Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that: (a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado. (b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement. (c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement. (d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards. (e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 calendar year and has made available to the Fund a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund of any changes in how it conducts its business that could reasonably be expected to materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to affect the business of the Fund or the Fund’s investment adviser.
Appears in 5 contracts
Samples: Distribution Agreement (Pax World Funds Series Trust Iii), Distribution Agreement (Pax World Funds Series Trust I), Distribution Agreement (Pax World Funds Series Trust I)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund Trust that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 20__ calendar year and has made available to the Fund Trust a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund Trust for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund Trust of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to would affect the business of the Fund Trust or the FundTrust’s investment adviseradviser or sub-advisers.
Appears in 5 contracts
Samples: Distribution Agreement (EGA Emerging Global Shares Trust), Distribution Agreement (EGA Emerging Global Shares Trust), Distribution Agreement (EGA Emerging Global Shares Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 2006 calendar year and has made available to the Fund a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to would affect the business of the Fund or the Fund’s investment adviser.
Appears in 2 contracts
Samples: Distribution Agreement (ALPS ETF Trust), Distribution Agreement (ALPS ETF Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws Bylaws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70SAS70”) as of the end of the 2007 calendar 20___calendar year and has made available to the Fund a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund fund for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes change to ALPS’ business that could reasonably be expected to would affect the business of the Fund or the Fund’s investment adviser.
Appears in 2 contracts
Samples: Distribution Agreement (Ook Inc), Distribution Agreement (Ook Inc)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 calendar year and has made available to the Fund a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to would affect the business of the Fund or the Fund’s investment adviser.
Appears in 2 contracts
Samples: Distribution Agreement (Pax World Funds Trust II), Distribution Agreement (Pax World Funds Trust II)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund Trust that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws Bylaws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 20__ calendar year and has made available to the Fund Trust a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund Trust for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund Trust of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to would affect the business of the Fund Trust or the FundTrust’s investment adviseradviser or sub-advisers.
Appears in 1 contract
Samples: Distribution Agreement (EGA Emerging Global Shares Trust)
Representations and Warranties of ALPS. ALPS represents and warrants to the Fund that:
(a) It is duly organized and existing as a corporation and in good standing under the laws of the State of Colorado.
(b) It is empowered under applicable laws and by its Articles of Incorporation and By-laws to enter into and perform this Agreement.
(c) All requisite corporate proceedings have been taken to authorize it to enter into and perform this Agreement.
(d) It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement in accordance with industry standards.
(e) ALPS has conducted a review pursuant to Statement on Auditing Standards 70, Part II (“SAS 70”) as of the end of the 2007 2004 calendar year and has made available to the Fund a report of such review and any updates thereto. Every year ALPS shall conduct a review pursuant to SAS 70 and will make available to the Fund for inspection a report of such review and any updates thereto. ALPS shall immediately notify the Fund of any changes in how it conducts its business that could reasonably be expected to would materially change the results of its most recent SAS 70 review and any other changes to ALPS’ business that could reasonably be expected to would affect the business of the Fund or the Fund’s investment adviser.
Appears in 1 contract