Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 15 contracts
Samples: Selected Dealer Agreement (Griffin Capital Essential Asset REIT II, Inc.), Selected Dealer Agreement (Hines Global Reit Ii, Inc.), Selected Dealer Agreement (NorthStar Real Estate Income II, Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderthereunder and, during the Managed Offering Term, shall furnish such information to Xxxxxxx Xxxxx, confirmed in writing.
Appears in 5 contracts
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to AmeripriseSecurities America, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 4 contracts
Samples: Selected Dealer Agreement (KBS Legacy Partners Apartment REIT, Inc.), Selected Dealer Agreement (KBS Real Estate Investment Trust III, Inc.), Selected Dealer Agreement (KBS Real Estate Investment Trust III, Inc.)
Periodic Financial Information. On or prior to Within one business day following the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 4 contracts
Samples: Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Selected Dealer Agreement (Hines Global Income Trust, Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to AmeripriseAmeriprise Financial, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Behringer Harvard Multifamily Reit I Inc)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprisethe Agents, confirmed in writing; provided, and shall file however, that if electronically transmitted copies thereof are filed with the Commission pursuant to XXXXX, such information pursuant shall be deemed to the rules have been furnished and regulations promulgated under the Securities Act or the Exchange Act as required thereunderconfirmed.
Appears in 2 contracts
Samples: Representations and Indemnity Agreement (Allstate Life Insurance Co), Representations and Indemnity Agreement (Allstate Life Global Funding)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall will furnish such information to AmeripriseAmeriprise Financial, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderAct.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Corporate Capital Trust, Inc.), Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed Ameripriseconfirmed in writing, writing and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
Periodic Financial Information. On or prior to Within one business day of the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (CNL Growth Properties, Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to releasedto the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed Ameripriseconfirmed in writing, writing and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities 1933 Act or the Exchange 1934 Act as required thereunder.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (CNL Income Properties Inc)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprisethe Agents, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Representations and Indemnity Agreement (Allstate Life Global Funding)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three (3) quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall will furnish such information to AmeripriseAmeriprise Financial, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderAct.
Appears in 1 contract
Samples: Selected Dealer Agreement (Owl Rock Capital Corp II)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderthereunder and, during the Managed Offering Term, shall furnish such information to Rxxxxxx Jxxxx, confirmed in writing.
Appears in 1 contract
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (CNL Properties Trust, Inc.)
Periodic Financial Information. On or prior to Within one business day following the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (CNL Healthcare Properties, Inc.)
Periodic Financial Information. On or prior to the date on which there shall be released to the general public interim financial statement information related to the Company with respect to each of the first three quarters of any fiscal year or preliminary financial statement information with respect to any fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Securities Exchange Act of 1934 ("Exchange Act") as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Property Associates 16 Global Inc)