Risk Disclosures and Acknowledgement. 6.1 By instructing the Bank in respect of any transaction relating to China Connect Securities, the Customer acknowledges:
(a) that it:
(i) has read and understood the risk disclosures and other information set out in Part B hereof;
(ii) understands that there is a risk of prohibition of trading China Connect Securities; and
(iii) understands its obligations set out in Part B hereof, including the consequences of a breach of China Connect Laws;
(b) that the Bank shall not be liable for any loss, liability or third party claim or demand that it may suffer directly or indirectly as a result of any action or inaction by the Bank in connection with the provision of Services in respect of China Connect Securities to the Customer by the Bank including, without limitation, the materialisation of any of the risks described in Part B hereof;
(c) that SEHK has the power not to extend the China Connect Service to the Customer if it is found that the Customer has or may have committed any abnormal trading conduct set out in the SSE Rules and/or the SZSE Rules (as the case may be);
(d) that if the SSE Rules and/or the SZSE Rules (as the case may be) are breached, or the disclosure and other obligations referred to in any China Connect Laws or China Connect Rules are breached, the relevant China Connect Market has the power to carry out an investigation, and may, through SEHK (or any other governmental or regulatory body), require the Bank to:
(i) provide relevant information and materials relating to it including, without limitation, its identity and trading activity; and
(ii) to assist in a China Connect Authority’s investigation in relation to it and/or its trading activity;
(e) that where a China Connect Authority considers that there is a serious breach of the SSE Rules and/or the SZSE Rules (as the case may be), the Bank may be required by a China Connect Authority to:
(i) issue warning statements (verbally or in writing) to it; and
(ii) cease providing it with any service relating to trading China Connect Securities through China Connect;
(f) and agrees that prior to the Bank informing the Customer that a Northbound buy order made by the Customer has been settled, it shall not make a Northbound sell order in respect of the China Connect Securities which are the subject of such Northbound buy order;
(g) and consents to the Bank providing information relating to its profile, the type and value of Northbound buy and sell orders and transactions executed on its behal...
Risk Disclosures and Acknowledgement. 6.1 By instructing the Bank in respect of any transaction relating to China Connect Securities, the Customer acknowledges:
6.1.1 that (i) it has read and understood the risk disclosures and other information set out in Part B hereof;
Risk Disclosures and Acknowledgement. 11.1. The Client acknowledges that it/he/she has read and understands the risk disclosures and other information set out in Appendix 2 and that the Client understands its/his/her obligations set out in this Supplement and Appendix 2.
11.2. The Client acknowledges that it/he/she understands and has assessed the risks relating to Stock Connect (including but not limited to those as set out in Appendix 2) and the Client is willing to undertake those risks.
11.3. The Client acknowledges that Galaxy International Securities is not liable for any Loss the Client may suffer as a result of the materialization of any of the risks described in Appendix 2 or other risks relating to trading under Stock Connect.
11.4. The Client acknowledges and accepts that Galaxy International Securities does not provide any Short Selling or Stock Borrowing and Lending services in respect of the China Connect Securities and as a result, relevant clauses in the Terms and Conditions (including but not limited to clause 6.5 (g) of this Supplement) do not apply.
11.5. The Client acknowledges that it/he/she must comply with all Applicable Requirements applicable to its/his/her trading of China Connect Securities through Stock Connect. In particular, the Client acknowledges that among other things, the following in respect of Northbound Trading:
(a) no day trading is allowed (i.e. China Connect Securities purchased on a Trading Day shall not be sold on the same day);
(b) unless an SPSA Order arrangement is in place, pre-trade checking is in place so that the Client must have its/his/her China Connect Securities transferred to Galaxy International Securities’ corresponding CCASS account before trading commences on a Trading Day if it/he/she intends to sell those China Connect Securities during that Trading Day;
(c) all trading must be conducted on a China Connect Market, i.e. no over-the-counter or manual trades are allowed;
(d) naked short selling is not allowed;
(e) foreign ownership limits (including the individual shareholding limit (currently at 10%) and the aggregate shareholding limit (currently at 30%) which are applicable to foreign investors and the forced-sale arrangement) are in place, and Galaxy International Securities shall have the right to sell the Client’s shares upon receiving any forced-sale notification from HKEx. The Client shall not in any event claim against Galaxy International Securities for any losses or damages incurred by the Client arising from or in connection...
Risk Disclosures and Acknowledgement. You shall be deemed to acknowledge the following by instructing us in respect of any transaction relating to China Connect Securities.
Risk Disclosures and Acknowledgement. 6.1 By instructing the Bank in respect of any transaction relating to China Connect Securities, the Customer acknowledges: DBS Bank Ltd., Singapore 84 Co. Reg. No. 196800306E
6.1.1 that (i) it has read and understood the risk disclosures and other information set out in Part B hereof;
Risk Disclosures and Acknowledgement. By instructing CMS in respect of any transaction relating to China Connect Securities, the Customer acknowledges, represents, warrants and confirms:
Risk Disclosures and Acknowledgement. By instructing CMS in respect of any transaction relating to China Connect Securities, the Customer acknowledges, represents, warrants and confirms:
