Portfolio Management Services. As manager of the assets of the Fund, you shall provide continuing investment management of the assets of the Fund in accordance with the investment objectives, policies and restrictions set forth in the Prospectus and SAI; the applicable provisions of the 1940 Act and the Internal Revenue Code of 1986, as amended, (the "Code") relating to regulated investment companies and all rules and regulations thereunder; and all other applicable federal and state laws and regulations of which you have knowledge; subject always to policies and instructions adopted by the Trust's Board of Trustees. In connection therewith, you shall use reasonable efforts to manage the Fund so that it will qualify as a regulated investment company under Subchapter M of the Code and regulations issued thereunder. The Fund shall have the benefit of the investment analysis and research, the review of current economic conditions and trends and the consideration of long-range investment policy generally available to your investment advisory clients. In managing the Fund in accordance with the requirements set forth in this section 2, you shall be entitled to receive and act upon advice of counsel to the Trust. You shall also make available to the Trust promptly upon request all of the Fund's investment records and ledgers as are necessary to assist the Trust in complying with the requirements of the 1940 Act and other applicable laws. To the extent required by law, you shall furnish to regulatory authorities having the requisite authority any information or reports in connection with the services provided pursuant to this Agreement which may be requested in order to ascertain whether the operations of the Trust are being conducted in a manner consistent with applicable laws and regulations. You shall determine the securities, instruments, investments, currencies, repurchase agreements, futures, options and other contracts relating to investments to be purchased, sold or entered into by the Fund and place orders with broker-dealers, foreign currency dealers, futures commission merchants or others pursuant to your determinations and all in accordance with Fund policies as expressed in the Registration Statement. You shall determine what portion of the Fund's portfolio shall be invested in securities and other assets and what portion, if any, should be held uninvested. You shall furnish to the Trust's Board of Trustees periodic reports on the investment performance of the Fund and on the perf...
Portfolio Management Services. 15.2.1. The Portfolio Management investment service is a specialised service of managing a portfolio of financial instruments for a particular Client, aimed at achieving the Client’s investment objectives through an individual approach tailored to the Client's needs (hereinafter: Portfolio Management). The portfolio of financial instruments (hereinafter: Portfolio) consists of all legally permissible financial instruments entered the Portfolio by the Client or acquired in the process of Portfolio Management. For the avoidance of doubt, the term "financial instruments" shall refer only to the instruments which are suitable for achieving the purpose of the Agreement and in which the Company is authorised to invest the Client's funds. The Portfolio may consist of only such financial instruments which are owned exclusively by the Client. Financial instruments which are owned jointly or co-owned by more than one person may not be entered into the Portfolio. Also, it is impossible to arrange for joint management of a Portfolio consisting of financial instruments of multiple owners. Portfolio Management includes, but not exclusively:
a. purchase and sale of financial instruments traded on regulated markets or other trading venues,
b. investment in other financial instruments,
c. monitoring the status of the Client's Portfolio daily,
d. reporting to the Client on the Portfolio value on quarterly basis and when vary with 10% (ten percent)
e. reporting to the Client at the end of the calendar year regarding the results achieved that year and
x. performing any other activities and tasks necessary for Portfolio Management. If the portfolio value falls below the minimum initial payment amount due to a single or multiple pay-out to the Client from the Portfolio in the course of the Portfolio Management service provision, the Company is entitled to cancel the Agreement. The Company shall perform the Portfolio Management activities in its own name and for the Client's account.
