Prospectus Exemption. Please select which prospectus exemption is being relied upon by you. For additional details, please see SCHEDULE D “TERMS AND CONDITIONS – Prospectus Exemptions”:
Prospectus Exemption. The Subscriber acknowledges that, if this subscription is accepted, Units will be distributed to the Subscriber pursuant to a regulatory exemption from statutory requirements that would otherwise require the applicable Fund to deliver to the Subscriber a prospectus that complies with statutory requirements. In doing so, the applicable Fund will be relying on the following representations and certifications by the Subscriber: The Subscriber hereby represents and certifies that the Subscriber is acting for his, her or its own account and is purchasing Units as principal (or is deemed by National Instrument 45-106 - Prospectus Exemptions to be acting as principal) for investment purposes only and not with a view to resale and is one of the following (please check the appropriate box): a resident of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island or Newfoundland and Labrador who meets the definition of “accredited investor” and has completed the Certificate of Accredited Investor attached as Schedule “A” and the Risk Acknowledgement Form attached as Schedule “B” (if an individual described in paragraphs (j), (k) or (l) of the definition of “accredited investor”); or a person, other than an individual, that is a resident of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island or Newfoundland and Labrador and is purchasing Units with an aggregate cost to the Subscriber of not less than $150,000 payable in cash at the time of the distribution of Units and has not been formed, created, established or incorporated for the purpose of permitting the purchase of the Units without a prospectus; or a resident of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island or Newfoundland and Labrador and is purchasing Units with an aggregate acquisition cost of less than $150,000, but initially purchased Units of the same series as principal for an acquisition cost of not less than $150,000 paid in cash at the time of purchase, and at the date of this subscription owns Units with a net asset value or aggregate acquisition cost of not less than $150,000; or has the benefit of the following exemption (specify nature and source of exemption):
Prospectus Exemption. Please select which prospectus exemption is being relied upon by you. For additional details, please see SCHEDULE D “TERMS AND CONDITIONS – Prospectus Exemptions”: ■ Please indicate which of the following categories of Accredited Investor as defined in SCHEDULE C is being relied upon by you: If the category selected is J, K or L, please complete Schedule B - Risk Acknowledgment Form. ■ $150,000 minimum investment (the investor is not an individual or a resident of Alberta) ■ Another exemption. Please indicate what exemption is being relied upon by you:
Prospectus Exemption. The Subscriber acknowledges that, if this subscription is accepted, Units will be distributed to the Subscriber pursuant to a regulatory exemption from statutory requirements that would otherwise require the applicable Fund to deliver to the Subscriber a prospectus that complies with statutory requirements. In doing so, the applicable Fund will be relying on the following representations and certifications by the Subscriber: The Subscriber hereby represents and certifies that the Subscriber is acting for his, her or its own account and is purchasing Units as principal (or is deemed by National Instrument 45-106 - Prospectus Exemptions to be acting as principal) for investment purposes only and not with a view to resale and is a resident of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island or Newfoundland and Labrador who meets the definition of “accredited investor” and has completed the Certificate of Accredited Investor attached as Schedule “A”.
Prospectus Exemption. For the purposes of compliance with National Instrument 45-106 - Prospectus Exemptions, the prospectus requirement does not apply to a distribution by an issuer in a security of its own issue with an employee, executive officer, director or consultant of the issuer or a related entity of the issuer, provided the distribution is voluntary. Resale Restrictions. Shares acquired under the Plan may be subject to certain restrictions on resale imposed by Canadian provincial securities laws. Notwithstanding any other provision of the Plan to the contrary, any transfer or resale of any Shares acquired by Participant pursuant to the Plan must be in accordance with the resale rules under Ontario Securities Commission Rule 72-503 Distributions Outside Canada (“72-503”) if Participant is a resident in the Province of Ontario and National Instrument 45-102 - Resale of Securities (“45-102”) if Participant is a resident in the Province of Nova Scotia. In Ontario, the prospectus requirement does not apply to the first trade of Shares issued in connection with the Award provided the conditions set forth in section 2.8 of 72-503 are satisfied. In Nova Scotia, the prospectus requirement does not apply to the first trade of Shares issued in connection with the Award, provided the conditions set forth in section 2.14 of 45-102 are satisfied. Participant should consult Participant’s legal advisor prior to any resale of Shares.
Prospectus Exemption. The Subscriber hereby represents and certifies that the Subscriber qualifies for the exemption indicated above under Item 3. Prospectus Exemption (Important).
Prospectus Exemption. For purposes of compliance with National Instrument 45-106 - Prospectus Exemptions, the prospectus requirement does not apply to a distribution by an issuer in a security of its own issue with an employee, executive officer, director or consultant of the issuer or a related entity of the issuer provided participation in the distribution is voluntary, and accordingly, the Shares with respect to vested Restricted Stock Units, acquired under the Plan are acquired pursuant to the prospectus exemptions under Ontario securities laws.
Prospectus Exemption. The Lender is acquiring the Bonus Shares and the Shares for Debt, if applicable, as principal pursuant to an exemption from the prospectus requirements under section 2.3(1) of NI 45-106, being an "accredited investor" as defined under paragraph (m) of such definition in NI 45-106.
Prospectus Exemption. (a) The Purchaser acknowledges and agrees that the sale and delivery of the Common Shares to the Purchaser is conditional upon such sale being exempt from the requirements under applicable securities legislation requiring the filing of a prospectus in connection with the distribution of the Common Shares or upon the issuance of such rulings, orders, consents or approvals as may be required to permit such sale without the requirement of filing a prospectus.
(b) The Purchaser acknowledges and agrees that the Purchaser has not been provided with a prospectus (as defined in the applicable securities legislation) in connection with its purchase of Common Shares; that the Purchaser's decision to execute this Subscription Agreement and to purchase the Common Shares agreed to be purchased hereunder has not been based upon any verbal or written representation as to fact or otherwise made by or on behalf of the Company; and that the Purchaser has been advised to consult its own legal advisors with respect to applicable resale restrictions and restrictions on transferability and that the Purchaser is solely responsible and the Company is not in any way responsible for compliance with applicable resale restrictions.
(c) The Purchaser acknowledges that the Company may be required by law or otherwise to disclose to regulatory authorities the identity of the Purchaser and each beneficial purchaser of Common Shares for whom the Purchaser may be acting, and the Purchaser consents thereto.
Prospectus Exemption. For the purposes of compliance with National Instrument 45-106 - Prospectus Exemptions (and in Québec, Regulation 45-106 respecting Prospectus exemptions, collectively, “45-106”), the prospectus requirement does not apply to a distribution by an issuer in a security of its own issue with an employee, executive officer, director or consultant of the issuer or a related entity of the issuer, provided the distribution is voluntary. Additional Provisions Applicable to Participants Resident in Quebec. Data Protection: The following provision supplements the Data Protection section of Addendum A: Participant hereby authorizes the Company and the Company’s representatives to discuss with and obtain all relevant information from all personnel, professional or not, involved in the administration and operation of the Plan. Participant further authorizes the Company and the Board or Committee, to disclose and discuss the Plan with their advisors. Participant further authorizes the Company to record such information and to keep such information in Participant’s employee file.
