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No order suspending the effectiveness of the Registration Statement has been issued by the Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the Offering has been initiated or threatened by the Commission; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, the Registration Statement and any such post-effective amendment complied and will comply in all material respects with the Securities Act, and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will comply in all material respects with the Securities Act and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 7(b) hereof.", "size": 743, "samples": [{"hash": "7Hcq4vxd86p", "uri": "/contracts/7Hcq4vxd86p#registration-statement-and-prospectus", "label": "Underwriting Agreement (Spring Valley Acquisition Corp. 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The Registration Statement has been filed with the Commission and has been declared effective by the Commission under the Securities Act. The Prospectus Supplement will name the Agent as the agent in the section entitled \u201cPlan of Distribution.\u201d The Company has not received, and has no notice of, any order of the Commission preventing or suspending the use of the Registration Statement, or threatening or instituting proceedings for that purpose. The Registration Statement and the offer and sale of Placement Shares as contemplated hereby meet the requirements of Rule 415 under the Securities Act and comply in all material respects with said Rule. Any statutes, regulations, contracts or other documents that are required to be described in the Registration Statement or the Prospectus or to be filed as exhibits to the Registration Statement have been so described or filed. Copies of the Registration Statement, the Prospectus, and any such amendments or supplements and all documents incorporated by reference therein that were filed with the Commission on or prior to the date of this Agreement have been delivered, or are available through \u2587\u2587\u2587\u2587\u2587, to the Agent and its counsel. The Company has not distributed and, prior to the later to occur of each Settlement Date and completion of the distribution of the Placement Shares, will not distribute any offering material in connection with the offering or sale of the Placement Shares other than the Registration Statement and the Prospectus and any Issuer Free Writing Prospectus (as defined below) to which the Agent has consented. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is currently listed on the Exchange under the trading symbol \u201cOCGN.\u201d Except as disclosed in the Registration Statement and the Prospectus, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act, delisting the Common Stock from the Exchange, nor has the Company received any notification that the Commission or the Exchange is contemplating terminating such registration or listing. 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No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering has been initiated or threatened by the Commission; as of the applicable effective date of the Registration Statement and any amendment thereto, the Registration Statement complied and will comply in all material respects with the Securities Act and the Trust Indenture Act of 1939, as amended, and the rules and regulations of the Commission thereunder (collectively, the \u201cTrust Indenture Act\u201d), and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto.", "size": 722, "samples": [{"hash": "dhTCMMBzsg9", "uri": "/contracts/dhTCMMBzsg9#registration-statement-and-prospectus", "label": "Underwriting Agreement (TJX Companies Inc /De/)", "score": 31.8829574585, "published": true}, {"hash": "d7SE9Dmtul2", "uri": "/contracts/d7SE9Dmtul2#registration-statement-and-prospectus", "label": "Underwriting Agreement (TJX Companies Inc /De/)", "score": 31.2450370789, "published": true}, {"hash": "kBfAe1xd6vX", "uri": "/contracts/kBfAe1xd6vX#registration-statement-and-prospectus", "label": "Underwriting Agreement (Agilent Technologies, Inc.)", "score": 30.1731681824, "published": true}], "hash": "ebec2a273257b880bc31d6a07e77df8a", "id": 2}, {"snippet_links": [{"key": "by-the-commission", "type": "clause", "offset": [55, 72]}, {"key": "no-order", "type": "clause", "offset": [74, 82]}, {"key": "effectiveness-of-the-registration-statement", "type": "clause", "offset": [98, 141]}, {"key": "issued-by", "type": "definition", "offset": [151, 160]}, {"key": "no-proceeding", "type": "clause", "offset": [181, 194]}, {"key": "section-8a", "type": "clause", "offset": [227, 