Retirement Account Distributions. For retirement accounts for which Pershing makes designated distributions pursuant to Section 3405 of the IRC or any successor provision thereto, Broker shall (1) obtain customer authorization to execute Form W-4P (or an acceptable substitute) on behalf of such customer, and (2) electronically provide such Form W-4P or a copy thereof to Pershing.
Retirement Account Distributions. For retirement accounts for which First Clearing makes designated distributions pursuant to Section 3405 of the IRC or any successor provision thereto, Broker shall (1) obtain customer authorization to execute Form W-4P (or an acceptable substitute) on behalf of such customer, and (2) electronically provide such Form W-4P or a copy thereof to First Clearing.
Retirement Account Distributions. For retirement accounts for which Apex makes. designated distributions pursuant to Section 3405 of the IRC or any successor provision thereto, Correspondent shall (1) obtain Customer authorization to execute Form W-4P (or an acceptable substitute) on behalf of such Customer, and (2) electronically provide such Form W-4P or a copy thereof to Apex.
Retirement Account Distributions. For retirement accounts for which Clearing Firm makes designated distributions pursuant to Section 3405 of the IRC or any successor provision thereto, Introducing Firm shall be required by Clearing Firm to obtain and retain such information as may be requested by the Clearing Firm.
