Participating Foreign Financial Institution Sample Clauses

Participating Foreign Financial Institution. Please provide the Entity’s Global Intermediary Identification Number (GIIN)
Sample 1
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Participating Foreign Financial Institution. 3.2 Please provide the Entity's Global Intermediary Identification number (GIIN): ⎕⎕⎕⎕⎕⎕.⎕⎕⎕⎕⎕.⎕⎕.⎕⎕⎕ 3.3 If the Entity is a Financial Institution but unable to provide a GIIN, please tick one of the below reasons: I. The Entity has not yet obtained a GIIN but is sponsored by another entity which does have a GIIN Please provide your sponsor’s name and sponsor’s GIIN: Sponsor’s Name: Sponsor’s GIIN: ⎕⎕⎕⎕⎕⎕.⎕⎕⎕⎕⎕.⎕⎕.⎕⎕⎕ ∞ NOTE: this option is only available to Sponsored Investment Entities in Model 1 IGA jurisdictions. Sponsored Investment Entities that do not have U.S. reportable accounts are not required to register and obtain a GIIN with the IRS unless and until U.S. reportable accounts are identified. II. The Entity is an Exempt Beneficial Owner, Please tick and confirm the category of Exempt Beneficial Owner; I. ⎕ Government Entity II. ⎕ International Organisation III. ⎕ Foreign Central Bank IV. ⎕ Exempt Retirement Fund V. ⎕ Collective Investment Vehicle Wholly Owned by Exempt Beneficial Owners. ⎕ III. The Entity is a Certified Deemed Compliant Foreign Financial Institution (including a deemed compliant Financial Institution under Xxxxx XX of the IGA Agreement) Indicate exemption: ⎕ IV. The Entity is a Non-Participating Foreign Financial Institution ⎕ V. The Entity is an Excepted Foreign Financial Institution Indicate exemption: ⎕ VI. The Entity is a Trustee Documented Trust. Please provide your Trustee’s name and GIIN Trustee’s Name: Xxxxxxx’s GIIN: ⎕⎕⎕⎕⎕⎕.⎕⎕⎕⎕⎕.⎕⎕.⎕⎕⎕ ⎕
Sample 1
Participating Foreign Financial Institution. If you are a FFI but unable to provide a GIIN, please tick one of the below reasons; I. The Entity is a IGA Partner Jurisdiction Financial Institution and have not yet obtained a GIIN. II. The Entity has not yet obtained a GIN but is sponsored by another entity which does have a GIIN Please provide your sponsor's name and sponsor's GIIN Sponsor's Name: Sponsor's GIN: III. Exempt Beneficial Owner IV. Certified Deemed Compliant Foreign Financial Institution (including a Foreign Financial deemed compliant under Annex II of an IGA) V. Non-Participating Foreign Financial Institution VI. Excepted Foreign Financial Institution VII. U.S. person but not a Specified U.S. person If the Entity is not a FFI, please confirm the Entity's FATCA status below: I. The Entity is an Active Non-Financial Foreign Entity ❑ or II. The Entity is a Passive Non-Financial Foreign Entity ❑ (if the Entity is a passive Non- Financial Foreign Entity, please provide details of any Controlling Persons (whose percentage of ownership is 25% or greater) which are U.S. citizens or residents in the US for tax purposes. The term Controlling Persons is to be interpreted in a manner consistent with the recommendations of the Financial Action Task Force. III. Excepted Non-Financial Foreign Entity ❑ (please note that you may choose more than one country) Please indicate the entity’s country of tax residence for CRS purposes, (if resident in more than one country please detail all countries of tax residence and associated tax identification numbers (“TIN”)).
Sample 1
Participating Foreign Financial Institution. If the entity IS a Financial Institution but unable to provide a GIIN, please tick ONE of the reasons why below a) The entity is a Sponsored Financial Institution (including a Sponsored Investment Entity and Sponsored Closely Held Investment Vehicle) and has not yet obtained a GIIN but is sponsored by another entity that has registered as a Sponsoring Entity. Please provide the Sponsoring Entity’s name and GIIN below: Sponsoring entity’s name Sponsoring entity’s GIIN b) The Entity is a Trustee Documented Trust. Please provide your Trustee’s name and GIIN below: Trustee’s name Xxxxxxx’s GIIN c) The Entity is a Certified Deemed Compliant, or other Non-Reporting Foreign Financial Institution (including a Foreign Financial Institution deemed compliant under Xxxxx XX of an IGA, except for a Trustee Documented Trust or Sponsored Financial Institution). Indicate exemption
Sample 1
Participating Foreign Financial Institution. If the entity IS a Financial Institution but unable to provide a GIIN, please tick ONE of the reasons why below a) The entity is a Sponsored Financial Institution (including a Sponsored Investment Entity and Sponsored Closely Held Investment Vehicle) and has not yet obtained a GIIN but is sponsored by another entity that has registered as a Sponsoring Entity. Please provide the Sponsoring Entity’s name and GIIN below: Sponsoring entity’s name Sponsoring entity’s GIIN b) The Entity is a Certified Deemed Compliant, or other Non-Reporting Foreign Financial Institution (including a Foreign Financial Institution deemed compliant under Xxxxx XX of an IGA, except for a Sponsored Financial Institution). Indicate exemption c) The Entity is an Owner Documented Financial Institution
Sample 1

