Regulatory and Compliance. 11.1 As of the date hereof, all material authorisations, licences, consents, permissions and approvals required for or in connection with the carrying on of the Reinsured Business are in full force and effect in each country where such business is being carried on.
11.2 Copies of all correspondence during the twelve months ending on the date of this agreement between any of the Ceding Companies and the Company, on the one hand, and any Regulatory Authority, on the other hand, with respect to material regulatory matters solely relating to the Reinsured Business have been made available to the Purchaser.
11.3 None of the authorisations, licences, consents, permissions or approvals referred to in paragraph 11.1 (above) have been revoked, suspended, cancelled, not renewed, materially varied or made subject to any material restriction or condition (in whole or in part) and no such revocation, suspension, cancellation, non-renewal, material variance or material restriction or condition has been threatened in writing by any Regulatory Authority prior to the date of this agreement.
11.4 During the two years prior to the date of this agreement, except for routine assessments, there has been no written notification from any Regulatory Authority that any of the Ceding Companies and the Company is or has been the subject of any inquiry, investigation, injunction or restitution order, by a Regulatory Authority in connection with the Reinsured Business which has had or is likely to have a Material Adverse Effect.
11.5 None of the Ceding Companies and/or the Company has received in the two years prior to the date of this agreement any written notice from any Regulatory Authority or other governmental agency alleging any non-compliance with any statute, regulation, decree or judgment of a court in connection with the Reinsured Business which has not been remedied and which is likely to have a Material Adverse Effect.
11.6 During the two years prior to the date of this agreement, each of the Ceding Companies and the Company has in all material respects carried on its business and operations with respect to the Reinsured Business in material compliance with the relevant rules (including but not limited to anti-money laundering rules) of each Regulatory Authority from which it has received an authorisation, licence, consent, permission or approval and has in all material respects during the two year period carried on its business and operations in compliance with all applica...
Regulatory and Compliance. The provisions of this Article IV shall in no way limit the ability of any Stockholder, or the corporate parent or affiliate thereof, to make any disclosure regarding any project, research or agreement of the Company, of a kind required to comply with either (i) the securities laws and regulations of the United States, the Republic of Singapore or any other jurisdiction in which such entity shall have any securities or reporting obligations; or (ii) the disclosure rules of any securities exchange, market, quotation system, alternative trading system or similar institution on which the securities of such entity are traded, quoted, marketed or otherwise listed or available for sale.
Regulatory and Compliance. In accordance with s83 of the Consumer Rights Act 2015 We are a member of the Consumer Redress Scheme operated by the Property Redress Scheme. They can be contacted by telephone on 0000 000 0000 and more information can be found about them on their website at xxx.xxxxxx.xx.xx. You should note that they will not deal with a complaint unless You have complained to Us first and given Us a reasonable opportunity to respond. Our PRS Membership Number is PRS005422.
Regulatory and Compliance. 14.1 Except for the Association Matter, the Group complies in all material respects with applicable Laws, regulations, authorisations, permits, licenses, certifications, and authorisations from competent governmental agencies governing the business of the Group.
14.2 Except for the Association Matter, the Group has obtained all material public or private permits, approvals, and other authorisations that are required to conduct the Group’s business as conducted at the Signing Date. Each such permit or approval is in full force and effect, except for the NPDES permit for Sontara Old Hickory, Inc. which has recently expired.
14.3 No written claims or inquiries have been made by any public or private authority against the Group that the Group has not conducted its business in compliance in all material respects with all applicable Laws and regulations, and, to the Seller’s Knowledge, no such claims or inquiries are threatened.
14.4 The Group is not subject to any public prohibition or injunction and, to the Seller’s Knowledge, no such prohibition or injunction is imminent and no proceedings in respect thereof have been commenced.
14.5 The Group has not received any written (i) notification that any material investigation, audit or inquiry is being conducted by any public authority in respect of the affairs of the Group and, to the Seller’s Knowledge, no circumstances exist which could give rise to such material investigation, audit or inquiry, or (ii) order from any public or private authority which threatens to revoke any material regulatory licences, permits, certifications, memberships, authorisations or registrations, and, to the Seller’s Knowledge, no such order is threatened. During the past three (3) years preceding the Signing Date, no Group Company has received any written notice from any public authority stating that such Group Company has concluded agreements or conducted its business in ways which are materially contrary to any applicable Law or could result in adverse sanctions in case of non-compliance.