Portfolio Management Services. As manager of the assets of the Fund, you shall provide continuing investment management of the assets of the Fund in accordance with the investment objectives, policies and restrictions set forth in the Prospectus and SAI; the applicable provisions of the 1940 Act and the Internal Revenue Code of 1986, as amended, (the "Code") relating to regulated investment companies and all rules and regulations thereunder; and all other applicable federal and state laws and regulations of which you have knowledge; subject always to policies and instructions adopted by the Trust's Board of Trustees. In connection therewith, you shall use reasonable efforts to manage the Fund so that it will qualify as a regulated investment company under Subchapter M of the Code and regulations issued thereunder. The Fund shall have the benefit of the investment analysis and research, the review of current economic conditions and trends and the consideration of long-range investment policy generally available to your investment advisory clients. In managing the Fund in accordance with the requirements set forth in this section 3, you shall be entitled to receive and act upon advice of counsel to the Trust or counsel to
Portfolio Management Services. Most clients receiving this Disclosure Brochure will be signing up for our portfolio management service which can best be defined as giving continuous investment advice to a client and making investments for the client based on the individual needs of the client. Through this service, we offer a highly customized and individualized investment program for each client. A specific investment strategy is crafted to focus on the specific client’s goals and objectives. We provide our portfolio management service through accounts maintained at a qualified custodian recommended by us (please refer to Item 15 – Custody for more information). Qualified custodians include, but are not limited to, registered broker/dealers, banks offering trust services and variable annuity product sponsors. We are also able to manage retirement and variable annuity accounts held at select broker/dealers and qualified custodians, conditional upon availability. As a condition of this program, we will be granted discretionary trading authorization on the client’s account. This enables us to move client funds among stocks, bonds, ETFs, mutual funds or other investments at our discretion (please refer to Item 16 – Investment Discretion for more information). You are always responsible for notifying us of any changes to your financial situation or investment objectives. We are always reasonably available to consult with you relative to the status of your accounts under our management. Your beneficial interest in a security does not represent an undivided interest in all the securities held by the custodian, but rather represents your direct and beneficial interest in the securities which comprise your accounts. A separate account is always maintained for every client with the broker-dealer/custodian and you retain all rights of ownership to your accounts (e. g. right to withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations).
Portfolio Management Services. The Sub-Advisor shall perform the following portfolio management services:
(A) Serve as the Company’s investment and financial advisor, conduct investment research, monitor applicable markets and obtain reports where appropriate concerning the value and condition of Investments;
(B) Provide management services in respect of Investments and perform and supervise the various management and operational functions related to the Investments;
(C) Formulate and oversee the implementation of strategies for the administration, promotion, management, operation, maintenance, improvement, financing and refinancing, marketing, leasing and disposition of Investments on an individual and overall portfolio basis;
(D) Provide Investment portfolio management functions;
(E) Provide the Company with, or assist the Company in arranging for, all necessary cash management services, including credit facility management;
(F) Oversee the performance of the Real Estate Manager in connection with real estate management services and other activities relating to the Company’s Real Property; provided that the Real Estate Manager for any triple net leased properties shall be an Affiliate of the Advisor unless the Sub-Advisor determines in its commercially reasonable judgment that the Company would benefit from a Real Estate Manager other than an Affiliate of the Advisor; and
(G) Provide liquidity management services for the Company’s share repurchase program as may be requested by the Advisor.
Portfolio Management Services. 15.2.1. The Portfolio Management investment service is a specialised service of managing a portfolio of financial instruments for a particular Client, aimed at achieving the Client’s investment objectives through an individual approach tailored to the Client's needs (hereinafter: Portfolio Management). The portfolio of financial instruments (hereinafter: Portfolio) consists of all legally permissible financial instruments entered the Portfolio by the Client or acquired in the process of Portfolio Management. For the avoidance of doubt, the term "financial instruments" shall refer only to the instruments which are suitable for achieving the purpose of the Agreement and in which the Company is authorised to invest the Client's funds. The Portfolio may consist of only such financial instruments which are owned exclusively by the Client. Financial instruments which are owned jointly or co-owned by more than one person may not be entered into the Portfolio. Also, it is impossible to arrange for joint management of a Portfolio consisting of financial instruments of multiple owners. Portfolio Management includes, but not exclusively:
a. purchase and sale of financial instruments traded on regulated markets or other trading venues,
b. investment in other financial instruments,
c. monitoring the status of the Client's Portfolio daily, d. reporting to the Client on the Portfolio value on quarterly basis and when vary with 10% (ten percent)
Portfolio Management Services. As manager of the assets of the Fund, you shall provide continuing investment management of the assets of the Fund in accordance with the investment objectives, policies and restrictions set forth in the Prospectus and SAI; the applicable provisions of the 1940 Act and the Internal Revenue Code of 1986, as amended, (the "Code") relating to regulated investment companies and all rules and regulations thereunder; and all other applicable federal and state laws and regulations of which you have knowledge; subject always to policies and instructions adopted by the Corporation's Board of
Portfolio Management Services. 8.1. Subject to the Client fulfilling his obligations hereunder, the Company will provide the Client, at his request, with the Investment Service of Portfolio Management. In providing the Portfolio Management Services hereunder the Company shall enter into transactions in Financial Instruments on a discretionary basis and based on the particular Strategy chosen by the Client. The Company will offer the Portfolio Management services strictly under the following terms of conditions, which are non – negotiable and may be amended by the Company alone and under the provisions of this Agreement.
