Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency. (b) At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees. (c) For Applicants that are business entities, these licensing provisions shall apply to the entity as well as: (i) each of its officers, limited liability company members, and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source that the Tribal Gaming Agency has determined does not require a license under section 6.4.5) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either the start-up capital or the operating capital, or of a combination thereof, over a twelve (12)-month period. For purposes of this subdivision, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision (c)(i) through (c)(v), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivision, a direct controlling interest in the Applicant referred to in subdivision (c)(iv) excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant. (d) Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 5 contracts
Samples: Tribal State Compact, Tribal State Compact, Tribal State Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) For Applicants that are business entities, these licensing provisions shall apply to the entity as well as: (i) each of its officers, limited liability company members, and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source that the Tribal Gaming Agency has determined does not require a license under section 6.4.5) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either the start-up capital or the operating capital, or of a combination thereof, over a twelve (12)-month period. For purposes of this subdivision, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision (c)(isubdivision(c)(i) through (c)(v), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivision, a direct controlling interest in the Applicant referred to in subdivision (c)(iv) excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 3 contracts
Samples: Tribal State Compact, Tribal State Compact, Tribal State Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) For Applicants that are business entities, these licensing provisions shall apply to the entity as well as: (i) each of its officers, limited liability company members, members and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source that the Tribal Gaming Agency has determined does not require a license under section 6.4.5) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either the start-up capital or the operating capital, or of a combination thereof, over a twelve (12)-month period. For purposes of this subdivision, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision subdivisions (c)(i) through (c)(v), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivision, a direct controlling interest in the Applicant referred to in subdivision (c)(iv) excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 2 contracts
Samples: Tribal State Compact, Tribal State Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) For Applicants that are business entities, these licensing provisions shall apply to the entity as well as: (i) each of its officers, limited liability company members, members and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source that the Tribal Gaming Agency has determined does not require a license under section 6.4.5) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either the start-up capital or the operating capital, or of a combination thereof, over a twelve (12)-month period. For purposes of this subdivision, where there is any commonality of the characteristics identified in this section 6.4.6section, subdivision subdivisions (c)(i) through (c)(v), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivision, a direct controlling interest in the Applicant referred to in subdivision (c)(iv) excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 2 contracts
Samples: Tribal State Compact, Tribal State Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) For Applicants that are business entities, these licensing provisions shall apply to the entity as well as: (i) each of its officers, limited liability company members, and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source that the Tribal Gaming Agency has determined does not require a license under section 6.4.5) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either the start-up capital or the operating capital, or of a combination thereof, over a twelve (12)-month period. For purposes of this subdivision, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision (c)(i) through (c)(vv), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivision, a direct controlling interest in the Applicant referred to in subdivision (c)(iv) excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 2 contracts
Samples: Tribal State Compact, Tribal State Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) . At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) . For Applicants that who are business entities, these licensing provisions provision shall apply to the entity as well as: :
(i) each of its officers, limited liability company members, officers and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) if a corporation, each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or corporation and who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source financial institution that the Tribal Gaming Xxxxxx Xxxxxx Agency has determined does not require a license under section 6.4.56.4.6, subdivision (e)(1)) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either of
(a) the start-up capital or capital,
(b) the operating capital, or of a combination thereof, capital over a twelve (12)-month period, or
(c) a combination thereof. For purposes of this subdivisionsection, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision clauses (c)(ia) through to (c)(vc), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivisionsection, a direct controlling interest in the Applicant referred to in subdivision (c)(iviv) of the first paragraph of this section 6.4.7, excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) . Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 1 contract
Samples: Tribal State Gaming Compact
Processing Tribal Gaming License Applications. (a) Each Applicant for a tribal gaming license shall submit the completed application along with the required information and an application fee, if required, to the Tribal Gaming Agency in accordance with the rules and regulations of that agency.
(b) . At a minimum, the Tribal Gaming Agency shall require submission and consideration of all information required under IGRA, including part 556.4 of title 25 of the Code of Federal Regulations, for licensing primary management officials and key employees.
(c) . For Applicants that who are business entities, these licensing provisions provision shall apply to the entity as well as: :
(i) each of its officers, limited liability company members, officers and directors; (ii) each of its principal management employees, including any chief executive officer, chief financial officer, chief operating officer, and general manager; (iii) each of its owners or partners, if an unincorporated business; (iv) if a corporation, each of its shareholders who owns more than ten percent (10%) of the shares of the corporation, if a corporation, or corporation and who has a direct controlling interest in the Applicant; and (v) each person or entity (other than a Financial Source financial institution that the Tribal Gaming Agency has determined does not require a license under section 6.4.56.4.6, subdivision (e)(1)) that, alone or in combination with others, has provided financing in connection with any Gaming Operation or Class III Gaming gaming authorized under this Compact, if that person or entity provided more than ten percent (10%) of either of
(a) the start-up capital or capital,
(b) the operating capital, or of a combination thereof, capital over a twelve (12)-month period, or
(c) a combination thereof. For purposes of this subdivisionsection, where there is any commonality of the characteristics identified in this section 6.4.6, subdivision clauses (c)(ia) through to (c)(vc), inclusive, between any two (2) or more entities, those entities may be deemed to be a single entity. For purposes of this subdivisionsection, a direct controlling interest in the Applicant referred to in subdivision (c)(iviv) of the first paragraph of this section 6.4.7, excludes any passive investor or anyone who has an indirect or only a financial interest and does not have the ability to control, manage, or direct the management decisions of the Applicant.
(d) . Nothing herein precludes the Tribe or Tribal Gaming Agency from requiring more stringent licensing requirements.
Appears in 1 contract
Samples: Tribal State Gaming Compact