237]}, {"key": "the-securities-act", "type": "clause", "offset": [241, 259]}, {"key": "related-to", "type": "clause", "offset": [283, 293]}, {"key": "offering-of-the-shares", "type": "clause", "offset": [298, 320]}, {"key": "knowledge-of-the-company", "type": "clause", "offset": [351, 375]}, {"key": "effective-date-of-the-registration-statement", "type": "definition", "offset": [428, 472]}, {"key": "effective-amendment", "type": "clause", "offset": [486, 505]}, {"key": "in-all-material-respects", "type": "definition", "offset": [605, 629]}, {"key": "statement-of", "type": "clause", "offset": [699, 711]}, {"key": "material-fact", "type": "clause", "offset": [714, 727]}, {"key": "in-order-to", "type": "clause", "offset": [804, 815]}, {"key": "not-misleading", "type": "clause", "offset": [844, 858]}, {"key": "amendment-or-supplement", "type": "clause", "offset": [905, 928]}, {"key": "as-of-the-closing-date", "type": "clause", "offset": [941, 963]}, {"key": "the-additional-closing-date", "type": "clause", "offset": [974, 1001]}, {"key": "the-case", "type": "definition", "offset": [1006, 1014]}, {"key": "circumstances-under", "type": "clause", "offset": [1264, 1283]}, {"key": "provided-that", "type": "definition", "offset": [1322, 1335]}, {"key": "no-representation-or-warranty", "type": "clause", "offset": [1354, 1383]}, {"key": "with-respect-to", "type": "clause", "offset": [1384, 1399]}, {"key": "conformity-with", "type": "clause", "offset": [1457, 1472]}, {"key": "relating-to", "type": "definition", "offset": [1485, 1496]}, {"key": "in-writing", "type": "definition", "offset": [1538, 1548]}, {"key": "such-underwriter", "type": "clause", "offset": [1552, 1568]}, {"key": "the-representatives", "type": "clause", "offset": [1577, 1596]}, {"key": "registration-statement-and-the-prospectus", "type": "clause", "offset": [1622, 1663]}, {"key": "understood-and-agreed-that", "type": "clause", "offset": [1714, 1740]}, {"key": "information-furnished", "type": "clause", "offset": [1755, 1776]}, {"key": "the-information", "type": "clause", "offset": [1808, 1823]}], "snippet": "The Registration Statement has been declared effective by the Commission. No order suspending the effectiveness of the Registration Statement has been issued by the Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been initiated or, to the knowledge of the Company, threatened by the Commission; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, the Registration Statement and any such post-effective amendment complied and will comply in all material respects with the Securities Act, and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will comply in all material respects with the Securities Act and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 7(b) hereof.", "size": 532, "samples": [{"hash": "1CE0jUASEtv", "uri": "/contracts/1CE0jUASEtv#registration-statement-and-prospectus", "label": "Underwriting Agreement (Eikon Therapeutics, Inc.)", "score": 37.0739212036, "published": true}, {"hash": "7j11c9bCZp", "uri": "/contracts/7j11c9bCZp#registration-statement-and-prospectus", "label": "Underwriting Agreement (Kodiak Sciences Inc.)", "score": 36.9616699219, "published": true}, {"hash": "4sk734CKC8k", "uri": "/contracts/4sk734CKC8k#registration-statement-and-prospectus", "label": "Underwriting Agreement (MBX Biosciences, Inc.)", "score": 36.7344284058, "published": true}], "hash": "27b01d7f510c9983066790c4a24d2f09", "id": 3}, {"snippet_links": [{"key": "automatic-shelf-registration-statement", "type": "definition", "offset": [34, 72]}, {"key": "rule-405", "type": "clause", "offset": [91, 99]}, {"key": "the-securities-act", "type": "clause", "offset": [103, 121]}, {"key": "prior-to-the", "type": "clause", "offset": [191, 203]}, {"key": "date-hereof", "type": "clause", "offset": [204, 215]}, {"key": "notice-of-objection", "type": "definition", "offset": [224, 243]}, {"key": "effective-amendment", "type": "clause", "offset": [316, 335]}, {"key": "pursuant-to-rule", "type": "clause", "offset": [344, 360]}, {"key": "received-by-the-company", "type": "definition", "offset": [405, 428]}, {"key": "no-order", "type": "clause", "offset": [430, 438]}, {"key": "effectiveness-of-the-registration-statement", "type": "clause", "offset": [454, 497]}, {"key": "by-the-commission", "type": "clause", "offset": [514, 531]}, {"key": "no-proceeding", "type": "clause", "offset": [537, 550]}, {"key": "section-8a", "type": "clause", "offset": [583, 593]}, {"key": "related-to", "type": "clause", "offset": [639, 649]}, {"key": "offering-of-the-shares", "type": "clause", "offset": [654, 