REGISTRATION STATEMENT QUESTIONNAIRE. In connection with the preparation of the Registration Statement, please provide us with the following information:
REGISTRATION STATEMENT QUESTIONNAIRE. In connection with the Registration Statement, please provide us with the following information regarding the Investor.
REGISTRATION STATEMENT QUESTIONNAIRE. Provide the information requested by the Registration Statement Questionnaire.
REGISTRATION STATEMENT QUESTIONNAIRE. In connection with the preparation of the Registration Statement, Ameriserv Financial, Inc., a Pennsylvania corporation (the “Company”), will use the responses to this questionnaire to qualify prospective Purchaser for purposes of United States federal and state securities laws. This is not an offer to sell or the solicitation of an offer to buy securities. Such an offer can be made only by appropriate offering documentation. Any such offer may be conditioned upon your qualification as an accredited purchaser under federal and state securities laws. Please complete, sign, date and return one copy of this Questionnaire in accordance with the instructions on the Summary Instruction Sheet for the Purchaser on the page immediately preceding this Appendix I. All investors (including partnerships, trusts, corporations, etc.) must complete Parts I, II and III of this Questionnaire. If the answer to any question below is “none” or “not applicable”, please so indicate. Your answers will be kept confidential at all times. However, by signing this Questionnaire, you agree that the Company may present this Questionnaire to such parties as it deems appropriate to establish the availability of exemptions from registration under state and federal securities laws.
REGISTRATION STATEMENT QUESTIONNAIRE. In connection with the Registration Statement, please provide us with the following information regarding the Purchaser.
REGISTRATION STATEMENT QUESTIONNAIRE. In accordance with the Registration Rights Agreement, (the “Agreement”), dated [ ] to be entered into among Xxxxx Limited, Agroindustrial Nova Ponte Ltda. and the investors party thereto, Xxxxx Limited expects to file with the U.S. Securities and Exchange Commission a registration statement on Form S-3 (the “Registration Statement”) for the registration and resale under Rule 415 of the Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities. A copy of the Agreement is attached hereto. All capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the Agreement. In connection with Xxxxx Limited’s preparation of the Registration Statement, please provide us with the following information:
REGISTRATION STATEMENT QUESTIONNAIRE. The attached questionnaire requests information to be used to prepare a Registration Statement on Form S-3 (the “Registration Statement”) to be filed with the Securities and Exchange Commission in connection with a proposed public offering of common stock of Akorn, Inc. (the “Company”). The questionnaire is being distributed to each person who holds or has rights to securities being registered pursuant to the Registration Statement. The italicized terms in the questionnaire are defined in the Appendix to the questionnaire. These definitions are important in assisting you to complete the questionnaire properly. Due to the compressed timeline required to file the Registration Statement, to be named as a selling securityholder in the prospectus, beneficial owners shall complete and deliver the questionnaire by no later than the closing date of the transaction contemplated by the Securities Purchase Agreement to which the questionnaire is attached. Failure to complete the questionnaire and deliver it to the Company by such date may delay such owner from being named as selling securityholder in the prospectus and such owner may not be permitted to sell any registrable securities pursuant to the Registration Statement until they are named as selling securityholder. The information you supply in response to the questionnaire will be used to assure that certain data to be included in the Registration Statement will be correct. Please exercise great care in completing the questionnaire. Under certain circumstances, selling security holders are subject to personal liability if the Registration Statement misrepresents a material fact or omits a material fact. Your best defense, if the Registration Statement is defective, is that you exercised due diligence as to the accuracy of the Registration Statement. Certain legal consequences arise from being named as a selling securityholder in the Registration Statement and the related prospectus. All questions should be answered. If the answer to any question is “0” or “no” or “none,” please so state. Should you fail to provide any answer, we will assume such answer is negative. Unless a question otherwise states, answers should be given as of the date you complete the questionnaire.
REGISTRATION STATEMENT QUESTIONNAIRE. Such Purchaser has completed or caused to be completed the Registration Statement Questionnaire attached hereto as Appendix 1, for use in preparation of the Registration Statement, and the answers thereto are true and correct as of the date hereof and will be true and correct as of the effective date of the Registration Statement, or as applicable, any amendment thereto, and such Purchaser will notify the Company immediately of any material change in any such information provided in the Registration Statement Questionnaire until such time as the Registration Statement has been declared effective.
REGISTRATION STATEMENT QUESTIONNAIRE. Such Purchaser has completed or will cause to be completed the Registration Statement Questionnaire attached hereto as Appendix 1, for use in preparation of the Registration Statement, and the answers thereto are or will be true and correct as of the date hereof and will be true and correct as of the effective date of the Registration Statement, or as applicable, any amendment thereto, and such Purchaser will notify the Company immediately of any material change in any such information provided in the Registration Statement Questionnaire until such time as the Registration Statement has been declared effective (and thereafter at the Company's reasonable request in connection with preparation of a prospectus supplement, amendment to the Registration Statement, or otherwise).
REGISTRATION STATEMENT QUESTIONNAIRE. The Investor has completed or caused to be completed the Registration Statement Questionnaire attached hereto as Exhibit D and on the signature page for use in preparation of the Registration Statement and the answers to such Questionnaire and on such signature page are true and correct in all material respects as of the date of this Agreement and will be true and correct as of the effective date of the Registration Statement; provided that the Investor shall be entitled to update such information by providing written notice thereof to the Company prior to the effective date of the Registration Statement.