14.6 The transfer of the Shares will not cause an existing permit, authorisation, approval, license or similar document, which is necessary for the unaltered continued conduct of the business of the Group, to lapse or be changed in a manner that will have a material adverse impact on the business of the Group.
14.7 Except for the Merger Clearance Approval, neither the Closing nor conclusion of the Agreement nor the performance of the Seller’s othe...
Regulatory and Compliance. Taxation
Regulatory and Compliance a) Preparation and filing of all federal and state reports, with the assistance of outside counsel as appropriate, including: - Post-effective amendments under the Securities Act of 1933 and the Investment Company Act of 1940. - Form N-SAR, the semi-annual report for registered investment companies. - Semi-annual and annual financial statements. - Rule 24f-2 notice filing regarding sales of securities. - Rule 17g-1 filing regarding fidelity bond coverage. - Ongoing monitoring and filing of state blue sky registrations.
b) Prepare, file and arrange for the mailing of reports to shareholders, including prospectuses, proxies, financial statements and other reports as required by law. c) Maintain all books and records of the Fund as required by federal and state law. d) Establish and maintain procedures for compliance with federal and state regulations and establish and implement compliance procedures and controls for the investment advisory operations.
Regulatory and Compliance. All material authorisations, licences, consents, permissions and approvals required by the Purchaser or any other member of the Purchaser Group are in full force and effect.
Regulatory and Compliance. (a) The Seller has not, since the Relevant Date, received written notice from any Government Agency or regulatory body that it is in violation of, or in default with respect to, any statute, regulation, order, decree or judgment of any court or Government Agency.
(b) The Seller is conducting and has at all times conducted the Business in accordance with all applicable laws, orders, rules and regulations.
(c) The Seller has filed all material reports, data and other information, applications and notices required to be filed with or otherwise provided to a Government Agency in relation to the Business since the Relevant Date and no deficiencies to the operations, financial condition, Assets, Properties or Business prospects have been asserted in writing by a relevant Government Agency to any member of the Seller’s Group with respect to any such reports, data and other information, applications and notices filed with such Government Agency.
(d) The Seller has not (in relation to the Business) and so far as the Seller is aware, no officer, agent or employee representing or acting on behalf of it or any member of the Seller’s Group has (in relation to the Business), paid, offered, promised, given or authorised or requested (including inducing or authorising another person to offer, promise or grant), received or accepted any payment, money or any other advantage intended to induce or reward improper performance of a function or activity or to accord any unfair preference.
Regulatory and Compliance. (a) Each party hereto shall be responsible for its own compliance with any and all Applicable Laws applicable to its performance under this Agreement; provided, however, that each Xxxxxx Europe Entity and LBHI Entity shall, subject to reimbursement of out-of-pocket expenses by the requesting party, cooperate and provide one another with all reasonably requested assistance (including the execution or provision of documents and the provision of relevant information such as, but without limitation, personal account dealing information of any Representative and access to premises) required by the requesting party to ensure compliance with all Applicable Laws in connection with any regulatory action, requirement, inquiry or examination related to this Agreement or the Services.
(b) Each Provider and Recipient shall, save to the extent prevented by Applicable Law notify the other of (1) any material regulatory or compliance issue arising under this Agreement of which it becomes aware (2) any development that may have a material impact on its ability to carry out the Services effectively and in compliance with Applicable Law and shall co-operate in good faith to resolve those issues.
(c) If a party is contacted by a Governmental Body in connection with this Agreement, it shall, if permitted by the Governmental Body to do so:
(i) promptly notify the other party and co-ordinate any interaction with the Regulator; and
(ii) keep the other party informed of all discussions and correspondence with the Government Body, unless it reasonably determines that to do so would create a conflict of interest between the parties.
Regulatory and Compliance. 15.1. Supplier shall comply with all local, national and required international health, safety and environmental laws and regulations.
15.2. Supplier shall also comply with any and all EU Directives and Regulations required to distribute and commercialise the Products, such as but not limited to:
(i) The REACH Regulation 1907/2006 on Registration, Evaluation, Authorisation and Restriction of Chemicals;
(ii) The General Product Safety Directive 2001/95/EC;
(iii) IMDS;
(iv) IATF16949 (v) ISO14001