676]}, {"key": "effective-date-of-the-registration-statement", "type": "definition", "offset": [750, 794]}, {"key": "in-all-material-respects", "type": "definition", "offset": [927, 951]}, {"key": "statement-of", "type": "clause", "offset": [1021, 1033]}, {"key": "material-fact", "type": "clause", "offset": [1036, 1049]}, {"key": "in-order-to", "type": "clause", "offset": [1126, 1137]}, {"key": "not-misleading", "type": "clause", "offset": [1166, 1180]}, {"key": "amendment-or-supplement", "type": "clause", "offset": [1227, 1250]}, {"key": "as-of-the-closing-date", "type": "clause", "offset": [1263, 1285]}, {"key": "the-additional-closing-date", "type": "clause", "offset": [1296, 1323]}, {"key": "the-case", "type": "definition", "offset": [1328, 1336]}, {"key": "circumstances-under", "type": "clause", "offset": [1521, 1540]}, {"key": "provided-that", "type": "definition", "offset": [1579, 1592]}, {"key": "no-representation-and-warranty", "type": "clause", "offset": [1611, 1641]}, {"key": "with-respect-to", "type": "clause", "offset": [1642, 1657]}, {"key": "conformity-with", "type": "clause", "offset": [1715, 1730]}, {"key": "relating-to", "type": "definition", "offset": [1743, 1754]}, {"key": "in-writing", "type": "definition", "offset": [1796, 1806]}, {"key": "such-underwriter", "type": "clause", "offset": [1810, 1826]}, {"key": "the-representative", "type": "clause", "offset": [1835, 1853]}, {"key": "registration-statement-and-the-prospectus", "type": "clause", "offset": [1879, 1920]}, {"key": "understood-and-agreed-that", "type": "clause", "offset": [1971, 1997]}, {"key": "information-furnished", "type": "clause", "offset": [2012, 2033]}, {"key": "the-information", "type": "clause", "offset": [2065, 2080]}], "snippet": "The Registration Statement is an \u201cautomatic shelf registration statement\u201d as defined under Rule 405 of the Securities Act that has been filed with the Commission not earlier than three years prior to the date hereof; and no notice of objection of the Commission to the use of such registration statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company. No order suspending the effectiveness of the Registration Statement has been issued by the Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been initiated or threatened by the Commission; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, the Registration Statement and any such post-effective amendment complied and will comply in all material respects with the Securities Act, and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 7(b) hereof.", "size": 528, "samples": [{"hash": "fsm7etrRJVV", "uri": "/contracts/fsm7etrRJVV#registration-statement-and-prospectus", "label": "Underwriting Agreement (PERRIGO Co PLC)", "score": 25.8870639801, "published": true}, {"hash": "jj3FcEZ9Oe6", "uri": "/contracts/jj3FcEZ9Oe6#registration-statement-and-prospectus", "label": "Underwriting Agreement (Costar Group Inc)", "score": 24.7535934448, "published": true}, {"hash": "1H7NOOaTDbb", "uri": "/contracts/1H7NOOaTDbb#registration-statement-and-prospectus", "label": "Underwriting Agreement (Sangamo Biosciences Inc)", "score": 23.2272415161, "published": true}], "hash": "f67cac72f2d687cce6a633f4e98df50c", "id": 4}, {"snippet_links": [{"key": "the-company-has", "type": "definition", "offset": [0, 15]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [40, 78]}, {"key": "a-registration-statement", "type": "definition", "offset": [98, 122]}, {"key": "form-s-1", "type": "definition", "offset": [150, 158]}, {"key": "file-no", "type": "clause", "offset": [160, 167]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [191, 213]}, {"key": "as-amended", "type": "definition", "offset": [215, 225]}, {"key": "rules-and-regulations", "type": "definition", "offset": [258, 279]}, {"key": "preliminary-prospectus", "type": "clause", "offset": [352, 374]}, {"key": "relating-to", "type": "definition", "offset": [375, 386]}, {"key": "amendments-to", "type": "clause", "offset": [411, 424]}, {"key": "effective-amendments", "type": "clause", "offset": [469, 489]}, {"key": "date-of-this-agreement", "type": "definition", "offset": [524, 546]}, {"key": "by-the-commission", "type": "clause", "offset": [659, 676]}, {"key": "all-documents", "type": "definition", "offset": [786, 799]}, {"key": "the-registration-statement", "type": "clause", "offset": [839, 865]}, {"key": "incorporation-by-reference", "type": "definition", "offset": [874, 900]}, {"key": "time-of-effectiveness", "type": "clause", "offset": [921, 942]}, {"key": "the-exhibits", "type": "clause", "offset": [975, 987]}, {"key": "at-the-effective-time", "type": "clause", "offset": [1014, 