Sales and Redemptions. A provisional credit of an amount equal to the net sale price for a sale or redemption of securities or other financial assets shall be made to the account of the Portfolio as if the amount had been received as of the close of business on the date on which good funds would ordinarily be immediately available in the applicable market. The provisional credit will be made conditional upon the Custodian having received Proper Instructions with respect to, or reasonable notice of, the transaction, as applicable; and the Custodian or its agent having possession of the securities of other financial assets (excluding financial assets subject to any third party lending arrangement entered into by a Portfolio) associated with the transaction in good deliverable form and not being aware of any facts which would lead the Custodian or its agent to believe that the transaction will not settle in the time period ordinarily applicable to such transactions in the applicable market.
Sales and Redemptions. (a) The Trust shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Trust’s officers in connection with the qualification of the Shares for sale in such states as the Distributor may designate to the a Fund and a Fund may approve, and each Fund shall pay all fees which may be incurred in connection with its qualification. The Distributor shall pay all expenses connected with its qualification as a dealer under state or federal laws. It is understood that certain advertising, marketing, shareholder servicing, administration and/or distribution expenses to be incurred in connection with the Shares may be paid as provided in any plan which may be adopted by a Fund in accordance with Rule 12b-1 under the 0000 Xxx.
(b) The Trust shall have the right to suspend the sale of Shares at any time in response to conditions in the securities markets or otherwise, and to suspend the redemption of Shares at any time permitted by the 1940 Act or the rules of the Commission
(c) Each Fund reserves the right to reject any order for its Shares.
(d) No Shares shall be offered by either a Fund or the Distributor under any provisions of this Agreement and no orders for the purchase or sale of Shares hereunder shall be accepted by a Fund if and so long as the effectiveness of the Registration Statement shall be suspended under any of the provisions of the 1933 Act, or if and so long as a Prospectus as required by Section 10 of the 1933 Act for such Fund is not on file with the Commission; provided, however, that nothing contained in this subsection shall in any way restrict or have any application to or bearing upon each Fund’s obligation to repurchase any Shares from any shareholder in accordance with the provisions of its Prospectus.
Sales and Redemptions. (a) The Fund shall pay all costs and expenses in connection with the registration of the Shares under the 1933 Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Fund hereunder, and all expenses in connection with preparing, printing and distributing the Prospectuses except as set forth in subsection 2(c) of Section II hereof.
(b) The Fund shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Fund's officers in connection with the sale of the Shares in such states as Funds Distributor may designate to the Fund and the Fund may approve, and the Fund shall pay all filing fees which may be incurred in connection with such sale. Funds Distributor shall pay all other expenses incurred by Funds Distributor in connection with the sale of the Shares, except as otherwise specifically provided in this Agreement.
(c) The Fund shall have the right to suspend the sale of Shares at any time in response to conditions in the securities markets or otherwise, and to suspend the redemption of Shares of any Portfolio at any time permitted by the 1940 Act or the rules of the SEC ("Rules").
(d) The Fund reserves the right to reject any order for Shares, but will not do so arbitrarily or without reasonable cause.
Sales and Redemptions. (a) The Trust shall pay all costs and expenses in connection with the registration of Shares under the Securities Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Trust hereunder, and all expenses in connection with preparing, printing and distributing the Prospectuses except as set forth in subsection 2(c) of Section II hereof.
(b) The Trust shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Trust’s officers in connection with the qualification of the Shares for sale in such states as the Distributor may designate to the Trust and the Trust may approve, and the Trust shall pay all filing fees which may be incurred in connection with such qualification. The Distributor shall pay all expenses connected with its qualification as a dealer under state or federal laws and, except as otherwise specifically provided in this Agreement, all other expenses incurred by the Distributor in connection with the sale of the Shares as contemplated in this Agreement. It is understood that certain advertising, marketing, shareholder servicing, administration and/or distribution expenses to be incurred in connection with the Shares will be paid by the Funds as provided in this Agreement and in the Plans relating thereto.
(c) The Trust shall furnish from time to time, for use in connection with the sale of the Shares, such supplemental information with respect to the Funds and the Shares as the Distributor may reasonably request, and the Trust warrants that any such supplemental information fairly shows or represents what it purports to show or represent. The Trust shall also furnish the Distributor upon request with: (i) unaudited semi-annual financial statements of the Funds prepared by the Trust, (ii) a monthly itemized list of the securities held by each Fund, (iii) monthly balance sheets as soon as practicable after the end of each month, and (iv) from time to time such additional information regarding the financial condition of the Funds as the Distributor may reasonably request.
(d) The Trust shall have the right to suspend the sale of Shares of any Fund at any time in response to conditions in the securities markets or otherwise, and to suspend the redemption of Shares of any Fund at any time permitted by the 1940 Act or the rules of the SEC (“Rules...
Sales and Redemptions. A provisional credit of an amount equal to the net sale price for a sale or redemption of securities or other financial assets shall be made to the account of the Portfolio as if the amount had been received as of the close of business on the date on which good funds would ordinarily be immediately available in the applicable market in accordance with prevailing standards for transactions by institutions. The provisional credit will be made conditional upon the Custodian having received Proper Instructions with respect to, or reasonable notice of, the transaction, as applicable; and the Custodian or its agent having possession of the securities of other financial assets (excluding financial assets subject to any third party lending arrangement entered into by a Portfolio) associated with the transaction in good deliverable form and not being aware of any facts which would lead the Custodian or its agent to believe that the transaction will not settle in the time period ordinarily applicable to such transactions in the applicable market.
