SG Cxxxx Xxxurities Corporation. ....... ----------- -------------- Total.......................... =========== ============== ANNEX I FORM OF COMFORT LETTER Pursuant to Section 7(d) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
SG Cxxxx Xxxurities Corporation. Friedman, Billings, Ramsxx & Xo., Inc. .......... Total............................ ==========
SG Cxxxx Xxxurities Corporation. ..... Total =============== ================== NUMBER OF OPTIONAL TOTAL NUMBER OF FIRM SHARES TO BE SOLD SHARES IF MAXIMUM OPTION THE SELLING STOCKHOLDERS TO BE SOLD EXERCISED --------------------------------------- -------------------- ------------------ [Name of Selling Stockholder](a) [Name of Selling Stockholder](b) [Name of Selling Stockholder](c) [Name of Selling Stockholder](d) [Name of Selling Stockholder](e) Total
SG Cxxxx Xxxurities Corporation. Needxxx & Xompany, Inc........................................ Adamx, Xxrkxxxx & Xill, Xxc................................... SoundView Technology Group, Inc............................... ----------- Total ........................................ ===========
SG Cxxxx Xxxurities Corporation. Total.......................... ============
SG Cxxxx Xxxurities Corporation. Warburg Dillon Read LLC ................................................... Invemed Associates LLC .................................................... -------------- Total ==============
SG Cxxxx Xxxurities Corporation. [OTHERS]............................................... ---------
SG Cxxxx Xxxurities Corporation. Total................................................................... SCHEDULE B ALLIANCE FIBER OPTIC PRODUCTS, INC. ___ Shares of Common Stock (Par Value $.001 Per Share)
SG Cxxxx Xxxurities Corporation. Warburg Dillon Read LLC.................................................. ---------------- -------------- ================ ============== ---------------- -------------- Total.................................................. $ $ ================ ============== ANNEX I FORM OF ANNEX I DESCRIPTION OF COMFORT LETTER FOR REGISTRATION STATEMENTS ON FORM S-1 Pursuant to Section 7(e) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
SG Cxxxx Xxxurities Corporation. Total - =