Related to Participating Foreign Financial Institution

  • Affected Financial Institution No Loan Party is an Affected Financial Institution.

  • EEA Financial Institution No Loan Party is an EEA Financial Institution.

  • Financial Institution The Financial Institution will not be liable under this Agreement, except for (i) its own willful misconduct, bad faith or negligence or (ii) breach of its representations and warranties in this Agreement. The Financial Institution will not be liable for special, indirect or consequential losses or damages (including lost profit), even if the Financial Institution has been advised of the likelihood of the loss or damage and regardless of the form of action.

  • Affected Financial Institutions No Loan Party is an Affected Financial Institution.

  • EEA Financial Institutions No Loan Party is an EEA Financial Institution.

  • Location of Financial Institution Regardless of any provision in any other agreement, for purposes of the UCC, New York will be the location of the bank for purposes of Sections 9-301, 9-304 and 9-305 of the UCC and the securities intermediary for purposes of Sections 9-301 and 9-305 and Section 8-110 of the UCC.

  • Financial Institutions Notwithstanding this Article 3, any party may provide Confidential Information to any financial institution in connection with borrowings from such financial institution by such party or any of its Controlled Related Parties, so long as prior to any such disclosure such financial institution executes a confidentiality agreement that provides protection substantially equivalent to the protection provided the parties in this Article 3.

  • FINANCIAL INSTITUTION’S LIABILITY Liability for failure to make transfers. If we do not complete a transfer to or from your account on time or in the correct amount according to our agreement with you, we will be liable for your losses or damages. However, there are some exceptions. We will not be liable, for instance:

  • Reliance by Financial Institution The Financial Institution is not obligated to investigate or inquire whether the Secured Party may deliver a Secured Party Order. The Financial Institution may rely on communications (including Secured Party Orders) believed by it in good faith to be genuine and given by the proper party.

  • Acknowledgement and Consent to Bail-In of EEAAffected Financial Institutions Notwithstanding anything to the contrary in any Loan Document or in any other agreement, arrangement or understanding among any such parties, each party hereto acknowledges that any liability of any EEAAffected Financial Institution arising under any Loan Document, to the extent such liability is unsecured, may be subject to the write-down and conversion powers of an EEAthe applicable Resolution Authority and agrees and consents to, and acknowledges and agrees to be bound by: (a) the application of any Write-Down and Conversion Powers by an EEAthe applicable Resolution Authority to any such liabilities arising hereunder which may be payable to it by any party hereto that is an EEAAffected Financial Institution; and (b) the effects of any Bail-in Action on any such liability, including, if applicable: (i) a reduction in full or in part or cancellation of any such liability; (ii) a conversion of all, or a portion of, such liability into shares or other instruments of ownership in such EEAAffected Financial Institution, its parent undertaking, or a bridge institution that may be issued to it or otherwise conferred on it, and that such shares or other instruments of ownership will be accepted by it in lieu of any rights with respect to any such liability under this Agreement or any other Loan Document; or (iii) the variation of the terms of such liability in connection with the exercise of the write-down and conversion powers of any EEAthe applicable Resolution Authority.

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