1035]}, {"key": "period-of-effectiveness", "type": "clause", "offset": [1061, 1084]}, {"key": "the-documents-and-information", "type": "clause", "offset": [1089, 1118]}, {"key": "pursuant-to-the", "type": "definition", "offset": [1212, 1227]}, {"key": "abbreviated-registration-statement", "type": "definition", "offset": [1406, 1440]}, {"key": "pursuant-to-rule", "type": "clause", "offset": [1441, 1457]}, {"key": "rule-462-registration-statement", "type": "definition", "offset": [1496, 1527]}, {"key": "reference-herein-to", "type": "definition", "offset": [1540, 1559]}, {"key": "the-term-registration-statement", "type": "definition", "offset": [1560, 1591]}, {"key": "rule-424", "type": "definition", "offset": [1751, 1759]}, {"key": "the-preliminary", "type": "clause", "offset": [1838, 1853]}, {"key": "prior-to-the", "type": "clause", "offset": [1952, 1964]}, {"key": "the-offering", "type": "definition", "offset": [1976, 1988]}, {"key": "contemplated-hereby", "type": "clause", "offset": [1989, 2008]}, {"key": "pricing-prospectus", "type": "clause", "offset": [2036, 2054]}, {"key": "filing-with-the-commission", "type": "clause", "offset": [2072, 2098]}, {"key": "final-prospectus", "type": "clause", "offset": [2147, 2163]}, {"key": "the-information", "type": "clause", "offset": [2204, 2219]}, {"key": "rule-430a", "type": "clause", "offset": [2279, 2288]}, {"key": "the-final", "type": "clause", "offset": [2397, 2406]}, {"key": "the-prospectus", "type": "clause", "offset": [2738, 2752]}, {"key": "refer-to", "type": "clause", "offset": [2772, 2780]}, {"key": "documents-incorporated-by-reference", "type": "definition", "offset": [2797, 2832]}], "snippet": "The Company has prepared and filed with the Securities and Exchange Commission (the \u201cCommission\u201d) a registration statement covering the Securities on Form S-1 (File No. 333-264463) under the Securities Act of 1933, as amended (the \u201cSecurities Act\u201d), and the rules and regulations (the \u201cRules and Regulations\u201d) of the Commission thereunder, including a preliminary prospectus relating to the Securities and such amendments to such registration statement (including post effective amendments) as may have been required to the date of this Agreement. Such registration statement, as amended (including any post effective amendments), has been declared effective by the Commission. Such registration statement, including amendments thereto (including post effective amendments thereto) and all documents and information deemed to be a part of the Registration Statement through incorporation by reference or otherwise at the time of effectiveness thereof (the \u201cEffective Time\u201d), the exhibits and any schedules thereto at the Effective Time or thereafter during the period of effectiveness and the documents and information otherwise deemed to be a part thereof or included therein by the Securities Act or otherwise pursuant to the Rules and Regulations at the Effective Time or thereafter during the period of effectiveness, is herein called the \u201cRegistration Statement.\u201d If the Company has filed or files an abbreviated registration statement pursuant to Rule 462(b) under the Securities Act (the \u201cRule 462 Registration Statement\u201d), then any reference herein to the term Registration Statement shall include such Rule 462 Registration Statement. Any preliminary prospectus included in the Registration Statement or filed with the Commission pursuant to Rule 424(a) under the Securities Act is hereinafter called a \u201cPreliminary Prospectus.\u201d The Preliminary Prospectus relating to the Securities that was included in the Registration Statement immediately prior to the pricing of the offering contemplated hereby is hereinafter called the \u201cPricing Prospectus.\u201d The Company is filing with the Commission pursuant to Rule 424 under the Securities Act a final prospectus covering the Securities, which includes the information permitted to be omitted therefrom at the Effective Time by Rule 430A under the Securities Act. Such final prospectus, as so filed, is hereinafter called the \u201cFinal Prospectus.\u201d The Final Prospectus, the Pricing Prospectus and any Preliminary Prospectus in the form in which they were included in the Registration Statement or filed with the Commission pursuant to Rule 424 under the Securities Act is hereinafter called a \u201cProspectus.