(j) HIPAA Requirements 6.16(i) Indemnitee 12.2(b) Indemnitees 12.2(b) Insurance Policies 6.19 Intellectual Property 4.15(aRights 6.8(b) Company Interim Balance Sheet 4.11(bIP License 6.8(a) Company Lease 4.22(bLeased Real Property 6.20(b) Company Leased Facility 4.22(bLeases 6.20(b) Company Material Contract 4.9(aLosses 12.2(a) Company Material Contracts 4.9(a6.10(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Merger Effective Time 2.2 Merger Recitals New Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m3.7(a) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(kEscrow Stock Consideration 3.9(b) OFAC 4.6(lNotice of Disagreement 4.6(b) Offering Documents 7.11(cOptionholder Per Share Amount 3.7(e) Orders 4.2 Outside Date 9.1(b)(iOutstanding Option 3.7(a) Owned Property Leases 6.20(a)(ii) Owned Real Property 6.20(a)(i) Parent Preamble Parent Common Stock 3.3(aAdjustment Amount 4.6(c) Parties Preamble Party Preamble Paying Agent 3.4(a14 Term Section Parent Benefit Plans 7.19(a) Parent Indemnitee 12.2(a) Parent Permits 7.9(a) Parent Stockholder Approval 7.23 Xxxx Xxxxx 8.10 Per Option Consideration 3.7(e) Permits 4.6(b6.13 Post-Signing Returns 8.21(a) Personal Information 4.16 Preliminary Proxy Statement 7.1(a8.14(a) Recommendation Change Notice Period 7.4(dPress Release 8.15 Program Agreements 6.14(a) Representatives 7.4(aPrograms 6.14(a) Residual Shares 3.3(eQualified Plan 6.17(b) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hRights Agent 7.4(b) Rights Amendment 7.4(b) Roll Over Option 3.7(b) Roll Over Optionholder 3.7(b) Rule 144A Offering 8.5(b) Special Meeting 8.14(a) Specified Representations 12.1 Statement 4.6(a) Stockholder Adjustment Amount 4.6(c) Stockholder Covenant 12.2(a) Stockholder Representations 12.1 Stockholder Indemnitee 12.2(b) Stockholders’ Cash Amount 3.9(d) Stockholders’ Representative Preamble Straddle Returns 13.2(b) Surviving Corporation 2.1 Tax Sharing Indemnified Stockholder Parties 13.1(c) Termination Expenses 11.3 Territory 8.12(c) Third Party Payor Contracts 6.14(b) Third Party Payors 6.14(b) Threshold Percentage 3.9(a) Voting Agreements 4.11(iRecitals WARN 6.17(g) Uncertificated Shares 3.4(a) Union 4.12(bWarrant Value 3.9(e)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(b14C Information Statement 7.1(e) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Term Section Acquisition Agreement 7.4(a) Affero GPL 4.15(gAction 10.7(d) Agreement Preamble Associated Person 4.6(c) Assumed Shares 3.3(e) Certificate of Merger 2.3 Certificates 3.4(a) Class A Warrants 4.7(a) Class B Warrants 4.7(a) Closing 2.2 Closing Date 2.2 Commitment Letters 5.8(a) Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c3.3(d) Company Indemnified Parties 7.7(a) Company Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(bIP Licenses 4.9(a)(ix) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan Plans 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Software 4.15(d) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Warrants 4.7(a) Company Year-End Balance Sheet 4.11(b1.1(b) Confidentiality Agreement 7.3(b) Customer Information 4.16 Debt Commitment Letter Letters 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Equity Commitment Letters 5.8(b) Term Section Equity Financing 5.8(a) Equity Financing Sources 5.8(a) Expenses 10.10 Term Section Financing 5.8(a) FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g4.15(d) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders Investment Agreements 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a3.1(a)(i) Merger Sub Preamble Money