Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 33 contracts
Samples: Underwriting Agreement (Benchmark 2023-B40 Mortgage Trust), Underwriting Agreement (Benchmark 2022-B32 Mortgage Trust), Underwriting Agreement (Benchmark 2021-B28 Mortgage Trust)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 32 contracts
Samples: Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C13), Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-Lc9), Underwriting Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C19)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative Underwriters shall have received notice thereof, not later than 5:00 p.m., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeUnderwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (3650 REIT Commercial Mortgage Securities II LLC), Underwriting Agreement (3650 REIT Commercial Mortgage Securities II LLC), Underwriting Agreement (3650 REIT Commercial Mortgage Securities LLC)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof the Underwriting Agreement; if applicable, the Rule 462(b) Registration Statement shall have become effective by 10:00 a.m. New York City time on the business day following the date of the Underwriting Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 3 contracts
Samples: Underwriting Agreement (SPX Corp), Underwriting Agreement (SPX Corp), Underwriting Agreement (H&r Block Inc)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Underwriter shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer a Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a5(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeUnderwriter.
Appears in 2 contracts
Samples: Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof the Underwriting Agreement; if applicable, the Rule 462(b) Registration Statement shall have become effective by 10:00 A.M. New York City time on the business day following the date of the Underwriting Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Scottish Power Finance (US) Inc), Underwriting Agreement (Scottish Power Finance (US) Inc)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a5(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Polypore International, Inc.), Underwriting Agreement (Polypore International, Inc.)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a5(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 2 contracts
Samples: Underwriting Agreement (Home Diagnostics Inc), Underwriting Agreement (Schawk Inc)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Underwriter shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Rule 401(g)(2) or Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Written Communication shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing ProspectusWritten Communication, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a5(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeUnderwriter.
Appears in 2 contracts
Samples: Underwriting Agreement (Polypore International, Inc.), Underwriting Agreement (Polypore International, Inc.)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.10:00 A.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 2 contracts
Samples: Underwriting Agreement (Vanda Pharmaceuticals Inc.), Underwriting Agreement (Vanda Pharmaceuticals Inc.)
Registration Compliance; No Stop Order. If The Registration Statement and the ADS Registration Statement (or if a post-effective amendment to the Registration Statement or the ADS Registration Statement is required to be filed under the Securities Act, such post-effective amendment amendment) shall each have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement or the ADS Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Webzen Inc), Underwriting Agreement (Webzen Inc)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer a Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a5(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern)
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Samples: Underwriting Agreement (Vanda Pharmaceuticals Inc.)
Registration Compliance; No Stop Order. If The Registration Statement and the ADS Registration Statement (or if a post-effective amendment to the Registration Statement or the ADS Registration Statement is required to be filed under the Securities Act, such post-effective amendment amendment) shall each have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement or the ADS Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Registration Compliance; No Stop Order. If The Registration Statement (or if a post-effective amendment to the Registration Statement thereto is required to be filed under the Securities Act, such post-effective amendment amendment) shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereof; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose purpose, pursuant to Rule 401(g)(2) shall be pending before or to the Company’s knowledge threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Samples: Underwriting Agreement (Central European Media Enterprises LTD)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof the Underwriting Agreement; if applicable, the Rule 462(b) Registration Statement shall have become effective by 10:00 a.m. New York City time on the business day following the date of the Underwriting Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Samples: Underwriting Agreement (Rj Reynolds Tobacco Holdings Inc)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof this Underwriting Agreement; if applicable, the Rule 462(b) Registration Statement shall have become effective by 10:00 a.m. New York City time on the business day following the date of this Underwriting Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Samples: Underwriting Agreement (Kellogg Co)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof this Agreement; if applicable, the Rule 462(b) Registration Statement shall have become effective by 10:00 a.m. New York City time on the business day following the date of the this Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose shall be pending before or or, to the Company’s knowledge, threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract
Samples: Underwriting Agreement (Nelnet Inc)
Registration Compliance; No Stop Order. If a post-effective amendment to the Registration Statement is required to be filed under the Securities Act, such post-effective amendment shall have become effective, and the Representative Representatives shall have received notice thereof, not later than 5:00 p.m.P.M., New York City time, on the date hereofof this Agreement; no order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus, the Preliminary Prospectus and all other Time of Sale Information each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the RepresentativeRepresentatives.
Appears in 1 contract