\u201d Reference made herein to any Preliminary Prospectus, the Pricing Prospectus or to the Prospectus shall be deemed to refer to and include any documents incorporated by reference therein.", "size": 313, "samples": [{"hash": "hUMkNNBnYk4", "uri": "/contracts/hUMkNNBnYk4#registration-statement-and-prospectus", "label": "Underwriting Agreement (bioAffinity Technologies, Inc.)", "score": 33.6789855957, "published": true}, {"hash": "6el8lzfkZ0K", "uri": "/contracts/6el8lzfkZ0K#registration-statement-and-prospectus", "label": "Underwriting Agreement (bioAffinity Technologies, Inc.)", "score": 33.6269683838, "published": true}, {"hash": "arGx9ZVbg7e", "uri": "/contracts/arGx9ZVbg7e#registration-statement-and-prospectus", "label": "Underwriting Agreement (bioAffinity Technologies, Inc.)", "score": 33.5913772583, "published": true}], "hash": "936c14fb6464b839ed3aa27d70c23001", "id": 6}, {"snippet_links": [{"key": "in-connection-with", "type": "clause", "offset": [0, 18]}, {"key": "the-offering", "type": "definition", "offset": [19, 31]}, {"key": "the-company-has", "type": "definition", "offset": [33, 48]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [73, 111]}, {"key": "a-registration-statement", "type": "definition", "offset": [131, 155]}, {"key": "file-no", "type": "clause", "offset": [157, 164]}, {"key": "form-s-11", "type": "definition", "offset": [176, 185]}, {"key": "registration-of-the-shares", "type": "clause", "offset": [194, 220]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [231, 253]}, {"key": "as-amended", "type": "definition", "offset": [255, 265]}, {"key": "the-rules", "type": "clause", "offset": [294, 303]}, {"key": "act-rules-and-regulations", "type": "definition", "offset": [378, 403]}, {"key": "amendments-to", "type": "clause", "offset": [419, 432]}, {"key": "the-registration-statement", "type": "clause", "offset": [504, 530]}, {"key": "the-prospectus", "type": "clause", "offset": [548, 562]}, {"key": "by-the-commission", "type": "clause", "offset": [662, 679]}, {"key": "effective-amendment", "type": "clause", "offset": [842, 861]}, {"key": "refer-to-the", "type": "definition", "offset": [1158, 1170]}, {"key": "amended-prospectus", "type": "clause", "offset": [1171, 1189]}, {"key": "file-with-the-commission", "type": "definition", "offset": [1198, 1222]}, {"key": "by-the-company", "type": "clause", "offset": [1257, 1271]}, {"key": "at-the-time", "type": "definition", "offset": [1398, 1409]}, {"key": "most-recent", "type": "definition", "offset": [1444, 1455]}, {"key": "become-effective", "type": "clause", "offset": [1509, 1525]}, {"key": "filed-pursuant-to", "type": "clause", "offset": [1585, 1602]}, {"key": "the-case", "type": "definition", "offset": [1636, 1644]}, {"key": "preliminary-prospectus", "type": "clause", "offset": [1722, 1744]}, {"key": "related-to", "type": "clause", "offset": [1797, 1807]}, {"key": "rule-430a", "type": "clause", "offset": [1850, 1859]}, {"key": "at-any-time", "type": "clause", "offset": [1913, 1924]}, {"key": "the-terms", "type": "definition", "offset": [1980, 1989]}, {"key": "the-documents", "type": "clause", "offset": [2072, 2085]}, {"key": "incorporated-by-reference", "type": "definition", "offset": [2095, 2120]}, {"key": "date-of", "type": "clause", "offset": [2206, 2213]}, {"key": "amendment-to-the", "type": "clause", "offset": [2234, 2250]}, {"key": "the-context", "type": "clause", "offset": [2282, 2293]}], "snippet": "In connection with the Offering, the Company has prepared and filed with the Securities and Exchange Commission (the \u201cCommission\u201d) a registration statement (File No. 333- ) on Form S-11 for the registration of the Shares under the Securities Act of 1933, as amended (the \u201cSecurities Act\u201d), and the rules and regulations of the Commission promulgated thereunder (the \u201cSecurities Act Rules and Regulations\u201d); one or more amendments to such registration statement have been or may be so prepared and filed. The registration statement on Form S-11 and the prospectus contained therein, as finally amended at the date the registration statement is declared effective by the Commission (the \u201cEffective Date\u201d) are respectively hereinafter referred to as the \u201cRegistration Statement\u201d and the \u201cProspectus\u201d, except that (i) if the Company files a post-effective amendment to such registration statement, then the term \u201cRegistration Statement\u201d shall, from and after the declaration of the effectiveness of such post-effective amendment by the Commission, refer to such registration statement as amended by such post-effective amendment, and the term \u201cProspectus\u201d shall refer to the amended prospectus then on file with the Commission, and (ii) if the prospectus filed by the Company pursuant