Sales and Redemptions. (a) The Company shall pay all costs and expenses of the Funds, including fees and disbursements of its counsel, in connection with the registration of the Shares under the 1933 Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Company hereunder, and all expenses in connection with preparing, printing and distributing to shareholders, any Prospectus(es), statements and periodic reports(including the expense of setting in type), except as set forth in subsection 2(c) of Section II hereof. Under the terms of the Plan, the Company shall compensate the Distributor through a distribution fee payable monthly at the annual rate set forth opposite each Fund and, where applicable, Class on Schedule 1 hereton, based upon the value of average daily net assets of each Fund or Class as defined in the Registration Statement.
(b) The Company shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Company's officers in connection with the qualification of the Shares for sale in such states as the Distributor may designate to the Company and the Company may approve, and the Funds shall pay all fees which may be incurred in connection with such qualification. The Distributor shall pay all expenses connected with its qualification as a dealer under state or Federal laws and, except as otherwise specifically provided in this Agreement, all other expenses incurred by the Distributor in connection with the sale of the Shares as contemplated in this Agreement. It is understood that certain advertising, marketing, shareholder servicing, administration and/or distribution expenses to be incurred in connection with the Shares may be paid as provided in any plan which may be adopted by the Funds in accordance with Rule 12b-1 under the 1940 Act.
(c) The Company hereby authorizes the Distributor to repurchase, upon the terms and conditions set forth in the Registration Statement (as the same may be supplemented by written instructions given by the Funds to the Distributor from time to time), as agent of the Funds and for the account of the Funds, such shares as may be offered for sale to the Funds from time to time.
(d) The Company shall have the right to suspend the sale of Shares of any Fund at any time in response to conditions in the securities markets or otherwise, a...
Sales and Redemptions. (a) The Funds shall pay all costs and expenses in connection with the registration of the Shares under the 1933 Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Funds hereunder, and all expenses in connection with preparing, printing and distributing the Prospectuses except as set forth in subsection 2(c) of Section II hereof.
(b) The Funds shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Funds’ officers in connection with the qualification of the Shares for sale in such states as Distributor may designate to the Funds and the Funds may approve, and the Fund shall pay all filing fees which may be incurred in connection with such qualification. Distributor shall pay all other expenses incurred by Distributor in connection with the sale of the Shares, except as otherwise specifically provided in this Agreement.
(c) The Funds shall have the right to suspend the sale of Shares at any time in response to conditions in the securities markets or otherwise, and to suspend the redemption of Shares of any Fund at any time permitted by the 1940 Act or the rules of the SEC ("Rules").
(d) the case of any purchase or redemption order received by Distributor on any business day prior to the time the net asset values of Shares are determined (the “cut off time,” ordinarily the close of regular trading on the New York Stock Exchange at 4:00 p.m. Eastern time), the order shall be accorded a trade date on the Funds’ accounting system that is the date of receipt of the order by Distributor. In the case of any such purchase or redemption order is received by Distributor on any business day after the cut off time, the order shall be accorded a trade date on the Funds’ accounting system that is the next business day that the New York Stock Exchange is open for trading. The Funds use the close of regular trading on the New York Stock Exchange ordinarily 4:00 p.m. eastern time as order cut off time.
(e) Distributor certifies that it has established and will maintain policies and procedures reasonably designed to ensure that transactions in Funds’ shares are effected in accordance with applicable contract provisions and law, including, but not limited to, procedures designed to prevent same-day execution of orders received after the cut off time.
(f) The Funds...
Sales and Redemptions. (a) The Company shall pay all costs and expenses in connection with the registration of the Shares under the 1933 Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Company hereunder, and all expenses in connection with preparing, printing and distributing the Prospectuses except as set forth in subsection 2(c) of Section II hereof.
Sales and Redemptions. (a) The Company shall pay all costs and expenses in connection with the registration of the Shares under the 1933 Act, and all expenses in connection with maintaining facilities for the issue and transfer of the Shares and for supplying information, prices and other data to be furnished by the Company hereunder, and all expenses in connection with preparing, printing and distributing the Prospectuses except as set forth in subsection 2(c) of Section II hereof or in any other agreement entered into by the Company.
(b) The Company shall execute all documents, furnish all information and otherwise take all actions which may be reasonably necessary in the discretion of the Company's officers in connection with the qualification of the Shares for sale in such states as CFG may designate to the Company and the Company may approve, and the Company shall pay all filing fees which may be incurred in connection with such qualification. CFG shall pay all expenses connected with its qualification as a dealer under state or federal laws and, except as otherwise specifically provided in this Agreement, all other expenses incurred by CFG in connection with the sale of the Shares as contemplated in this Agreement. It is understood that certain shareholder servicing expenses to be incurred in connection with the Shares may be paid as provided in a Shareholder Service Plan adopted by the Company. The Distributor agrees to be responsible for the operation of such Plan in accordance with the terms thereof.
(c) The Company shall have the right to suspend the sale of Shares of any Fund at any time in response to
(d) The Company reserves the right to reject any order for Shares, but will not do so arbitrarily or without reasonable cause.
Sales and Redemptions. To make delivery of securities which have been sold for the account of the Fund upon receipt of proper instructions, or which have been called, exchanged, redeemed, retired or otherwise become payable, such delivery to be made only upon payment therefore, in cash or in such other proper medium of payment as may be acceptable to the Custodian in the reasonable exercise of its discretion, or as such instructions may designate.
