Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that: (a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado. (b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement. (c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. (d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards. (e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' activities on behalf of the Fund in the amount of at least $1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 8 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Reaves Utility Income Fund), Administration, Bookkeeping and Pricing Services Agreement (Clough Global Opportunities Fund), Administration, Bookkeeping and Pricing Services Agreement (Clough Global Opportunities Fund)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund and its Portfolios in the amount of at least $1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 7 contracts
Samples: Fund Accounting and Administration Agreement (Forward Funds), Fund Accounting and Administration Agreement (Forward Funds), Fund Accounting and Administration Agreement (Forward Funds)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund in the amount of at least $1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 4 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Clough Global Dividend & Income Fund), Administration, Bookkeeping and Pricing Services Agreement (Clough Global Equity Fund), Administration, Bookkeeping and Pricing Services Agreement (Reaves Utility Income Fund)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund Trust that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund Trust and its Portfolios in the amount of at least $1,000,000, and will provide to the Fund Trust at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 2 contracts
Samples: Fund Accounting and Administration Agreement (ALPS Variable Insurance Trust), Fund Accounting and Administration Agreement (ALPS Variable Insurance Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund Trust that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund Trust and its Funds in the amount of at least $1,000,000, and will provide to the Fund Trust at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 2 contracts
Samples: Fund Accounting and Administration Agreement (Financial Investors Trust), Fund Accounting and Administration Agreement (Financial Investors Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-By laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund in the amount of at least $1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Clough Global Opportunities Fund)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund and its Portfolios in the amount of at least $1,000,000, and will provide to the Fund Trust at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Transfer Agency Interactive Client Services Agreement (Financial Investors Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' activities on behalf of the Fund and its Portfolios in the amount of at least $1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Bridgeway Fund Inc)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund and its Portfolios in the amount of at least $1,000,000S1,000,000, and will provide to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Fund Accounting and Administration Agreement (Henssler Funds Inc)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.;
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.;
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.;
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.; and
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing sufficient coverage with respect to ALPS' ’ activities on behalf of the Fund in the amount of at least $1,000,000, and will provide contemplated pursuant to the Fund at least annually a certificate of insurance evidencing that such insurance is in full force and effectthis Agreement.
Appears in 1 contract
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund and its Portfolio in the amount of at least $1,000,000, and will provide to the Fund Trust at least annually a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Financial Investors Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws Bylaws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) It has and will keep in effect professional liability insurance naming ALPS as insured and providing coverage with respect to ALPS' ’ activities on behalf of the Fund and its Portfolios in the amount of at least $1,000,000, and will provide to the Fund at least annually upon request a certificate of insurance evidencing that such insurance is in full force and effect.
Appears in 1 contract
Samples: Administration, Bookkeeping and Pricing Services Agreement (Cook & Bynum Funds Trust)