to either Rule 424(b) or 424(c) of the Securities Act Rules and Regulations shall differ from the prospectus on file at the time the Registration Statement or the most recent post-effective amendment thereto, if any, shall have become effective, then the term \u201cProspectus\u201d shall refer to such prospectus filed pursuant to either Rule 424(b) or 424(c), as the case may be, from and after the date on which it shall have been filed. The term \u201cpreliminary Prospectus\u201d as used herein shall mean a preliminary prospectus related to the Shares as contemplated by Rule 430 or Rule 430A of the Securities Act Rules and Regulations included at any time as part of the Registration Statement. As used herein, the terms \u201cRegistration Statement\u201d, \u201cpreliminary Prospectus\u201d and \u201cProspectus\u201d shall include the documents, if any, incorporated by reference therein. As used herein, the term \u201cEffective Date\u201d also shall refer to the effective date of each post-effective amendment to the Registration Statement, unless the context otherwise requires.", "size": 307, "samples": [{"hash": "6Zib3yGexKd", "uri": "/contracts/6Zib3yGexKd#registration-statement-and-prospectus", "label": "Exclusive Dealer Manager Agreement (American Realty Capital Trust III, Inc.)", "score": 22.5468864441, "published": true}, {"hash": "3X8D6fI05Fy", "uri": "/contracts/3X8D6fI05Fy#registration-statement-and-prospectus", "label": "Exclusive Dealer Manager Agreement (ARC Realty Finance Trust, Inc.)", "score": 22.0581798553, "published": true}, {"hash": "aHj0kx79wOH", "uri": "/contracts/aHj0kx79wOH#registration-statement-and-prospectus", "label": "Exclusive Dealer Manager Agreement (ARC Realty Finance Trust, Inc.)", "score": 21.9897327423, "published": true}], "hash": "030ce9d839de3bb4f5dc3ad5c8498b07", "id": 7}, {"snippet_links": [{"key": "the-company-has", "type": 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"clause", "offset": [3014, 3028]}, {"key": "retrieval-system", "type": "definition", "offset": [3043, 3059]}, {"key": "agreement-to", "type": "definition", "offset": [3126, 3138]}, {"key": "information-which", "type": "clause", "offset": [3184, 3201]}, {"key": "other-references", "type": "clause", "offset": [3355, 3371]}, {"key": "the-case", "type": "definition", "offset": [3706, 3714]}, {"key": "amendments-or-supplements", "type": "clause", "offset": [3763, 3788]}, {"key": "subsequent-filing", "type": "clause", "offset": [3926, 3943]}, {"key": "securities-exchange-act-of-1934", "type": "clause", "offset": [3970, 4001]}], "snippet": "The Company has prepared and filed with the Securities and Exchange Commission (the \u201cCommission\u201d) a registration statement on Form S-3, as amended (File No. 333-273062), under the Securities Act of 1933, as amended (the \u201cSecurities Act\u201d), and the rules and regulations of the Commission thereunder (the \u201cRules and Regulations\u201d), and such amendments to such registration statement as may have been required to the date of this Agreement. Such registration statement was declared effective by the Commission on October 27, 2023. Each part of such registration statement, including the amendments, exhibits and any schedules thereto, the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the Securities Act and the documents and information otherwise deemed to be a part thereof or included therein by Rule 430B under the Securities Act (the \u201cRule 430B Information\u201d) or otherwise pursuant to the Rules and Regulations, as of the time the Registration Statement became effective, is herein collectively called the \u201cRegistration Statement.\u201d Any registration statement filed by the Company pursuant to Rule 462(b) under the Securities Act is called the \u201cRule 462(b) Registration Statement\u201d and, from and after the date and time of filing of the Rule 462(b) Registration Statement, the term \u201cRegistration Statement\u201d shall include the Rule 462(b) Registration Statement. The prospectus in the form in which it has most recently been filed with the Commission on or prior to the date of this Agreement is herein called the \u201cBase Prospectus.\u201d Each preliminary prospectus supplement to the Base Prospectus (including the Base Prospectus as so supplemented), that describes the Securities and the offering thereof, that omitted the Rule 430B Information and that was used prior to the filing of the final prospectus supplement referred to in the following sentence is herein called a \u201cPreliminary Prospectus.