8.2. Without prejudice to the generality of clause 8.1 the Company shall, when providing the services of portfolio management to the Client, have full power and authority at its complete discretion to perform the following functions on behalf of the Client (and without prior reference to the Client):
1. To invest, deal, purchase, sell, retain, exchange, convert or otherwise deal in investments and other assets as the Portfolio Manager on its own discretion deems appropriate for the Client;
2. enter into Contracts For Difference and hence place Quotes and Orders for transmission or execution with another investment firm or bank or other execution venue; 3. execute Transactions in regulated markets and any Multilateral Trading Facility;
Portfolio Management Services. As manager of the assets of the Fund, you shall provide continuing investment management of the assets of the Fund in accordance with the investment objectives, policies and restrictions set forth in the Prospectus and SAI; the applicable provisions of the 1940 Act and the Internal Revenue Code of 1986, as amended, (the "Code") relating to regulated investment companies and all rules and regulations thereunder; and all other applicable federal and state laws and regulations of which you have knowledge; subject always to policies and instructions adopted by the Trust's Board of Trustees. In connection therewith, you shall use reasonable efforts to manage the Fund so that it will qualify as a regulated investment company under Subchapter M of the Code and regulations issued thereunder. The Fund shall have the benefit of the investment analysis and research, the review of current economic conditions and trends and the consideration of long-range investment policy generally available to your investment advisory clients. In managing the Fund in accordance with the requirements set forth in this section 2, you shall be entitled to receive and act upon advice of counsel to the Trust. You shall also make available to the Trust promptly upon request all of the Fund's investment records and ledgers as are necessary to assist the Trust in complying with the requirements of the 1940 Act and other applicable laws. To the extent required by law, you shall furnish to regulatory authorities having the requisite authority any information or reports in connection with the services provided pursuant to this Agreement which may be requested in order to ascertain whether the operations of the Trust are being conducted in a manner consistent with applicable laws and regulations.
Portfolio Management Services. 15.2.1. The Portfolio Management investment service is a specialised service of managing a portfolio of financial instruments for a particular Client, aimed at achieving the Client's investment objectives through an individual approach tailored to the Client's needs (hereinafter: Portfolio Management). The portfolio of financial instruments (hereinafter: Portfolio) consists of all legally permissible financial instruments entered into the Portfolio by the Client or acquired in the process of Portfolio Management. For the avoidance of doubt, the term "financial instruments” shall refer only to the instruments which are suitable for achieving the purpose of the Agreement and in which Eurotrade SA is authorised to invest the Client's funds. The Portfolio may consist of only such financial instruments which are owned exclusively by the Client. Financial instruments which are owned jointly or co-owned by more than one person may not be entered into the Portfolio. Also, it is impossible to arrange for joint management of a Portfolio consisting of financial instruments of multiple owners. Portfolio Management includes, but not exclusively:
a. purchase and sale of financial instruments traded on regulated markets or other trading venues,
b. investment in other financial instruments,
c. monitoring the status of the Client's Portfolio daily,
d. reporting to the Client on the Portfolio value on a quarterly basis and when varying with 10% (ten per cent),
e. reporting to the Client at the end of the calendar year regarding the results achieved that year, and
f. performing any other activities and tasks necessary for Portfolio Management. If the portfolio value falls below the minimum initial payment amount due to a single or multiple pay-out to the Client from the Portfolio in the course of the Portfolio Management service provision, Eurotrade SA is entitled to cancel the Agreement. Eurotrade SA shall perform the Portfolio Management activities in their own name and for the Client's account.