Laundering Laws 4.6(m4.6(h) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l4.6(g) Offering Documents 7.11(c7.11(d) Orders Option Consideration 3.3(a) Order 4.2 Outside Date 9.1(b)(i) Owned Software 4.15(d) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b) Personal Information 4.16 Proxy Statement 7.1(a) Recommendation Change Notice Period 7.4(d) Refinancing 5.8(a) Representatives 7.4(a) Residual Shares 3.3(eRSUs 3.3(c) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Charter 2.4 Surviving Corporation 2.1 Tax Sharing Agreements 4.11(iSurviving Organizational Documents 2.4 Temasek Investment Agreement 5.8(a) Union 4.12(b) Uncertificated Shares 3.4(a) Union 4.12(bVoting Agreement Recitals Warrant Consideration 3.1(a)(ii)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Virtu Financial, Inc.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Expenses 9.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a) Affero GPL 4.15(gAccounting Firm 2.3(b) Agreement Preamble Associated Person 4.6(cAllocation Schedule 2.4 Applicable Fund GAAP 5.20(h) Assumed Shares 3.3(eAudited Balance Sheet 5.8(a) Certificate of Merger 2.3 Certificates 3.4(aAudited Financial Statements 5.8(a) Buyer Preamble Buyer Indemnified Parties 12.2 Cap 12.5(a) Closing 2.2 3.1 Closing Date 2.2 3.1 Closing Purchase Price Adjustment Calculation 2.3(a) Closing Transaction Expenses 2.2(a) 18 Company Preamble Company Adverse Recommendation Change 7.4(cConfidential Information 7.2 Confidentiality Agreement 7.2 Contest 8.4(a) Company Board De-Minimis Amount 12.5(a) Dispute 2.3(b) Employment Agreements Recitals Company Board Recommendation 7.1(dERISA Client 5.20(a) Company Employees 7.15(aEscrow Expiration Date 2.3(e) Company Equity Awards 3.3(cEstimated Closing AUM Purchase Price Adjustment 2.2(a) Company Estimated Closing Purchase Price Adjustment 2.2(a) Estimated Net Working Capital Adjustment Amount 2.2(a) Expiration Date 12.1 Financial Statements 5.8(b) Founders Preamble Fund Financial Statement 5.20(h) Indemnified Parties 7.7(aParty 12.7(a) Company Intellectual Property 4.15(aIndemnifying Party 12.7(a) Company Initial Purchase Price 2.1(a) Initial Representative Preamble Interim Financial Statements 5.8(a) Latest Balance Sheet 4.11(b5.8(a) Company Lease 4.22(bLicenses 5.21(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a5.12(a) Company Material Employment Arrangement 4.9(bMembership Interests Recitals Multiemployer Plan 5.17(d) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(bObjections Statement 2.3(b) Personal Information 4.16 Proxy 5.13(e) Pre-Closing Statement 7.1(a2.2(a) Recommendation Change Notice Period 7.4(dPre-Closing Taxes 8.2(a) Representatives Privacy Policy 5.13(e) Proposed Adjustment Calculation 2.3(a) Proposed AUM Adjustment Calculation 2.3(a) Purchase Price 2.1(a) Purchased Interests Recitals QPAM 5.20(a) QPAM Exemption 5.20(a) Reclassification Recitals Related Advisory Client 5.21(a)(i) Release Date 12.1 Restricted Person 7.4(a), 7.4(a) Residual Shares 3.3(eRestrictive Covenants 7.3(d) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hSeller Preamble Seller Indemnified Parties 12.4 Sellers Preamble Single Employer Plan 5.17(d) Surviving Corporation 2.1 Strategic Investor Preamble Tax Indemnified Buyer Parties 8.2(a) Tax Losses 8.2(a) Tax Sharing Agreements 4.11(i5.11(e) Uncertificated Shares 3.4(aTermination Date 11.1(d) Union 4.12(bThird Amended and Restated Operating Agreement Recitals Third Party Claim 12.7(a) Threshold Amount 12.5(a)
Appears in 1 contract
Samples: Purchase and Sale Agreement (Evercore Partners Inc.)