\u201d Promptly after execution and delivery of this Agreement, the Company will prepare and file with the Commission a final prospectus supplement to the Base Prospectus relating to the Securities and the offering thereof in accordance with the provisions of Rule 430B and Rule 424(b) of the Rules and Regulations. Such final supplemental form of prospectus (including the Base Prospectus as so supplemented), in the form filed with the Commission pursuant to Rule 424(b) is herein called the \u201cProspectus.\u201d Any reference herein to the Base Prospectus, any Preliminary Prospectus or the Prospectus shall be deemed to include the documents incorporated by reference therein pursuant to Item 12 of Form S-3 under the Securities Act as of the date of such prospectus. For purposes of this Agreement, all references to the Registration Statement, the Rule 462(b) Registration Statement, the Base Prospectus, any Preliminary Prospectus, the Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Electronic Data Gathering, Analysis and Retrieval System or any successor system thereto (\u201c\u2587\u2587\u2587\u2587\u2587\u201d). All references in this Agreement to financial statements and schedules and other information which is \u201cdescribed,\u201d \u201ccontained,\u201d \u201cincluded\u201d or \u201cstated\u201d in the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Prospectus (or other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is incorporated by reference in or otherwise deemed by the Rules and Regulations to be a part of or included in the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Prospectus, as the case may be; and all references in this Agreement to amendments or supplements to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Prospectus shall be deemed to mean and include the subsequent filing of any document under the Securities Exchange Act of 1934, as amended (the \u201cExchange Act\u201d) and which is 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and comply with the conditions for the use of Form F-3 under the Securities Act. The Company is a \u201cforeign private issuer\u201d as such term is defined in Rule 3b-4 under the Exchange Act. The Registration Statement has been filed with the Commission and has been declared effective under the Securities Act. The Prospectus Supplement will name the Agent as the agent in the section entitled \u201cPlan of Distribution.\u201d The Company has not received, and has no notice of, any order of the Commission preventing or suspending the use of the Registration Statement, or threatening or instituting proceedings for that purpose. The Registration Statement and the offer and sale of Placement Shares as contemplated hereby meet the requirements of Rule 415 under the Securities Act and comply in all material respects with said Rule. Any statutes, regulations, contracts or other documents that are required to be described in the Registration Statement or the Prospectus or to be filed as exhibits to the Registration Statement have been so described or filed, as applicable. Copies of the Registration Statement, the Prospectus, and any such amendments or supplements and all documents incorporated by reference therein that were filed with the Commission on or prior to the date of this Agreement have been delivered, or are available through \u2587\u2587\u2587\u2587\u2587, to the Agent and its counsel. The Company has not distributed and, prior to the later to occur of each Settlement Date and completion of the distribution of the Placement Shares, will not distribute any offering material in connection with the offering or sale of the Placement Shares other than the Registration Statement and the Prospectus and any Issuer Free Writing Prospectus (as defined below) to which the Agent has consented, which consent will not be unreasonably withheld or delayed, or that is required by applicable law or the listing maintenance requirements of the Exchange. The Common Shares are currently quoted on the Exchange under the trading symbol \u201cNAT.\u201d The Company has not, in the 12 months preceding the date hereof, received notice from the Exchange to the effect that the Company is not in compliance with the listing or maintenance requirements of the Exchange. 