Common use of Restrictions and Requirements Clause in Contracts

Restrictions and Requirements. 11.1 In carrying out its duties hereunder, the Investment Advisor shall comply with all instructions of (i) the Manager and (ii) the Company; in connection therewith to the extent that such instructions are not inconsistent with applicable law or regulation. Such instructions may be given by letter, fax or by email, in each case, signed by an Authorised Officer or by telephone provided that telephone instructions shall be confirmed in writing by an Authorised Officer. The Investment Advisor shall not be required to acknowledge the instructions howsoever such instructions may be received. 11.2 Any instruction or stipulation given to the Investment Advisor seeking to amend or vary either the terms of this Agreement, which requires the prior agreement of the relevant parties, shall be disregarded by the Investment Advisor and shall require the requisite prior agreement of the relevant parties.

Appears in 4 contracts

Samples: Investment Advisory Agreement (Prestige Wealth Inc.), Investment Advisory Agreement (Prestige Wealth Inc.), Investment Advisory Agreement (Prestige Wealth Inc.)

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Restrictions and Requirements. 11.1 8.1 In carrying out its duties hereunder, the Manager will, and procure that the Investment Advisor shall will, comply with all instructions of (i) the Manager and (ii) the Company; in connection therewith Company to the extent that such instructions are not inconsistent with applicable law or regulationlaw. Such instructions may be given by letter, by fax or by email, in each case, signed by an Authorised Officer or by telephone provided that telephone instructions shall be confirmed in writing by an Authorised Officer. The Investment Advisor Manager shall not be required to acknowledge the instructions howsoever of the Directors, however such instructions may be receivedreceived as aforementioned. 11.2 8.2 Any instruction or stipulation given to the Manager or the Investment Advisor seeking to amend or vary either the terms of this Agreement or the terms of the Investment Advisory Agreement, being an amendment which requires the prior agreement of the relevant parties, shall be disregarded by the Manager and the Investment Advisor and shall require unless the requisite prior agreement of the relevant partiesparties has been provided.

Appears in 3 contracts

Samples: Management Agreement (Prestige Wealth Inc.), Management Agreement (Prestige Wealth Inc.), Management Agreement (Prestige Wealth Inc.)

Restrictions and Requirements. 11.1 In carrying out its duties hereunder, the Investment Advisor Adviser shall comply with all instructions of (i) the Manager and (ii) the Company; in connection therewith to the extent that such instructions are not inconsistent with applicable law or regulation. Such instructions may be given by letter, fax or by email, in each case, signed by an Authorised Officer or by telephone provided that telephone instructions shall be confirmed in writing by an Authorised Officer. The Investment Advisor Adviser shall not be required to acknowledge the instructions howsoever such instructions may be received. 11.2 Any instruction or stipulation given to the Investment Advisor Adviser seeking to amend or vary either the terms of this Agreement, which requires the prior agreement of the relevant parties, shall be disregarded by the Investment Advisor Adviser and shall require the requisite prior agreement of the relevant parties.

Appears in 1 contract

Samples: Investment Advisory Agreement (Prestige Wealth Inc.)

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Restrictions and Requirements. 11.1 8.1 In carrying out its duties hereunder, the Manager will, and procure that the Investment Advisor shall Adviser will, comply with all instructions of (i) the Manager Company acting for and (ii) on behalf of the Company; in connection therewith Segregated Portfolio, to the extent that such instructions are not inconsistent with applicable law or regulationlaw. Such instructions may be given by letter, by fax or by email, in each case, signed by an Authorised Officer or by telephone provided that telephone instructions shall be confirmed in writing by an Authorised Officer. The Investment Advisor Manager shall not be required to acknowledge the instructions howsoever of the Directors, however such instructions may be receivedreceived as aforementioned. 11.2 8.2 Any instruction or stipulation given to the Manager or the Investment Advisor Adviser seeking to amend or vary either the terms of this Agreement or the terms of the Investment Advisory Agreement, an amendment to which this Agreement requires the prior agreement of the relevant parties, shall be disregarded by the Manager and the Investment Advisor Adviser and shall require the requisite prior agreement of the relevant partiesparties in accordance with this Agreement.

Appears in 1 contract

Samples: Investment Management Agreement (Prestige Wealth Inc.)

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