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: Term Section Acquirer Expenses 9.3(bAccounting Firm 2.3(b) Term Section Acquirer Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(aProposal 7.7(b) Affero GPL 4.15(gAffiliate Debt 2.2(g) Agreement Preamble Associated Person 4.6(cBusiness Recitals Buyer Preamble Buyer Financial Statements 6.6(a) Assumed Shares 3.3(eBuyer Indemnitee 10.2(a) Certificate of Merger 2.3 Certificates 3.4(aBuyer Releasees 7.13 Claims Notice 10.4(b) Closing 2.2 3.1 Closing Date 2.2 3.1 COBRA 5.23(j) Common Shares Recitals Company Preamble Company Adverse Recommendation Change 7.4(cBenefit Plans 5.23(a) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(cCharter Documents 7.10(a) Company Indemnified Parties 7.7(a7.10(a) Company Intellectual Property 4.15(aRepresentations 10.1 Competing Business 7.9(b) Company Interim Balance Sheet 4.11(bCut-Off Date 10.1 Deductible Amount 10.3(b) Company Lease 4.22(bEarn Out Payment Period 2.5(h) Company Leased Facility 4.22(bEmployees 5.24(a) Company Material Contract 4.9(aFASB 5.22(c) Company FDA 5.13(a) FDCA 5.13(f) Final Net Sales Statement 2.5(e) Financial Statements 5.7(a) Financing Agreement 8.2(i) In the Money Option 2.4(a) Indemnification Period 10.3(c) Indemnitee 10.2(b) Indemnitee Parties 10.3(d) Independent Accounting Firm 2.3(b)(ii) Insurance Policies 5.15 Investors’ Rights Agreement 7.14 Losses 10.2(a) Material Contracts 4.9(a5.10(a) Company Material Employment Arrangement 4.9(bMedical Device 5.13(f) Company Notice of Recommendation Change 7.4(dNet Sales Statement 2.5(b) Company Plan 4.13(aOutstanding Amount 10.3(c) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(aXxxx Xxxxxxx Partner 5.13(b) Permits 4.6(b5.12 Pre-Closing Returns 11.1(a) Preferred Shares Recitals Preparing Party 11.1(b) Proceeding 5.13(i) Program 5.13(i) Property Taxes 11.2 Representations and Warranties Cap 10.3(a) Reserve Account 2.7 Reserve Amount 2.7 Revenue Statements 5.7(b) Reviewing Party 11.1(b) Right of First Refusal Agreement 7.14 Seller Indemnitee 10.2(b) Seller Representations 10.1 Sellers Preamble Sellers’ Representative Preamble Sellers’ Representative Earn Out Response 2.5(c) Series A Preferred Shares Recitals Series A-1 Preferred Shares Recitals Shareholder Agreements 7.14 Shares Recitals Specified Indemnification Cap 10.6(a) Specified Matters 10.2(a)(vi) Specified Representations 10.1 Tangible Personal Information 4.16 Proxy Statement 7.1(aProperty 5.21(b)(i) Recommendation Change Notice Period 7.4(dTax Claim 11.4 Termination Date 9.1(b) Representatives 7.4(aTransfer 2.5(g) Residual Shares 3.3(e) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(h) Surviving Corporation 2.1 Tax Sharing Agreements 4.11(i) Uncertificated Shares 3.4(a) Union 4.12(bWARN 5.23(h)
Appears in 1 contract
Other Capitalized Terms. The following terms shall have the meanings specified in the indicated section of this Agreement: . Term Section Acquirer Accounting Firm 2.3(a)(ii) Agreement Preamble Allocation Schedule 2.5 Audited Balance Sheet 6.8 Audited Financial Statements 6.8 Base Date 6.21(a) Benefit Plan 6.17(a) Buyer Preamble Buyer Indemnified Parties 13.2 Cap 13.6(a) Class B Common Stock 7.5(a) Closing 3.1 Closing Date 3.1 Closing Statement 2.3(a)(i) Closing Transaction Expenses 9.3(b2.2(a) Company Preamble Company Intellectual Property 6.13(a) Company Plans 6.17(a) Confidentiality Agreement 8.2 Consent Adjustment Calculation 2.3(b) Term Section Acquirer Consent Adjustment Date 2.3(b) Consent Adjustment Objections Statement 2.3(b)(i) Contest 9.4(a) Contingent Payment 2.4(a) Deductible Amount 13.6(a) Dispute 2.3(a)(ii) Disputed Items 2.4(f) Earn-Out Schedule 2.4(b)(ii) EBITDA Period 2.4(a) Eleven Months 2.4(b) ERISA Advisory Client 