Referral Fees. If the CLIENT was introduced to the ADVISER through a Solicitor, the ADVISER may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940. The referral fee shall be paid solely from Adviser Compensation as defined in this Agreement, and shall not result in any additional charge to the CLIENT. The CLIENT acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the ADVISER and the Solicitor, including the compensation to be received by the Solicitor from the ADVISER.
Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Advisers Act and applicable state securities laws. The referral fee shall be paid solely from the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION WHICH MAY BE ENFORCED BY THE PARTIES. CLEAR MONEY PATH Client(s) X By: <<Authorized Signatory>> X X X X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority TD Ameritrade Discretionary Non-Discretionary Discretionary Non-Discretionary Discretionary Non-Discretionary Discretionary Non-Discretionary Discretionary Non-Discretionary Discretionary Non-Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) EQUITY AND BALANCED ACCOUNTS Portfolio Size Tiered Annualized Fee (Non-Wrap) First $500,000 1.25% Next $500,001 to $1,000,000 1.00% Next $1,000,001 and above 0.80% Account Number or Title of Account Applicable Fee Schedule Non-WRAP Account Non-WRAP Account Non-WRAP Account Non-WRAP Account Non-WRAP Account Non-WRAP Account Client initials: X
Referral Fees. Itaú Parent and Corp Group Parent hereby acknowledge and agree that certain Chilean clients of CorpBanca may be interested in contracting financial services and products from financial entities located outside of Chile. Itaú Parent and CorpBanca shall discuss in good faith and on an arm’s-length basis the fees to be paid by Itaú Parent and its relevant Subsidiaries to CorpBanca or one or more of its Subsidiaries in consideration for or in connection with referrals of CorpBanca’s clients. Any such fees shall be paid in the most economically efficient manner to both parties in the relevant transaction. No fees shall be due by Itaú Parent or its Affiliates in connection with services and products that are requested by CorpBanca’s clients directly from Itaú Parent or any of its Affiliates other than CorpBanca and its Subsidiaries. Itaú Parent and CorpBanca and their respective Affiliates shall always comply with all applicable laws and regulations in the offer of such services and products to CorpBanca’s clients, the performance of their obligations and the exercise of their rights under this Section 4.22.
Referral Fees. If the Client was introduced to Xxxxxx Advisors through a Solicitor, Xxxxxx Advisors may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisors Act of 1940. The referral fee shall be paid solely from Xxxxxx Advisors Compensation as defined in this Agreement, and shall not result in any additional charge to the Client.
Referral Fees. Liberty may offer referral fees to individuals that refer new Franchisees to Liberty. These referral fees do not apply to Area Developer for Candidates that become Franchisees in Area Developer’s Territory.
Referral Fees. If the Client was introduced to the Advisor through a Solicitor, the Advisor may pay that Solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940. The referral fee shall be paid solely from Adviser Compensation as defined in this Agreement, and shall not result in any additional charge to the Client. The Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the Advisor and the Solicitor, including the compensation to be received by the Solicitor from the Advisor.
Referral Fees. Any referral fees payable in connection with any Compensable Transactions shall be the exclusive responsibility of, and shall be paid by Knightsbridge.
Referral Fees. Company will be entitled to receive referral fees during the ------------- term of this Agreement as set forth on Exhibit A, which is attached hereto --------- and incorporated herein by this reference, except as otherwise provided herein. If Company terminates the term of this Agreement, Company shall not be entitled to receive such referral fees after the term of this Agreement. Payments of such referral fees will be made not later than the twenty (20) day of each month for the previous month's fees.
Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with applicable securities laws. The referral fee shall be paid solely from the Management Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us.
Referral Fees. 7.2.1 In addition to the above fee, Xxxxxx.xxx shall pay to iVillage, on a quarterly basis-and payable within thirty (30) days after the end of each quarter, referral fees based upon a percentage of the Sale Price of Qualifying Books actually purchased from Xxxxxx.xxx (the "Referral Fees'). Xxxxxx.xxx shall receive a credit for any Referral Fees paid on Qualifying Books which are later returned. The term "