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No order suspending the effectiveness of the Registration Statement has been issued by the Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been initiated or, to the Company\u2019s knowledge, threatened by the Commission; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, the Registration Statement and any such post-effective amendment complied and will comply in all material respects with the Securities Act, and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information furnished to the Company in writing by (i) any Underwriter through the Representatives expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 9(c) hereof or (ii) the Selling Shareholders expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by the Selling Shareholders consists of the Selling Shareholders Information.", "size": 215, "samples": [{"hash": "akGZCiuqU7F", "uri": "/contracts/akGZCiuqU7F#registration-statement-and-prospectus", "label": "Underwriting Agreement (Atotech LTD)", "score": 31.1848049164, "published": true}, {"hash": "flU5RC7GXXS", "uri": "/contracts/flU5RC7GXXS#registration-statement-and-prospectus", "label": "Underwriting Agreement (Axalta Coating Systems Ltd.)", "score": 26.623544693, "published": true}, {"hash": "k8qcVqvBhBY", "uri": "/contracts/k8qcVqvBhBY#registration-statement-and-prospectus", "label": "Underwriting Agreement (Axalta Coating Systems Ltd.)", "score": 26.6043796539, "published": true}], "hash": "f47a764a10c708dd45c2b6ac6d12e635", "id": 10}], "next_curs": "Cm4SaGoVc35sYXdpbnNpZGVyY29udHJhY3RzckoLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ii5yZWdpc3RyYXRpb24tc3RhdGVtZW50LWFuZC1wcm9zcGVjdHVzIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"title": "Registration Statement and Prospectus", "parents": [["representations-and-warranties-of-the-company", "Representations and Warranties of the Company"], ["representations-and-warranties", "Representations and Warranties"], ["representations-and-warranties-of-the-selling-stockholders", "Representations and Warranties of the Selling Stockholders"], ["covenants", "COVENANTS"], ["representations-and-warranties-of-the-depositor", "Representations and Warranties of the Depositor"]], "size": 9496, "children": [["use-of-prospectus", "Use of Prospectus"], ["further-amendments-and-supplements", "Further Amendments and Supplements"], ["delivery-of-prospectus", "Delivery of Prospectus"], ["delivery-of-registration-statements", "Delivery of Registration Statements"], ["expenses", "Expenses"]], "id": "registration-statement-and-prospectus", "related": [["registration-statement-and-prospectuses", "Registration Statement and Prospectuses", "<strong>Registration Statement and Prospectuses</strong>"], ["registration-statement-and-prospectus-contents", "Registration Statement and Prospectus Contents", "<strong>Registration Statement and Prospectus</strong> Contents"], ["copies-of-registration-statement-and-prospectus", "Copies of Registration Statement and Prospectus", "Copies of <strong>Registration Statement and Prospectus</strong>"], ["delivery-of-registration-statement-and-prospectus", "Delivery of Registration Statement and Prospectus", "Delivery of <strong>Registration Statement and Prospectus</strong>"], ["delivery-of-registration-statement-time-of-sale-prospectus-and-prospectus", "Delivery of Registration Statement, Time of Sale Prospectus and Prospectus", "Delivery of Registration Statement, Time of Sale Prospectus and Prospectus"]], "related_snippets": [], "updated": "2026-05-24T05:54:25+00:00", "also_ask": ["What are the minimum disclosure requirements to ensure SEC compliance for this clause?", "How can the clause be negotiated to limit issuer liability for misstatements or omissions?", "What are the most common fatal drafting flaws that could invalidate the registration statement?", "How does this clause compare to similar provisions in other jurisdictions or under different securities laws?", "What are the key factors courts consider when determining the enforceability of registration statement representations?"], "drafting_tip": "Specify required contents and timing for the registration statement and prospectus to ensure regulatory compliance; define parties\u2019 responsibilities to prevent disputes; reference applicable laws to enhance enforceability.", "explanation": "The 'Registration Statement and Prospectus' clause defines the requirement for a company to prepare and file a registration statement and prospectus with the relevant securities regulatory authority before offering securities to the public. This process typically involves providing detailed information about the company, its financials, management, and the securities being offered, ensuring that potential investors have access to all material facts. The core function of this clause is to ensure transparency and regulatory compliance, thereby protecting investors and facilitating informed investment decisions."}, "json": true, "cursor": ""}}