6.21(d) ERISA Affiliate Plans 6.17(a) Estimated Net Working Capital Adjustment Amount 2.2(a) Expiration Date 13.1 Final Net Working Capital Adjustment Amount 2.3(a)(iv) Financial Statements 6.8 First Amended and Restated Operating Agreement Recitals Fund 6.21(h) Fund Amendment 8.18 Indemnified Party 13.8(a) Indemnifying Party 13.8(a) Initial Representative Preamble Interests Recitals Interim Financial Statements 6.8 IP Licenses 6.13(c) Latest Balance Sheet 6.8 Leases 6.14 Licensed Intellectual Property 6.13(a) Licenses 6.22(b) LPA 8.18 Material Adverse Effect 5.1 Acquirer Parties Preamble Acquisition Agreement 7.4(a10.1 Material Contracts 6.12(a) Affero GPL 4.15(gMOC 1.1(b) Agreement Preamble Associated Person 4.6(cMTS Liquidation Recitals Multiemployer Plan 6.17(d) Assumed Shares 3.3(eObjections Statement 2.3(a)(ii) Certificate of Merger 2.3 Certificates 3.4(a) Closing 2.2 Closing Date 2.2 Company Preamble Company Adverse Recommendation Change 7.4(c) Company Board Recitals Company Board Recommendation 7.1(d) Company Employees 7.15(a) Company Equity Awards 3.3(c) Company Indemnified Parties 7.7(a) Company Owned Intellectual Property 4.15(a) Company Interim Balance Sheet 4.11(b) Company Lease 4.22(b) Company Leased Facility 4.22(b) Company Material Contract 4.9(a) Company Material Contracts 4.9(a) Company Material Employment Arrangement 4.9(b) Company Notice of Recommendation Change 7.4(d) Company Plan 4.13(a) Company Privacy Policy 4.16 Company PSU Award 3.3(c) Company RSU Award 3.3(b) Company SEC Documents 4.8 Company Securities 4.7(b) Company Stock Option 3.3(a) Company Stockholder Approval 4.2 Company Stockholder Meeting 7.1(a) Company Stockholders 7.1(a) Company Takeover Proposal 7.4(h) Company Termination Fee 9.3(b) Company Year-End Balance Sheet 4.11(b) Confidentiality Agreement 7.3(b) Debt Commitment Letter 5.8(a) Debt Financing 5.8(a) Dissenting Shares 3.7 Effective Time 2.3 Expenses 10.10 Term Section FCA 4.3 FLSA 4.12(c) GDPR 4.16 GPL 4.15(g) Injunction 8.1(c) Intervening Event 7.4(d) Joint Venture Interests 4.7(d) Lenders 5.8(a) Losses 7.7(a) Maximum Amount 7.7(c) Merger 2.1 Merger Consideration 3.1(a) Merger Sub Preamble Money Laundering Laws 4.6(m) Non-Recourse Party 10.11 Non-U.S. Company Plan 4.13(k) OFAC 4.6(l) Offering Documents 7.11(c) Orders 4.2 Outside Date 9.1(b)(i) Parent Preamble Parent Common Stock 3.3(a) Parties Preamble Party Preamble Paying Agent 3.4(a) Permits 4.6(b6.13(a) Personal Information 4.16 Proxy 6.13(g) Post-Closing Dispute 2.3(b)(i) Pre-Closing Statement 7.1(a2.2(a) Recommendation Change Notice Period 7.4(dPre-Closing Taxes 9.2(a) Representatives 7.4(aPreferred Stock 7.5(a) Residual Shares 3.3(ePrivacy Policy 6.13(g) Xxxxxxxx-Xxxxx Act 4.8 Security Programs 4.16 Superior Company Proposal 7.4(hProjected Contingent Payment 2.4(b) Surviving Corporation 2.1 Purchase Price 2.1(a) Term Section Purchased Interests 2.1(a) QPAM 6.21(d) QPAM Exemption 6.21(d) Recapitalization Preamble Related Advisory Client 6.21(a)(i) Release Date 13.1 Restricted Person 8.4(a) Restricted Stock 7.5(a) Restrictive Covenants 8.4(c) RSUs 7.5(a) Second Amended and Restated Operating Agreement Recitals Seller Preamble Seller Indemnified Parties 13.5 Sellers Preamble Series A-1 Capital Interests Recitals Series A-2 Capital Interests Recitals Series B Capital Interests Recitals Series C Profits Interests Recitals Services Agreements Recitals Single Employer Plan 6.17(d) Sosnoff Preamble Tax Indemnified Buyer Parties 9.2(a) Tax Loss 9.2(a) Tax Losses 9.2(a) Tax Sharing Agreements 4.11(i6.11(e) Uncertificated Shares 3.4(aTermination Date 12.1(d) Union 4.12(b)Third Party Claim 13.8(a) Update Schedule 8.19
Appears in 1 contract
Samples: Purchase and Sale Agreement (Evercore Partners Inc.)
