Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) (i) to any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, (ii) to any NASD member or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, within the six months prior to the Effective Date, other than payments to the Representative in connection with this Offering.
Appears in 15 contracts
Samples: Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (TM Entertainment & Media, Inc.), Underwriting Agreement (International Brands Management Group LTD)
Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) (i) to any person, as a finder’s 's fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, (ii) to any NASD member or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, within the six months prior to the Effective Date, other than payments to the Representative in connection with this Offering.
Appears in 6 contracts
Samples: Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (ChinaGrowth South Acquisition CORP)
Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) (i) to any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, (ii) to any NASD member or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, within the six (6) months prior to the Effective Date, other than payments to the Representative in connection with this Offering.
Appears in 5 contracts
Samples: Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.)
Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) (i) to any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, (ii) to any NASD FINRA member or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD FINRA member, within the six months prior to the Effective Date, other than payments to the Representative Representatives in connection with this Offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)
Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) to any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, ; (ii) to any NASD member FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD FINRA member, within the six months prior to the Effective Date, other than payments to the Representative Chardan in connection with this the Offering.
Appears in 1 contract
Samples: Underwriting Agreement (Indas Green Acquisition CORP)
Payments Within Six Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) (i) to any person, as a finder’s 's fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company, (ii) to any NASD FINRA member or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD FINRA member, within the six months prior to the Effective Date, other than payments to the Representative in connection with this Offering.
Appears in 1 contract
