Portfolio Managers Sample Clauses

Portfolio Managers. ▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇ and ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ (the “Portfolio Managers”) are primarily responsible for the day-to-day management of the Fund. Each Portfolio Manager supervises a portfolio management team. ▇▇. ▇▇▇▇ and ▇▇.

Portfolio Managers. The Portfolio Managers of the Fund are ▇▇▇▇▇ ▇▇▇▇▇▇ and ▇▇▇▇▇▇▇ ▇▇▇▇. ▇▇. ▇▇▇▇▇▇ is Senior Vice President, Senior Investment Officer and Director of the Fixed Income Department of the Manager. ▇▇. ▇▇▇▇ is an Assistant Vice President and Portfolio Manager of the Manager. They are the persons principally responsible for the day-to-day management of the Fund's portfolio, and became the Fund's Portfolio Managers on August 28, 2000. Prior to joining the Manager in February 1996, ▇▇. ▇▇▇▇▇▇ had been a Vice President and portfolio manager at Prudential Investment Corporation (March 1986 - February 1996). ▇▇. ▇▇▇▇ is a portfolio manager of other ▇▇▇▇▇▇▇▇▇▇▇ funds and was formerly a Senior Quantitative Analyst for the Manager's Fixed Income Department's Quantitative Analysis Team from July 1998 until August 2000. Before joining the Manager in July 1998, ▇▇. ▇▇▇▇ had been a quantitative analyst for Access Financial, a subsidiary of Cargill Financial Services Group since 1997, and was a teaching assistant, instructor and research assistant at the University of Minnesota from 1991 to 1998.

Portfolio Managers. Any person (including a natural person as well as an entity) who has authority to buy or sell securities for a bank, savings and loan institution, insurance company, investment company, investment adviser, or collective investment account or is an immediate family member of such a person that materially supports, or receives material support from, such person. For purposes hereof “collective investment account” means any hedge fund, investment partnership, investment corporation, or any other collective investment vehicle that is engaged primarily in the purchase and/or sale of securities, but does not include a “family investment vehicle” (a legal entity that is beneficially owned solely by immediate family members) or an “investment club” (a group of friends, neighbors, business associates, or others that pool their money to invest in stock or other securities and are collectively responsible for making investment decisions).

Portfolio Managers. (a) If the Investor is purchasing as a Portfolio Manager, not for its own account, then each of its beneficial underlying “investors” is an Accredited Investor, or the aggregate acquisition cost for each such underlying investor is not less than $97,000 (excluding Ontario residents and all of whom must be Accredited) and the Portfolio Manager will complete Schedule A; and the Portfolio Manager, (i) is resident in British Columbia and is a trust company or an insurer which has received a business authorization under the Financial Institutions Act (British Columbia) or is a trust company or an insurer authorized under the laws of another province or territory of Canada to carry on such business in such province or territory, and the Investor is purchasing the Units as an agent or trustee for accounts that are fully managed by the Investor; OR (ii) is resident in British Columbia and is an advisor who manages the investment portfolios of clients through discretionary authority granted by one or more clients and the Investor is registered as an advisor under the B.C. Act or the Investor is exempt from such registration and the Investor is purchasing the Units as an agent for accounts that are fully managed by the Investor; OR (iii) it is acting as agent for one or more disclosed principals, each of which principals is purchasing as principal for its own account, not for the benefit of any other person and not with a view to the resale or distribution of all or any of the Units, and the purchase cost of Units of each of whose principals complies with subparagraphs (i) or (ii); OR (iv) it carries on business as a Foreign Portfolio Manager outside of Canada and makes the acknowledgements set out in paragraph 6.2 above;

Portfolio Managers. Access will use all commercially reasonable efforts to ensure the continued employment of D▇▇▇▇ ▇▇▇▇ and R▇▇ ▇▇▇▇▇.

Portfolio Managers. The Trading Advisor’s managers for Series J shall be ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ and ▇▇▇▇▇ ▇▇▇▇ (the “Portfolio Managers”) and the Portfolio Managers shall be responsible for all investment and trading activity of Series J hereunder on behalf of the Trading Advisor. The Trading Advisor will notify the Managing Owner promptly if any Portfolio Manager either (i) dies, (ii) is adjudicated incompetent or becomes disabled for 90 consecutive days, (iii) otherwise ceases to be active in the affairs of Series J, or (iv) ceases (or threatens to cease) being employed by the Trading Advisor.

Portfolio Managers. You or a Person that has a beneficial interest in you is (a) a person who has authority to buy or sell securities for a bank, savings and loan institution, insurance company, investment company, investment advisor, or collective investment account;18 or (b) an immediate family member of a person specified in (a) if the person specified in (a) materially supports, or receives material support from, the immediate family member. If “yes” with respect to a natural person that has a beneficial interest in you, then the aggregate beneficial ownership of all such natural persons represents the following percentage of the Investor: __________% of the Investor

Portfolio Managers. (a) If the Investor is purchasing as a Portfolio Manager then the aggregate acquisition cost for all of its underlying investors is not less than $97,000 and the Portfolio Manager, (i) is resident in British Columbia and is a trust company or an insurer which has received a business authorization under the Financial Institutions Act (British Columbia) or is a trust company or an insurer authorized under the laws of another province or territory of Canada to carry on such business in such province or territory, and the Investor is purchasing the Units as an agent or trustee for accounts that are fully managed by the Investor; OR (ii) is resident in British Columbia and is an advisor who manages the investment portfolios of clients through discretionary authority granted by one or more clients and the Investor is registered as an advisor under the Securities Act (British Columbia) or the Investor is exempt from such registration and the Investor is purchasing the Units as an agent for accounts that are fully managed by the Investor; OR (iii) is acting as agent for one or more disclosed principals, each of which principals is purchasing as principal for its own account, not for the benefit of any other person and not with a view to the resale or distribution of all or any of the Units, and the purchase cost of Units of each of whose principals complies with subparagraphs (i) or (ii); OR (iv) carries on business as a Foreign Portfolio Manager outside of Canada and makes the acknowledgements set out in subparagraph 7.2 above.

Portfolio Managers. The Portfolio Manager assigned by the Client to manage the Account, make investment decisions and place trading instructions with NBIN on behalf of the Client.